SEC 13F Intelligence

Managers / Q3 2020 · view latest →

CVI Holdings, LLC

CIK 0001728194 · ONE COMMERCE CENTER, 1201 N. ORANGE STREET, SUITE 715, WILMINGTON, DE, 19801 · 6106172600

Reported Value
$246M
Q3 2020
Positions
83
Filings on Record
25
2019–present window
Filed
Nov 16, 2020
original filing

Summary

Cvi Holdings, LLC reported $246M in U.S.-listed holdings across 83 positions for Q3 2020.

Its largest position, FCELCHF, represents 16.5% of the portfolio.

Compared with Q2 2020, the fund opened 65 new positions and exited 51.

Portfolio Metrics

Turnover
+86.7%
vs prior filed quarter
Top-10 Concentration
+61.4%
share of reported value
Largest Position
+16.5%
Fuelcell Energy
New / Exited
65 / 51
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $45MQ4 ’18Q1 ’19: $106MQ2 ’19: $172MQ3 ’19: $131MQ3 ’19Q4 ’19: $71MQ1 ’20: $28MQ2 ’20: $270MQ2 ’20Q3 ’20: $246MQ4 ’20: $536MQ1 ’21: $1.4BQ1 ’21Q2 ’21: $1.5BQ3 ’21: $1.6BQ4 ’21: $1.5BQ4 ’21Q1 ’22: $1.5BQ2 ’22: $1.4BQ3 ’22: $1.3BQ3 ’22Q4 ’22: $784MQ1 ’23: $266MQ2 ’23: $95MQ2 ’23Q3 ’23: $51MQ4 ’23: $48MQ1 ’24: $106MQ1 ’24Q2 ’24: $116Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 54.6%Other: 34.2%US DOMESTIC: 5.8%ADR: 4.0%Unit: 1.3%Other: 0.2%
  • Common Stock · 54.6% · $134M
  • Other · 34.2% · $84M
  • US DOMESTIC · 5.8% · $14M
  • ADR · 4.0% · $10M
  • Unit · 1.3% · $3M
  • Other · 0.2% · $459,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
FCELCHFFUELCELL ENERGY INCNEW+19.00M19.00M+$41M$41M
PENNPENN NATL GAMING INCNEW+400.0K400.0K+$29M$29M
GRAFUSDVELODYNE LIDAR INCNEW+1.50M1.50M+$28M$28M
HECUSDHUDSON EXECUTIVE INVT CORPNEW+1.20M1.20M+$12M$12M
QELL ACQUISITION CORPNEW+750.0K750.0K+$8M$8M
NBPI MABNEW+151.5K151.5K+$7M$7M
CKPTUSDCHECKPOINT THERAPEUTICS INCNEW+2.62M2.62M+$7M$7M
ROCKWELL MED INCNEW+5.30M5.30M+$6M$6M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

