SEC 13F Intelligence

Managers / Q3 2020 · view latest →

VIEX Capital Advisors, LLC

CIK 0001619125 · 323 SUNNY ISLES BLVD., SUITE 700, SUNNY ISLES BEACH, FL, 33160 · 212-752-5750

Reported Value
$104M
Q3 2020
Positions
16
Filings on Record
16
2019–present window
Filed
Nov 16, 2020
original filing

Summary

Viex Capital Advisors, LLC reported $104M in U.S.-listed holdings across 16 positions for Q3 2020.

The portfolio is heavily concentrated: ATEN alone accounts for 46.9% of reported value.

Compared with Q2 2020, the fund opened 7 new positions and exited 2.

Portfolio Metrics

Turnover
+12.7%
vs prior filed quarter
Top-10 Concentration
+94.7%
share of reported value
Largest Position
+46.9%
A10 Networks
New / Exited
7 / 2
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $115MQ4 ’18Q1 ’19: $113MQ2 ’19: $126MQ2 ’19Q3 ’19: $169MQ4 ’19: $183MQ4 ’19Q1 ’20: $83MQ2 ’20: $92MQ2 ’20Q3 ’20: $104MQ4 ’20: $123MQ4 ’20Q1 ’21: $135MQ2 ’21: $140MQ2 ’21Q3 ’21: $165MQ4 ’21: $62MQ4 ’21Q1 ’22: $56MQ2 ’22: $38MQ2 ’22Q3 ’22: $31Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 94.3%ADR: 3.8%Other: 2.0%
  • Common Stock · 94.3% · $99M
  • ADR · 3.8% · $4M
  • Other · 2.0% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
VECOVEECO INSTRS INC DELNEW+528.5K528.5K+$6M$6M
CLDRCLOUDERA INCNEW+492.4K492.4K+$5M$5M
PLANTRONICS INC NEWNEW+285.0K285.0K+$3M$3M
GILAT SATELLITE NETWORKS LTDNEW+375.3K375.3K+$2M$2M
MCSMARCUS CORP DELNEW+131.9K131.9K+$1M$1M
KVHIKVH INDS INCNEW+85.4K85.4K+$770,000$770,000
TTITETRA TECHNOLOGIES INC DELNEW+700.0K700.0K+$358,000$358,000
MICRO FOCUS INTL PLCADDED+969.2K1.22M+$3M$4M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

13 positions
#IssuerClass% PortfolioValueShares
1ATENA10 NETWORKS INChistory →COM46.89%$49M7.69M
2IMMRIMMERSION CORPhistory →COM19.79%$21M2.93M
3VECOVEECO INSTRS INC DELhistory →COM5.90%$6M528.5K
4CLDRCLOUDERA INChistory →COM5.13%$5M492.4K
5EMCORE CORPCOM NEW5.12%$5M1.65M
6MICRO FOCUS INTL PLCSPON ADR NEW3.75%$4M1.22M
7BHBIGLARI HLDGS INChistory →COM STK CL B3.05%$3M35.8K
8LSAKNET 1 UEPS TECHNOLOGIES INChistory →COM NEW2.10%$2M651.2K
9GILAT SATELLITE NETWORKS LTDSHS NEW1.96%$2M375.3K
10BWBABCOCK & WILCOX ENTERPRISESCOM0.95%$991,000426.9K
11MCSMARCUS CORP DELCOM0.89%$930,000120.2K
12KVHIKVH INDS INCCOM0.74%$770,00085.4K
13TTITETRA TECHNOLOGIES INC DELCOM0.34%$358,000700.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2022$31M10Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$38M12Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$56M13May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$62M14Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$165M12Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$140M13Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$135M9May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$123M9Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$104M16Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$92M10Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$83M12May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$183M14Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$169M20Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$126M19Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$113M21May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$115M19Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.