Managers / Q4 2022 · view latest →
Ground Swell Capital, LLC
CIK 0001534450 · 105 WEST HURON AVENUE, SUITE 205, FOLLY BEACH, SC, 29439 · (843) 588-5169
Reported Value
$23M
Q4 2022
Positions
77
Filings on Record
23
2019–present window
Filed
Feb 14, 2023
original filing
Summary
Ground Swell Capital, LLC reported $23M in U.S.-listed holdings across 77 positions for Q4 2022.
The portfolio is heavily concentrated: SPY alone accounts for 21.7% of reported value.
Compared with Q3 2022, the fund opened 60 new positions and exited 78.
Portfolio Metrics
Turnover
+49.5%
vs prior filed quarter
Top-10 Concentration
+61.5%
share of reported value
Largest Position
+21.7%
Spdr S P 500 Etf Tr
New / Exited
60 / 78
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- ETP · 49.1% · $11M
- Common Stock · 44.1% · $10M
- Other · 2.7% · $601,846
- MLP · 1.6% · $370,167
- Closed-End Fund · 1.1% · $248,641
- Other · 1.5% · $327,020
Quarter-over-Quarter Changes full breakdown →
vs Q3 2022 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| SPYSPDR S&P 500 ETF TR | NEW | +12.8K | 12.8K | +$5M | $5M |
| FEZSPDR INDEX SHS FDS | NEW | +20.4K | 20.4K | +$791,067 | $791,067 |
| ADIANALOG DEVICES INC | NEW | +3.5K | 3.5K | +$569,676 | $569,676 |
| KLACKLA CORP | NEW | +1.2K | 1.2K | +$466,386 | $466,386 |
| ENTGENTEGRIS INC | NEW | +6.5K | 6.5K | +$426,925 | $426,925 |
| CDNSCADENCE DESIGN SYSTEM INC | NEW | +2.3K | 2.3K | +$370,275 | $370,275 |
| CQPCHENIERE ENERGY PARTNERS LP | NEW | +6.5K | 6.5K | +$370,167 | $370,167 |
| ICLRICON PLC | NEW | +1.8K | 1.8K | +$346,348 | $346,348 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q4 2022
76 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TRhistory → | TR UNIT | 21.73% | $5M | 12.8K |
| 2 | TLTISHARES TRhistory → | 20 YR TR BD ETF | 20.95% | $5M | 47.4K |
| 3 | FEZSPDR INDEX SHS FDShistory → | EURO STOXX 50 | 3.51% | $791,067 | 20.4K |
| 4 | ACTIVISION BLIZZARD INC | COM | 3.32% | $747,817 | 9.8K |
| 5 | ADIANALOG DEVICES INChistory → | COM | 2.53% | $569,676 | 3.5K |
| 6 | KLACKLA CORPhistory → | COM NEW | 2.07% | $466,386 | 1.2K |
| 7 | PEPPEPSICO INChistory → | COM | 1.94% | $438,101 | 2.4K |
| 8 | ENTGENTEGRIS INChistory → | COM | 1.90% | $426,925 | 6.5K |
| 9 | HYMBSPDR SER TR | NUVEEN BLOOMBERG · BLOOMBERG SHT TE | 1.84% | $413,544 | 12.8K |
| 10 | ADPAUTOMATIC DATA PROCESSING INhistory → | COM | 1.76% | $396,746 | 1.7K |
| 11 | CDNSCADENCE DESIGN SYSTEM INChistory → | COM | 1.64% | $370,275 | 2.3K |
| 12 | CQPCHENIERE ENERGY PARTNERS LPhistory → | COM UNIT | 1.64% | $370,167 | 6.5K |
| 13 | INTUINTUIThistory → | COM | 1.64% | $368,591 | 947 |
| 14 | ICLRICON PLChistory → | SHS | 1.54% | $346,348 | 1.8K |
| 15 | HONHONEYWELL INTL INChistory → | COM | 1.53% | $345,452 | 1.6K |
| 16 | BACBK OF AMERICA CORPhistory → | 7.25%CNV PFD L | 1.48% | $334,080 | 288 |
