SEC 13F Intelligence

Managers / Q3 2019 · view latest →

VIEX Capital Advisors, LLC

CIK 0001619125 · 323 SUNNY ISLES BLVD., SUITE 700, SUNNY ISLES BEACH, FL, 33160 · 212-752-5750

Reported Value
$169M
Q3 2019
Positions
20
Filings on Record
16
2019–present window
Filed
Nov 14, 2019
original filing

Summary

Viex Capital Advisors, LLC reported $169M in U.S.-listed holdings across 20 positions for Q3 2019.

The portfolio is heavily concentrated: ATEN alone accounts for 29.4% of reported value.

Compared with Q2 2019, the fund opened 6 new positions and exited 4.

Portfolio Metrics

Turnover
+20.6%
vs prior filed quarter
Top-10 Concentration
+90.6%
share of reported value
Largest Position
+29.4%
A10 Networks
New / Exited
6 / 4
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $115MQ4 ’18Q1 ’19: $113MQ2 ’19: $126MQ2 ’19Q3 ’19: $169MQ4 ’19: $183MQ4 ’19Q1 ’20: $83MQ2 ’20: $92MQ2 ’20Q3 ’20: $104MQ4 ’20: $123MQ4 ’20Q1 ’21: $135MQ2 ’21: $140MQ2 ’21Q3 ’21: $165MQ4 ’21: $62MQ4 ’21Q1 ’22: $56MQ2 ’22: $38MQ2 ’22Q3 ’22: $31Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 99.7%Other: 0.3%
  • Common Stock · 99.7% · $168M
  • Other · 0.3% · $499,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
KEMET CORPNEW+824.4K824.4K+$15M$15M
CARBONITE INCNEW+733.6K733.6K+$12M$12M
RRGBRED ROBIN GOURMET BURGERS INNEW+350.1K350.1K+$12M$12M
BWBABCOCK & WILCOX ENTERPRIS INEW+2.10M2.10M+$11M$11M
COHUCOHU INCNEW+397.9K397.9K+$5M$5M
CASTLIGHT HEALTH INCNEW+120.9K120.9K+$170,000$170,000
AVAYA HLDGS CORPADDED+545.2K952.7K+$5M$10M
VITAMIN SHOPPE INCSOLD OUT−2.20M0−$9M$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

14 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ATENA10 NETWORKS INChistory →COM29.42%$50M7.16M
2IMMRIMMERSION CORPhistory →COM14.33%$24M3.16M
3KEMET CORPCOM NEW8.87%$15M824.4K
4RRGBRED ROBIN GOURMET BURGERS INhistory →COM6.89%$12M350.1K
5CARBONITE INCCOM6.71%$11M731.5K
6BWBABCOCK & WILCOX ENTERPRIS Ihistory →COM5.94%$10M2.10M
7AVAYA HLDGS CORPCOM5.77%$10M952.7K
8ARLOARLO TECHNOLOGIES INChistory →COM4.92%$8M2.44M
9EMCORE CORPCOM NEW4.51%$8M2.48M
10RNWAREALNETWORKS INChistory →COM NEW3.19%$5M3.24M
11COHUCOHU INChistory →COM3.18%$5M397.9K
12TIVO CORPCOM2.56%$4M568.4K
13HC2 HLDGS INCCOM0.30%$499,000212.1K
14CASTLIGHT HEALTH INCCL B0.10%$170,000120.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2022$31M10Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$38M12Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$56M13May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$62M14Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$165M12Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$140M13Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$135M9May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$123M9Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$104M16Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$92M10Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$83M12May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$183M14Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$169M20Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$126M19Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$113M21May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$115M19Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.