SEC 13F Intelligence

Managers / Q4 2018 · view latest →

VIEX Capital Advisors, LLC

CIK 0001619125 · 323 SUNNY ISLES BLVD., SUITE 700, SUNNY ISLES BEACH, FL, 33160 · 212-752-5750

Reported Value
$115M
Q4 2018
Positions
19
Filings on Record
16
2019–present window
Filed
Feb 14, 2019
original filing

Summary

Viex Capital Advisors, LLC reported $115M in U.S.-listed holdings across 19 positions for Q4 2018.

The portfolio is heavily concentrated: ATEN alone accounts for 26.5% of reported value.

Portfolio Metrics

Top-10 Concentration
+91.2%
share of reported value
Largest Position
+26.5%
A10 Networks

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $115MQ4 ’18Q1 ’19: $113MQ2 ’19: $126MQ2 ’19Q3 ’19: $169MQ4 ’19: $183MQ4 ’19Q1 ’20: $83MQ2 ’20: $92MQ2 ’20Q3 ’20: $104MQ4 ’20: $123MQ4 ’20Q1 ’21: $135MQ2 ’21: $140MQ2 ’21Q3 ’21: $165MQ4 ’21: $62MQ4 ’21Q1 ’22: $56MQ2 ’22: $38MQ2 ’22Q3 ’22: $31Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 93.4%Other: 6.6%
  • Common Stock · 93.4% · $107M
  • Other · 6.6% · $8M

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
ATENA10 NETWORKS INCNEW+5.39M5.39M+$32M$32M
EXTREXTREME NETWORKS INCNEW+3.54M3.54M+$19M$19M
PDFSPDF SOLUTIONS INCNEW+2.67M2.67M+$17M$17M
IMMRIMMERSION CORPNEW+1.38M1.38M+$12M$12M
RNWAREALNETWORKSNEW+3.31M3.31M+$8M$8M
MAXWELL TECHNOLOGIES INCNEW+4.24M4.24M+$8M$8M
QUANTUM CORPNEW+3.69M3.69M+$7M$7M
UCTTULTRA CLEAN HLDGS INCNEW+793.7K793.7K+$7M$7M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2018

13 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ATENA10 NETWORKS INChistory →COM26.51%$30M4.88M
2PDFSPDF SOLUTIONS INChistory →COM13.83%$16M1.89M
3EXTREXTREME NETWORKS INChistory →COM12.33%$14M2.32M
4IMMRIMMERSION CORPhistory →COM9.78%$11M1.25M
5QUANTUM CORPCOM NEW6.42%$7M3.69M
6MAXWELL TECHNOLOGIES INCCOM6.38%$7M3.54M
7RNWAREALNETWORKShistory →COM NEW6.23%$7M3.10M
8UCTTULTRA CLEAN HLDGS INChistory →COM5.85%$7M793.7K
9SUPPORT COM INCCOM NEW2.32%$3M1.08M
10FRANCESCAS HLDGS CORPCOM1.52%$2M1.80M
11SERVICESOURCE INTL INCCOM0.78%$891,000824.9K
12HHSHARTE-HANKS INCCOM0.56%$644,000266.1K
13BWEURBABCOCK & WILCOX ENTERPRIS ICOM0.22%$252,000646.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2022$31M10Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$38M12Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$56M13May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$62M14Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$165M12Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$140M13Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$135M9May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$123M9Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$104M16Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$92M10Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$83M12May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$183M14Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$169M20Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$126M19Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$113M21May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$115M19Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.