SEC 13F Intelligence

Managers / Q4 2020 · view latest →

VIEX Capital Advisors, LLC

CIK 0001619125 · 323 SUNNY ISLES BLVD., SUITE 700, SUNNY ISLES BEACH, FL, 33160 · 212-752-5750

Reported Value
$123M
Q4 2020
Positions
9
Filings on Record
16
2019–present window
Filed
Feb 16, 2021
original filing

Summary

Viex Capital Advisors, LLC reported $123M in U.S.-listed holdings across 9 positions for Q4 2020.

The portfolio is heavily concentrated: ATEN alone accounts for 61.8% of reported value.

Compared with Q3 2020, the fund opened 5 new positions and exited 10.

Portfolio Metrics

Turnover
+34.1%
vs prior filed quarter
Largest Position
+61.8%
A10 Networks
New / Exited
5 / 10
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $115MQ4 ’18Q1 ’19: $113MQ2 ’19: $126MQ2 ’19Q3 ’19: $169MQ4 ’19: $183MQ4 ’19Q1 ’20: $83MQ2 ’20: $92MQ2 ’20Q3 ’20: $104MQ4 ’20: $123MQ4 ’20Q1 ’21: $135MQ2 ’21: $140MQ2 ’21Q3 ’21: $165MQ4 ’21: $62MQ4 ’21Q1 ’22: $56MQ2 ’22: $38MQ2 ’22Q3 ’22: $31Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 100.0%
  • Common Stock · 100.0% · $123M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
LEAFLEAF GROUP LTDNEW+2.31M2.31M+$11M$11M
BENEFITFOCUS INCNEW+431.7K431.7K+$6M$6M
PLABPHOTRONICS INCNEW+514.2K514.2K+$6M$6M
ENZBENZO BIOCHEM INCNEW+155.5K155.5K+$392,000$392,000
FPHFIVE POINT HOLDINGS LLCNEW+100.0K100.0K+$40,000$40,000
KVHIKVH INDS INCADDED+590.9K676.3K+$7M$8M
VECOVEECO INSTRS INC DELSOLD OUT−528.5K0−$6M$0
EMCORE CORPSOLD OUT−1.67M0−$5M$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2020

8 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ATENA10 NETWORKS INChistory →COM61.82%$76M7.69M
2IMMRIMMERSION CORPhistory →COM12.73%$16M1.38M
3LEAFLEAF GROUP LTDhistory →COM8.76%$11M2.31M
4KVHIKVH INDS INChistory →COM6.26%$8M676.3K
5BENEFITFOCUS INCCOM5.10%$6M431.7K
6PLABPHOTRONICS INChistory →COM4.68%$6M514.2K
7ENZBENZO BIOCHEM INCCOM0.32%$392,000155.5K
8TTITETRA TECHNOLOGIES INC DELCOM0.30%$369,000428.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2022$31M10Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$38M12Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$56M13May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$62M14Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$165M12Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$140M13Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$135M9May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$123M9Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$104M16Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$92M10Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$83M12May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$183M14Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$169M20Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$126M19Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$113M21May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$115M19Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.