SEC 13F Intelligence

Managers / Q3 2021 · view latest →

VIEX Capital Advisors, LLC

CIK 0001619125 · 323 SUNNY ISLES BLVD., SUITE 700, SUNNY ISLES BEACH, FL, 33160 · 212-752-5750

Reported Value
$165M
Q3 2021
Positions
12
Filings on Record
16
2019–present window
Filed
Nov 15, 2021
original filing

Summary

Viex Capital Advisors, LLC reported $165M in U.S.-listed holdings across 12 positions for Q3 2021.

The portfolio is heavily concentrated: ATEN alone accounts for 62.9% of reported value.

Compared with Q2 2021, the fund opened 3 new positions and exited 6.

Portfolio Metrics

Turnover
+23.7%
vs prior filed quarter
Largest Position
+62.9%
A10 Networks
New / Exited
3 / 6
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $115MQ4 ’18Q1 ’19: $113MQ2 ’19: $126MQ2 ’19Q3 ’19: $169MQ4 ’19: $183MQ4 ’19Q1 ’20: $83MQ2 ’20: $92MQ2 ’20Q3 ’20: $104MQ4 ’20: $123MQ4 ’20Q1 ’21: $135MQ2 ’21: $140MQ2 ’21Q3 ’21: $165MQ4 ’21: $62MQ4 ’21Q1 ’22: $56MQ2 ’22: $38MQ2 ’22Q3 ’22: $31Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 96.5%ADR: 3.5%
  • Common Stock · 96.5% · $159M
  • ADR · 3.5% · $6M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
VISNCOMMSCOPE HLDG CO INCNEW+1.41M1.41M+$19M$19M
BENEFITFOCUS INCNEW+819.1K819.1K+$9M$9M
GRPNGROUPON INCNEW+140.4K140.4K+$3M$3M
MICRO FOCUS INTL PLCADDED+993.5K1.06M+$5M$6M
EXTERRAN CORPADDED+1.21M1.36M+$5M$6M
KIRKLANDS INCADDED+103.6K193.3K+$2M$4M
XRXXEROX HOLDINGS CORPSOLD OUT232.7K0$5M$0
ZIXIZIX CORPSOLD OUT749.0K0$5M$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

9 positions
#IssuerClass% PortfolioValueShares
1ATENA10 NETWORKS INChistory →COM62.86%$104M7.69M
2VISNCOMMSCOPE HLDG CO INChistory →COM6.27%$10M760.4K
3BENEFITFOCUS INCCOM5.51%$9M819.1K
4MICRO FOCUS INTL PLCSPON ADR NEW3.50%$6M1.06M
5EXTERRAN CORPCOM3.43%$6M1.27M
6ENZBENZO BIOCHEM INChistory →COM3.24%$5M1.51M
7KIRKLANDS INCCOM2.25%$4M193.3K
8KVHIKVH INDS INChistory →COM1.98%$3M338.4K
9GRPNGROUPON INChistory →COM NEW1.94%$3M140.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2022$31M10Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$38M12Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$56M13May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$62M14Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$165M12Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$140M13Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$135M9May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$123M9Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$104M16Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$92M10Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$83M12May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$183M14Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$169M20Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$126M19Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$113M21May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$115M19Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.