SEC 13F Intelligence

Managers / Q1 2021 · view latest →

VIEX Capital Advisors, LLC

CIK 0001619125 · 323 SUNNY ISLES BLVD., SUITE 700, SUNNY ISLES BEACH, FL, 33160 · 212-752-5750

Reported Value
$135M
Q1 2021
Positions
9
Filings on Record
16
2019–present window
Filed
May 17, 2021
original filing

Summary

Viex Capital Advisors, LLC reported $135M in U.S.-listed holdings across 9 positions for Q1 2021.

The portfolio is heavily concentrated: ATEN alone accounts for 54.8% of reported value.

Compared with Q4 2020, the fund opened 3 new positions and exited 3.

Portfolio Metrics

Turnover
+10.5%
vs prior filed quarter
Largest Position
+54.8%
A10 Networks
New / Exited
3 / 3
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $115MQ4 ’18Q1 ’19: $113MQ2 ’19: $126MQ2 ’19Q3 ’19: $169MQ4 ’19: $183MQ4 ’19Q1 ’20: $83MQ2 ’20: $92MQ2 ’20Q3 ’20: $104MQ4 ’20: $123MQ4 ’20Q1 ’21: $135MQ2 ’21: $140MQ2 ’21Q3 ’21: $165MQ4 ’21: $62MQ4 ’21Q1 ’22: $56MQ2 ’22: $38MQ2 ’22Q3 ’22: $31Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 95.3%ADR: 4.7%
  • Common Stock · 95.3% · $128M
  • ADR · 4.7% · $6M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
CLDRCLOUDERA INCNEW+675.6K675.6K+$8M$8M
CRTOCRITEO S ANEW+181.7K181.7K+$6M$6M
NTNXNUTANIX INCNEW+106.3K106.3K+$3M$3M
ENZBENZO BIOCHEM INCSOLD OUT155.5K0$392,000$0
TTITETRA TECHNOLOGIES INC DELSOLD OUT428.7K0$369,000$0
FPHFIVE POINT HOLDINGS LLCSOLD OUT100.0K0$40,000$0
IMMRIMMERSION CORPTRIMMED884.2K498.9K$11M$5M
KVHIKVH INDS INCADDED+194.3K870.6K+$3M$11M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

9 positions
#IssuerClass% PortfolioValueShares
1ATENA10 NETWORKS INChistory →COM54.84%$74M7.69M
2LEAFLEAF GROUP LTDhistory →COM10.92%$15M2.28M
3KVHIKVH INDS INChistory →COM8.19%$11M870.6K
4CLDRCLOUDERA INChistory →COM6.10%$8M675.6K
5BENEFITFOCUS INCCOM5.18%$7M505.9K
6CRTOCRITEO S Ahistory →SPONS ADS4.68%$6M181.7K
7PLABPHOTRONICS INChistory →COM4.44%$6M465.5K
8IMMRIMMERSION CORPhistory →COM3.55%$5M498.9K
9NTNXNUTANIX INChistory →CL A2.09%$3M106.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2022$31M10Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$38M12Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$56M13May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$62M14Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$165M12Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$140M13Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$135M9May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$123M9Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$104M16Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$92M10Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$83M12May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$183M14Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$169M20Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$126M19Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$113M21May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$115M19Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.