49 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1FCELCHFFUELCELL ENERGY INChistory →COM16.52%$41M19.00M
2PENNPENN NATL GAMING INChistory →COM11.82%$29M400.0K
3GRAFUSDVELODYNE LIDAR INChistory →COM11.39%$28M1.50M
4HECUSDHUDSON EXECUTIVE INVT CORPCOM CL A · *W EXP 06/21/2025.08%$12M1.80M
5TIMKENSTEEL CORPNOTE 6.000% 6/03.56%$9M10.46M
6QELL ACQUISITION CORPUNIT 10/01/20253.10%$8M750.0K
7NBPI MABhistory →SPONSORED ADS2.90%$7M151.5K
8CKPTUSDCHECKPOINT THERAPEUTICS INChistory →COM2.86%$7M2.62M
9ROCKWELL MED INCCOM2.31%$6M5.30M
10GS ACQUISITION HLDGS CORP IICOM CL A2.19%$5M500.0K
11TORTOISE ACQUISITION CORP IIUNIT 06/14/20272.18%$5M492.2K
12EAST RES ACQUISITION COCOM CL A1.96%$5M490.3K
13INSEEGO CORPNOTE 3.250% 5/01.95%$5M5.00M
14INDUSTRIAL TECH ACQU INCUNIT 08/31/20251.63%$4M400.0K
15SLNOEURSOLENO THERAPEUTICS INChistory →COM NEW1.58%$4M1.55M
16LIONHEART ACQUISITION CORP IUNIT 08/13/20251.42%$3M350.0K
17YUNHONG INTLCL A SHS1.40%$3M350.0K
18EQUITY DISTR ACQUISITION CORUNIT 99/99/99991.26%$3M300.0K
19FALCON CAPITAL ACQUISITN CORUNIT 08/20/20271.25%$3M300.0K
20VESPER HEALTHCARE ACQSTN CORUNIT 99/99/99991.25%$3M300.0K
21YUCAIPA ACQUISITION CORPUNIT 99/99/99991.24%$3M300.0K
22PRIME IMPACT ACQUISITION IUNIT 10/01/20301.22%$3M300.0K
23CFRXUSDCONTRAFECT CORPhistory →COM NEW1.21%$3M563.7K
24TARAPROTARA THERAPEUTICS INChistory →COM STK1.15%$3M168.8K
25VRNAVERONA PHARMA PLChistory →SPONSORED ADS1.13%$3M444.4K
26OAKTREE ACQUISITION CORP IIUNIT 09/15/20270.84%$2M200.0K
27TW4ATWC TECH HLDGS II CORPUNIT 09/10/20250.82%$2M200.0K
28CF FINANCE ACQUISITION CORPUNIT 08/01/20270.81%$2M200.0K
29ACON S2 ACQUISITION CORPUNIT 09/15/20270.81%$2M200.0K
30FTAC OLYMPUS ACQUISITION CORUNIT 08/24/20250.81%$2M200.0K
31PERIDOT ACQUISITION CORPUNIT 99/99/99990.81%$2M200.0K
32ROTH CH ACQUISITION I COCOM0.81%$2M200.0K
33ALPHA HEALTHCARE ACQUISTN COUNIT 09/21/20270.81%$2M200.0K
34RIBBIT LEAP LTDUNIT 99/99/99990.79%$2M150.0K
35NEONNEONODE INCCOM PAR0.77%$2M238.4K
36ORPHAZYME A SADS0.73%$2M175.0K
37INSU ACQUISITION CORP IIUNIT 09/04/20250.63%$2M150.0K
38EROS STX GLOBAL CORPORATIONSHS NEW0.63%$2M700.0K
39ASPIRATIONAL CONSUMER LIFESTUNIT 99/99/99990.61%$2M150.0K
40GREENPRO CAP CORPCOM0.59%$1M1.00M
41DMACDIAMEDICA THERAPEUTICS INCCOM NEW0.48%$1M276.2K
42STPK/USTAR PEAK ENERGY TRANSITIONUNIT 99/99/99990.43%$1M103.3K
43FINTECH ACQUISITION CORP IVUNIT 12/31/20250.42%$1M100.0K
44VECTOR ACQUISITION CORPUNIT 09/30/20270.41%$1M100.0K
45DEERFIELD HEALTHCARE TECH ACCOM CL A0.32%$790,00075.2K
46FORUM MERGER III CORPUNIT 08/24/20270.32%$784,00075.0K
47STARBOARD VALUE ACQUISITN COUNIT 09/10/20250.29%$706,00070.0K
48THE9 LTDSPON ADS0.28%$695,0002.19M
49SENSEONICS HLDGS INCNOTE 5.250% 2/00.28%$679,0001.50M

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2024$116M144Aug 15, 202413F-HRchanges · EDGAR ↗
Q1 2024$106M157May 7, 202413F-HRchanges · EDGAR ↗
Q4 2023$48M187Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$51M229Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$95M277Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$266M413May 16, 202313F-HRchanges · EDGAR ↗
Q4 2022$784M615Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.3B882Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.4B930Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.5B928May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.5B948Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.6B899Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.5B790Aug 11, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.4B615May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$536M182Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$246M83Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$270M70Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$28M37May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$71M36Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019REVEALED$131M107Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019REVEALED$172M118Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$106M58May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$45M42Feb 14, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 2 additional managers.

  • HEIGHTS CAPITAL MANAGEMENT, INC028-13218
  • CVI Investments, Inc.028-17822

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.