Managers / Q1 2021 · view latest →
Ground Swell Capital, LLC
CIK 0001534450 · 105 WEST HURON AVENUE, SUITE 205, FOLLY BEACH, SC, 29439 · (843) 588-5169
Reported Value
$31M
Q1 2021
Positions
98
Filings on Record
23
2019–present window
Filed
Apr 30, 2021
original filing
Summary
Ground Swell Capital, LLC reported $31M in U.S.-listed holdings across 98 positions for Q1 2021.
Its largest position, VIRT, represents 9.8% of the portfolio.
Compared with Q4 2020, the fund opened 90 new positions and exited 56.
Portfolio Metrics
Turnover
+73.0%
vs prior filed quarter
Top-10 Concentration
+38.6%
share of reported value
Largest Position
+9.8%
Virtu Finl
New / Exited
90 / 56
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- Common Stock · 77.4% · $24M
- ETP · 7.6% · $2M
- ADR · 5.8% · $2M
- REIT · 5.6% · $2M
- Other · 3.0% · $938,000
- Other · 0.6% · $185,000
Quarter-over-Quarter Changes full breakdown →
vs Q4 2020 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| COSTCOSTCO WHSL CORP NEW | NEW | +3.9K | 3.9K | +$1M | $1M |
| TXNTEXAS INSTRS INC | NEW | +7.1K | 7.1K | +$1M | $1M |
| FUTUFUTU HLDGS LTD | NEW | +7.0K | 7.0K | +$1M | $1M |
| ADSKAUTODESK INC | NEW | +3.7K | 3.7K | +$1M | $1M |
| AMDADVANCED MICRO DEVICES INC | NEW | +12.8K | 12.8K | +$1M | $1M |
| KLACKLA CORP | NEW | +2.9K | 2.9K | +$950,000 | $950,000 |
| TLTISHARES TR | NEW | +5.1K | 5.1K | +$688,000 | $688,000 |
| TXG10X GENOMICS INC | NEW | +3.7K | 3.7K | +$672,000 | $672,000 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q1 2021
98 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | VIRTVIRTU FINL INChistory → | CL A | 9.76% | $3M | 97.3K |
| 2 | COSTCOSTCO WHSL CORP NEWhistory → | COM | 4.42% | $1M | 3.9K |
| 3 | TXNTEXAS INSTRS INChistory → | COM | 4.33% | $1M | 7.1K |
| 4 | FUTUFUTU HLDGS LTDhistory → | SPON ADS CL A | 3.57% | $1M | 7.0K |
| 5 | ADSKAUTODESK INChistory → | COM | 3.32% | $1M | 3.7K |
| 6 | AMDADVANCED MICRO DEVICES INChistory → | COM | 3.25% | $1M | 12.8K |
| 7 | KLACKLA CORPhistory → | COM NEW | 3.07% | $950,000 | 2.9K |
| 8 | TSLATESLA INChistory → | COM | 2.52% | $780,000 | 1.2K |
| 9 | TLTISHARES TRhistory → | 20 YR TR BD ETF | 2.22% | $688,000 | 5.1K |
| 10 | TXG10X GENOMICS INChistory → | CL A COM | 2.17% | $672,000 | 3.7K |
| 11 | PEPPEPSICO INChistory → | COM | 2.11% | $655,000 | 4.6K |
| 12 | CHINA CUST RELATIONS CNTR IN | COM | 2.10% | $651,000 | 106.9K |
| 13 | METAFACEBOOK INChistory → | CL A | 2.00% | $619,000 | 2.1K |
| 14 | VNQVANGUARD INDEX FDShistory → | REAL ESTATE ETF | 1.59% | $492,000 | 5.4K |
| 15 | XLCSELECT SECTOR SPDR TRhistory → | COMMUNICATION | 1.59% | $492,000 | 6.7K |
| 16 | CSCOCISCO SYS INChistory → | COM | 1.45% | $448,000 | 8.7K |
| 17 | LBRDALIBERTY BROADBAND CORPhistory → | COM SER A | 1.34% | $416,000 | 2.9K |
| 18 | ACTIVISION BLIZZARD INC | COM | 1.33% | $411,000 | 4.4K |
| 19 | CTASCINTAS CORPhistory → | COM | 1.21% | $375,000 | 1.1K |
| 20 | AMGNAMGEN INChistory → | COM | 1.18% | $366,000 | 1.5K |
| 21 | CDNSCADENCE DESIGN SYSTEM INChistory → | COM | 1.15% | $355,000 | 2.6K |
| 22 | REGNREGENERON PHARMACEUTICALShistory → | COM | 1.08% | $333,000 | 703 |
| 23 | FANGDIAMONDBACK ENERGY INChistory → | COM | 1.07% | $330,000 | 4.5K |
| 24 | LAM RESEARCH CORP | COM | 1.06% | $329,000 | 552 |
| 25 | CTBCOOPER TIRE & RUBR COhistory → | COM | 1.06% | $329,000 | 5.9K |
| 26 | HDHOME DEPOT INChistory → | COM | 1.06% | $329,000 | 1.1K |
| 27 | CDWCDW CORPhistory → | COM | 1.01% | $314,000 | 1.9K |
| 28 | LOWLOWES COS INC | COM | 0.99% | $308,000 | 1.6K |