| 17 | TSLATESLA INChistory → | COM | 1.44% | $325,318 | 2.6K |
| 18 | SBUXSTARBUCKS CORPhistory → | COM | 1.40% | $316,051 | 3.2K |
| 19 | FSLRFIRST SOLAR INChistory → | COM | 1.38% | $311,563 | 2.1K |
| 20 | KDPKEURIG DR PEPPER INChistory → | COM | 1.34% | $302,361 | 8.5K |
| 21 | TXNTEXAS INSTRS INChistory → | COM | 1.33% | $298,883 | 1.8K |
| 22 | SRPTSAREPTA THERAPEUTICS INChistory → | COM | 1.32% | $296,479 | 2.3K |
| 23 | NFLXNETFLIX INChistory → | COM | 1.23% | $276,597 | 938 |
| 24 | TTEKTETRA TECH INC NEWhistory → | COM | 1.15% | $258,874 | 1.8K |
| 25 | HOLOGIC INC | COM | 1.14% | $255,850 | 3.4K |
| 26 | DDOGDATADOG INChistory → | CL A COM | 1.08% | $242,550 | 3.3K |
| 27 | FRCBFIRST REP BK SAN FRANCISCO Chistory → | COM | 1.08% | $242,439 | 2.0K |
| 28 | ORLYOREILLY AUTOMOTIVE INChistory → | COM | 1.06% | $239,705 | 284 |
| 29 | XELXCEL ENERGY INChistory → | COM | 1.05% | $237,112 | 3.4K |
| 30 | DTDWISDOMTREE TRhistory → | US TOTAL DIVIDND | 1.05% | $236,414 | 3.9K |
| 31 | NTAPNETAPP INChistory → | COM | 1.01% | $228,528 | 3.8K |
| 32 | NXPINXP SEMICONDUCTORS N V | COM | 0.96% | $215,395 | 1.4K |
| 33 | NISOURCE INC | UNIT 12/01/2023 | 0.95% | $213,955 | 2.1K |
| 34 | ODFLOLD DOMINION FREIGHT LINE IN | COM | 0.93% | $210,565 | 742 |
| 35 | LAM RESEARCH CORP | COM | 0.93% | $209,730 | 499 |
| 36 | AVGOBROADCOM INC | COM | 0.93% | $209,115 | 374 |
| 37 | ADBEADOBE SYSTEMS INCORPORATED | COM | 0.90% | $202,591 | 602 |
| 38 | DLYDOUBLELINE YIELD OPPORTUNITI | COM | 0.87% | $196,616 | 15.0K |
| 39 | FUSION FUEL GREEN PLC | CL A | 0.80% | $179,579 | 40.5K |
| 40 | LONGEVERON INC | COM | 0.34% | $75,705 | 23.5K |
| 41 | AEGON N V | NY REGISTRY SHS | 0.28% | $63,665 | 12.6K |
| 42 | FORTUNA SILVER MINES INC | COM | 0.26% | $59,498 | 15.9K |
| 43 | HIXWESTERN ASSET HIGH INCOM FD | COM | 0.23% | $52,025 | 10.7K |
| 44 | TIGRUP FINTECH HLDG LTD | SPONSORED ADS | 0.21% | $48,340 | 14.2K |
| 45 | NAAS TECHNOLOGY INC | SPONSORED ADS | 0.20% | $45,980 | 11.8K |
| 46 | PLX PHARMA INC | COM | 0.16% | $35,908 | 218.8K |
| 47 | PRESIDIO PPTY TR INC | COM CL A | 0.16% | $35,862 | 35.9K |
| 48 | SELINA HOSPITALITY PLC | ORDINARY SHARES | 0.16% | $35,328 | 13.0K |
| 49 | EVAXION BIOTECH A S | ADS | 0.14% | $32,528 | 18.1K |
| 50 | REAXTHE REAL BROKERAGE INC | COM NEW | 0.12% | $27,545 | 26.2K |
| 51 | PHUNWARE INC | COM | 0.11% | $25,315 | 32.7K |
| 52 | STRYVE FOODS INC | CLASS A COM | 0.10% | $23,556 | 32.3K |
| 53 | MIND C T I LTD | ORD | 0.10% | $22,073 | 10.5K |
| 54 | PURPLE BIOTECH LTD | SPONSORED ADS | 0.09% | $20,312 | 14.7K |
| 55 | SIFY TECHNOLOGIES LTD | SPONSORED ADS | 0.08% | $18,669 | 16.1K |
| 56 | SESEN BIO INC | COM | 0.08% | $17,397 | 28.5K |
| 57 | ZTEKZENTEK LTD | COM | 0.07% | $16,622 | 11.1K |
| 58 | FORZA X1 INC | COM | 0.07% | $15,715 | 12.3K |
