SEC 13F Intelligence

Managers / Q4 2022 · view latest →

CVI Holdings, LLC

CIK 0001728194 · ONE COMMERCE CENTER, 1201 N. ORANGE STREET, SUITE 715, WILMINGTON, DE, 19801 · 6106172600

Reported Value
$784M
Q4 2022
Positions
615
Filings on Record
25
2019–present window
Filed
Feb 14, 2023
original filing

Summary

Cvi Holdings, LLC reported $784M in U.S.-listed holdings across 615 positions for Q4 2022.

Its largest position, IBRX, represents 4.9% of the portfolio.

Compared with Q3 2022, the fund opened 35 new positions and exited 301.

Portfolio Metrics

Turnover
+9.6%
vs prior filed quarter
Top-10 Concentration
+20.4%
share of reported value
Largest Position
+4.9%
Immunitybio
New / Exited
35 / 301
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $45MQ4 ’18Q1 ’19: $106MQ2 ’19: $172MQ3 ’19: $131MQ3 ’19Q4 ’19: $71MQ1 ’20: $28MQ2 ’20: $270MQ2 ’20Q3 ’20: $246MQ4 ’20: $536MQ1 ’21: $1.4BQ1 ’21Q2 ’21: $1.5BQ3 ’21: $1.6BQ4 ’21: $1.5BQ4 ’21Q1 ’22: $1.5BQ2 ’22: $1.4BQ3 ’22: $1.3BQ3 ’22Q4 ’22: $784MQ1 ’23: $266MQ2 ’23: $95MQ2 ’23Q3 ’23: $51MQ4 ’23: $48MQ1 ’24: $106MQ1 ’24Q2 ’24: $116Mfilingsflow.com

Portfolio Composition

By security type
Other: 84.4%Common Stock: 14.8%ADR: 0.3%Equity WRT: 0.2%US DOMESTIC: 0.2%Other: 0.1%
  • Other · 84.4% · $662M
  • Common Stock · 14.8% · $116M
  • ADR · 0.3% · $2M
  • Equity WRT · 0.2% · $2M
  • US DOMESTIC · 0.2% · $1M
  • Other · 0.1% · $458,611

Quarter-over-Quarter Changes full breakdown →

vs Q3 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
IBRXIMMUNITYBIO INCNEW+7.61M7.61M+$39M$39M
AMRSEURAMYRIS INCNEW+18.16M18.16M+$28M$28M
KPTIEURKARYOPHARM THERAPEUTICS INCNEW+1.25M1.25M+$4M$4M
ASNSUSDX4 PHARMACEUTICALS INCNEW+2.38M2.38M+$2M$2M
AUTLAUTOLUS THERAPEUTICS PLCNEW+1.24M1.24M+$2M$2M
RYVYL INCNEW+5.04M5.04M+$2M$2M
HUDSON ACQUISITION I CORPNEW+197.0K197.0K+$2M$2M
AQUCAQUARON ACQUISITION CORPNEW+194.0K194.0K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2022

