SEC 13F Intelligence

GENPREX INC

CUSIP 372446104

Genprex Inc has 37 institutional holders in Filings Flow’s 13F database, together reporting 1.47M shares worth $1M as of Q4 2022. The largest reported holders are Armistice Capital, LLC, Amh Equity Ltd, and Rockefeller Capital Management L.P..

Institutional Holders
37
Q4 2022
Reported Value
$1M
Ticker
unmapped
private placement or foreign
Quarters Tracked
7

Ownership Trend

Institutional holders
Q4 ’18: 5Q4 ’18Q1 ’19: 8Q1 ’19Q2 ’19: 9Q2 ’19Q3 ’19: 6Q3 ’19Q2 ’21: 46Q2 ’21Q4 ’21: 34Q4 ’21Q4 ’22: 37Q4 ’22filingsflow.com
Total reported value
Q4 ’18: $1MQ4 ’18Q1 ’19: $1MQ1 ’19Q2 ’19: $926,000Q2 ’19Q3 ’19: $1MQ3 ’19Q2 ’21: $10MQ2 ’21Q4 ’21: $5MQ4 ’21Q4 ’22: $1MQ4 ’22filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
CVI Holdings, LLC$116M AUM0.29%$142,199618.3KQ4 2023
ARMISTICE CAPITAL, LLC$5.6B AUM0.03%$2M1.95MQ1 2023OLDER
Cypress Capital, LLC$370M AUM0.01%$39,490100.0KQ3 2023OLDER
CCG WEALTH MANAGEMENT, LLC$369M AUM0.01%$14,32415.1KQ2 2023OLDER
VISIONARY HORIZONS, LLC$203M AUM0.01%$6,90030.0KQ4 2023
Confluence Wealth Services, Inc.$2.6B AUM0.00%$8,40921.3KQ3 2023OLDER
XTX Topco Ltd$5.8B AUM0.00%$8,01620.3KQ3 2023OLDER
StoneX Group Inc.$1.9B AUM0.00%$835.1KQ4 2023
NICOLET ADVISORY SERVICES, LLC$1.5B AUM0.00%$8,30010.0KQ1 2023OLDER
VERUS CAPITAL PARTNERS, LLC$1.5B AUM0.00%$7,13031.0KQ4 2023
IHT Wealth Management, LLC$4.3B AUM0.00%$19,17683.4KQ4 2023
Nemes Rush Group LLC$1.1B AUM0.00%$3,94910.0KQ3 2023OLDER
Freedom Investment Management, Inc.$337M AUM0.00%$5,78214.6KQ3 2023OLDER
STALEY CAPITAL ADVISERS INC$2.4B AUM0.00%$11,50050.0KQ4 2023
Rockefeller Capital Management L.P.$56.4B AUM0.00%$142,290150.0KQ2 2023OLDER
HUB Investment Partners, LLC$4.2B AUM0.00%$7,70533.5KQ4 2023
Pekin Hardy Strauss, Inc.$957M AUM0.00%$2,89312.6KQ4 2023
Advisory Services Network, LLC$7.5B AUM0.00%$6,78617.2KQ3 2023OLDER
Financial Gravity Asset Management, Inc.$562M AUM0.00%$511Q2 2023OLDER
RENAISSANCE TECHNOLOGIES LLC$63.9B AUM0.00%$83359.5KQ4 2023
SILVERCREST ASSET MANAGEMENT GROUP LLC$13.8B AUM0.00%$12,88056.0KQ4 2023
Mariner, LLC$85.7B AUM0.00%$1820.0KQ1 2023OLDER
Squarepoint Ops LLC$85.1B AUM0.00%$27,091117.8KQ4 2023
TWO SIGMA SECURITIES, LLC$861M AUM0.00%$4,80220.9KQ4 2023
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$25107.3KQ4 2023
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$3,24214.1KQ4 2023
TCI Wealth Advisors, Inc.$1.9B AUM0.00%$273300Q1 2023OLDER
Cresset Asset Management, LLC$23.1B AUM0.00%$6,71317.0KQ3 2023OLDER
HighTower Advisors, LLC$94.2B AUM0.00%$12,00012.1KQ2 2023OLDER
GROUP ONE TRADING LLC$52.2B AUM0.00%$7,60233.1KQ4 2023
GEODE CAPITAL MANAGEMENT, LLC$1.61T AUM0.00%$113,385492.8KQ4 2023
NewEdge Advisors, LLC$27.7B AUM0.00%$1,1505.0KQ4 2023
WOLVERINE TRADING, LLC$138.7B AUM0.00%$8,85610.8KQ2 2023OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$44,711194.4KQ4 2023
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$4,26518.6KQ4 2023
MEEDER ASSET MANAGEMENT INC$1.7B AUM0.00%$62271Q4 2023
NORTHERN TRUST CORP$756.6B AUM0.00%$18,82881.9KQ4 2023
CHARLES SCHWAB INVESTMENT MANAGEMENT INC$654.5B AUM0.00%$11,74529.7KQ3 2023OLDER
UBS Group AG$666.3B AUM0.00%$9,91743.1KQ4 2023
MILLENNIUM MANAGEMENT LLC$240.3B AUM0.00%$6,49228.2KQ4 2023
BlackRock Finance, Inc.$4.42T AUM0.00%$104,808455.7KQ4 2023
NATIONAL BANK OF CANADA /FI/$111.5B AUM0.00%$767850Q1 2023OLDER
PRICE T ROWE ASSOCIATES INC /MD/$865M AUM0.00%$1212.6KQ1 2023OLDER
MCF Advisors LLC$2.3B AUM0.00%$1025Q3 2023OLDER
Bank of New York Mellon Corp$543.9B AUM0.00%$4,04117.6KQ4 2023
SIGNATUREFD, LLC$6.5B AUM0.00%$28Q4 2023
VitalStone Financial, LLC$147M AUM$0400Q4 2023

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.