| 59 | ZHIHU INC | ADS | 0.07% | $15,326 | 11.8K |
| 60 | SGRPSPAR GROUP INC | COM | 0.06% | $14,451 | 11.0K |
| 61 | KRKR36KR HOLDINGS INC | SPONSORED ADS | 0.06% | $13,528 | 13.3K |
| 62 | INTELLIGENT LIVING APPLICATI | ORD SHS | 0.05% | $12,339 | 13.7K |
| 63 | PHOENIX MTR INC | COM NEW | 0.05% | $10,752 | 10.1K |
| 64 | OUSTER INC | COM | 0.04% | $9,866 | 11.4K |
| 65 | HYCROFT MINING HOLDING CORP | *W EXP 05/29/202 | 0.04% | $9,745 | 162.2K |
| 66 | GETRGETAROUND INC | COM | 0.04% | $7,987 | 12.2K |
| 67 | ALZAMEND NEURO INC | COM NEW | 0.03% | $7,693 | 13.6K |
| 68 | JOWELL GLOBAL LTD | SHS | 0.03% | $7,274 | 17.7K |
| 69 | SOLIGENIX INC | COM | 0.03% | $6,951 | 15.4K |
| 70 | CORE SCIENTIFIC INC | COMMON STOCK | 0.03% | $5,712 | 76.1K |
| 71 | TOMZTOMI ENVIRONMENTAL SOLUTIONS | COM NEW | 0.02% | $5,593 | 11.4K |
| 72 | BIOTRICITY INC | COM | 0.02% | $5,522 | 12.3K |
| 73 | ZK INTL GROUP CO LTD | SHS | 0.02% | $5,355 | 13.7K |
| 74 | GALMED PHARMACEUTICALS LTD | SHS | 0.02% | $5,180 | 10.4K |
| 75 | FREIGHT TECHNOLOGIES INC | ORDINARY SHARES | 0.02% | $4,511 | 20.3K |
| 76 | TASTEMAKER ACQUISITION CORP | *W EXP 01/07/202 | 0.01% | $1,832 | 12.2K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $51M | 122 | Apr 21, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $49M | 87 | Feb 4, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $46M | 131 | Nov 6, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $63M | 141 | Jul 31, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $46M | 155 | May 13, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $66M | 147 | Feb 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $114M | 155 | Oct 29, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $129M | 173 | Aug 7, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $110M | 73 | May 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $27M | 68 | Feb 13, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $61M | 76 | Nov 13, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023REVEALED | $82M | 115 | Aug 10, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $60M | 55 | May 8, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $23M | 77 | Feb 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $35M | 95 | Nov 14, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $55M | 139 | Aug 11, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $39M | 67 | May 10, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $17M | 68 | Feb 9, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $23M | 66 | Nov 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $21M | 82 | Aug 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $31M | 98 | Apr 30, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $26M | 64 | Jan 29, 2021 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.