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IBRXIMMUNITYBIO INChistory →COM4.92%$39M7.61M
2AMRSEURAMYRIS INChistory →COM NEW3.54%$28M18.16M
3FTAC HERA ACQUISITION CORPCLASS A ORD SHS2.51%$20M1.94M
4TECH AND ENERGY TRANSITIONCLASS A COM1.92%$15M1.50M
5PONTEM CORPORATIONSHS CL A1.35%$11M1.05M
6PINE TECHNOLOGY ACQUISITN COCLASS A COM1.29%$10M999.9K
7AGILE GROWTH CORPCLASS A ORD1.29%$10M1.00M
8GX ACQUISITION CORP IICLASS A COM1.28%$10M1.00M
9ARES ACQUISITION CORPORATIONCOM CL A1.22%$10M950.7K
10QUANTUM FINTECH ACQUISTIN COCOMMON STOCK1.06%$8M827.2K
11AURORA TECHNOLOGY ACQUISITIOCLASS A ORD SHS1.02%$8M783.1K
12WARBURG PINCUS CAPTAL CORP ISHS CL A1.02%$8M791.4K
13TPG PACE BENEFICIAL II CORPCOMMON STOCK1.00%$8M798.0K
14VPC IMPACT ACQUISITION HLDGCLASS A ORD0.99%$8M769.5K
15MARLIN TECHNOLOGY CORPCL A SHS0.94%$7M724.8K
16AVALON ACQUISITION INCCLASS A COM0.88%$7M674.4K
17SUPERNOVA PARTN ACQ CO III LSHS CL A0.86%$7M671.7K
18KADEM SUSTAINABLE IMPACT CORCLASS A COM0.85%$7M661.0K
19FG MERGER CORPCOMMON STOCK0.82%$6M600.0K
20GLOBAL BLOCKCHAIN ACQUI CORPCOMMON STOCK0.81%$6M625.0K
21DIGITAL TRANSFORMATN OPT CORCLASS A COM0.78%$6M608.7K
22CORAZON CAPITAL V838 MONOCERCLASS A ORD SHS0.78%$6M604.1K
23PERIDOT ACQUISITION CORP IISHS CL A0.77%$6M596.7K
24ELLIOTT OPPORTUNITY II CORPSHS CL A0.77%$6M596.8K
25BUILD ACQUISITION CORPCOM CLASS A0.77%$6M600.2K
26CATCHA INVESTMENT CORPSHS CL A0.75%$6M581.8K
27SILVER SPIKE ACQUISITN CORPCLASS A ORD SHS0.74%$6M574.0K
28MAGNUM OPUS ACQUISITION LTDSHS CL A0.74%$6M574.1K
29CHURCHILL CAPITAL CORP VIICOM CL A0.71%$6M560.2K
30PLUM ACQUISITION CORP ICLASS A ORD SHS0.71%$6M549.5K
31TG VENTURE ACQUISITION CORPCLASS A COM0.70%$6M541.8K
32FUSION ACQUISITION CORP IICOM CL A0.67%$5M522.4K
33ADARA ACQUISITION CORPCOM CL A0.66%$5M507.2K
34PROSPECTOR CAPITAL CORPCL A0.66%$5M516.4K
35STRATIM CLOUD ACQUISITION COCLASS A COM0.65%$5M507.9K
36GSR II METEORA ACQUISITN CORCLASS A COM0.65%$5M500.0K
37PRIVETERRA ACQUISITION CORPCL A0.64%$5M502.5K
38NORTHVIEW ACQUISITION CORPCOM0.64%$5M496.4K
39FTAC PARNASSUS ACQUISITN CORCLASS A COM0.64%$5M499.9K
40LAZARD GROWTH ACQUISITION COCL A ORD SHS0.64%$5M492.8K
41ALTIMAR ACQUISITION CORP IIISHS CL A0.63%$5M494.4K
42ACROPOLIS INFRASTRUCTURE ACQCL A0.63%$5M500.6K
43ESM ACQUISITION CORPORATIONSHS CL A0.63%$5M490.3K
44JAWS MUSTANG ACQUISITION CORSHS CL A0.63%$5M486.7K
45FREEDOM ACQUISITION I CORPSHS CL A0.63%$5M486.9K
46STONEBRIDGE ACQUISITION CORPCLASS A ORD SHS0.62%$5M475.9K
47DEEP LAKE CAPITAL ACQUSTN COCL A SHS0.62%$5M478.8K
48DISRUPTIVE ACQUISITION CORPCLASS A ORD SHS0.61%$5M477.3K
49PONO CAPITAL CORPCLASS A COM0.61%$5M439.2K
50GLOBAL SYSTEMS DYNAMICS INCCLASS A COM0.60%$5M457.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2024$116M144Aug 15, 202413F-HRchanges · EDGAR ↗
Q1 2024$106M157May 7, 202413F-HRchanges · EDGAR ↗
Q4 2023$48M187Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$51M229Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$95M277Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$266M413May 16, 202313F-HRchanges · EDGAR ↗
Q4 2022$784M615Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.3B882Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.4B930Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.5B928May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.5B948Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.6B899Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.5B790Aug 11, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.4B615May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$536M182Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$246M83Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$270M70Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$28M37May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$71M36Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019REVEALED$131M107Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019REVEALED$172M118Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$106M58May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$45M42Feb 14, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 2 additional managers.

  • HEIGHTS CAPITAL MANAGEMENT, INC028-13218
  • CVI Investments, Inc.028-17822

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.