| 29 | MKLMARKEL CORP | COM | 0.99% | $307,000 | 269 |
| 30 | WMTWALMART INC | COM | 0.94% | $292,000 | 2.1K |
| 31 | MTLSMATERIALISE NV | SPONSORED ADS | 0.89% | $277,000 | 7.7K |
| 32 | AGOASSURED GUARANTY LTD | COM | 0.89% | $277,000 | 6.5K |
| 33 | FFINFIRST FINL BANKSHARES | COM | 0.88% | $274,000 | 5.9K |
| 34 | LSCCLATTICE SEMICONDUCTOR CORP | COM | 0.88% | $271,000 | 6.0K |
| 35 | REXRREXFORD INDL RLTY INC | COM | 0.86% | $267,000 | 5.3K |
| 36 | VRSNVERISIGN INC | COM | 0.85% | $264,000 | 1.3K |
| 37 | PAYXPAYCHEX INC | COM | 0.85% | $263,000 | 2.7K |
| 38 | ADPAUTOMATIC DATA PROCESSING IN | COM | 0.84% | $261,000 | 1.4K |
| 39 | BPOPPOPULAR INC | COM NEW | 0.84% | $260,000 | 3.7K |
| 40 | EXPDEXPEDITORS INTL WASH INC | COM | 0.82% | $255,000 | 2.4K |
| 41 | KODKODIAK SCIENCES INC | COM | 0.79% | $245,000 | 2.2K |
| 42 | AVBAVALONBAY CMNTYS INC | COM | 0.78% | $243,000 | 1.3K |
| 43 | EXCHANGE TRADED CONCEPTS TR | ROBO GLB ETF | 0.78% | $241,000 | 3.8K |
| 44 | CNXCCONCENTRIX CORP | COM | 0.77% | $238,000 | 1.6K |
| 45 | HCAHCA HEALTHCARE INC | COM | 0.77% | $238,000 | 1.3K |
| 46 | FTNTFORTINET INC | COM | 0.76% | $236,000 | 1.3K |
| 47 | MCDMCDONALDS CORP | COM | 0.76% | $234,000 | 1.0K |
| 48 | MVISMICROVISION INC DEL | COM NEW | 0.75% | $232,000 | 12.5K |
| 49 | WSTWEST PHARMACEUTICAL SVSC INC | COM | 0.72% | $224,000 | 795 |
| 50 | DUKE REALTY CORP | COM NEW | 0.72% | $224,000 | 5.4K |
| 51 | LOPEGRAND CANYON ED INC | COM | 0.72% | $222,000 | 2.1K |
| 52 | SCHXSCHWAB STRATEGIC TR | US LRG CAP ETF | 0.72% | $222,000 | 2.3K |
| 53 | ATIALLEGHENY TECHNOLOGIES INC | COM | 0.72% | $222,000 | 10.5K |
| 54 | IQVIQVIA HLDGS INC | COM | 0.71% | $220,000 | 1.1K |
| 55 | IMMRIMMERSION CORP | COM | 0.71% | $219,000 | 22.8K |
| 56 | NHINATIONAL HEALTH INVS INC | COM | 0.70% | $218,000 | 3.0K |
| 57 | JNJJOHNSON & JOHNSON | COM | 0.70% | $217,000 | 1.3K |
| 58 | SAIASAIA INC | COM | 0.70% | $217,000 | 943 |
| 59 | CSGPCOSTAR GROUP INC | COM | 0.69% | $215,000 | 262 |
| 60 | DOXAMDOCS LTD | SHS | 0.69% | $213,000 | 3.0K |
| 61 | VTVANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 0.68% | $212,000 | 2.2K |
| 62 | BABAALIBABA GROUP HLDG LTD | SPONSORED ADS | 0.67% | $209,000 | 923 |
| 63 | PS BUSINESS PKS INC CALIF | COM | 0.67% | $207,000 | 1.3K |
| 64 | FCNCAFIRST CTZNS BANCSHARES INC N | CL A | 0.67% | $207,000 | 248 |
| 65 | AAPLAPPLE INC | COM | 0.66% | $205,000 | 1.7K |
| 66 | INVITAE CORP | COM | 0.65% | $200,000 | 5.2K |
| 67 | FBPFIRST BANCORP P R | COM NEW | 0.63% | $195,000 | 17.3K |
| 68 | RETAIL OPPORTUNITY INVTS COR | COM | 0.53% | $164,000 | 10.3K |
| 69 | FNBF N B CORP | COM | 0.50% | $155,000 | 12.2K |
| 70 | DRHDIAMONDROCK HOSPITALITY CO | COM | 0.49% | $151,000 | 14.6K |
| 71 | SITCSITE CTRS CORP | COM | 0.44% | $137,000 | 10.1K |
| 72 | ZVRAKEMPHARM INC | COM NEW | 0.42% | $131,000 | 14.2K |
| 73 | LEXINGTON REALTY TRUST | COM | 0.38% | $119,000 | 10.7K |
| 74 | BBDBANCO BRADESCO S A | SP ADR PFD NEW | 0.36% | $111,000 | 23.7K |
| 75 | FTITECHNIPFMC PLC | COM | 0.34% | $104,000 | 13.4K |
| 76 | ENABLE MIDSTREAM PARTNERS LP | COM UNIT RP IN | 0.32% | $98,000 | 15.1K |
| 77 | ORBCORBCOMM INC | COM | 0.30% | $94,000 | 12.4K |
| 78 | ITUBITAU UNIBANCO HLDG S A | SPON ADR REP PFD | 0.28% | $86,000 | 17.4K |
| 79 | CREDIT SUISSE NASSAU BRANCH | XLINK CRD ETN37 | 0.27% | $85,000 | 18.1K |
| 80 | OPKOPKO HEALTH INC | COM | 0.26% | $79,000 | 18.4K |
| 81 | AYRO INC | COM | 0.22% | $67,000 | 10.3K |
| 82 | PLXPROTALIX BIOTHERAPEUTICS INC | COM | 0.21% | $65,000 | 14.7K |
| 83 | VXRTVAXART INC | COM NEW | 0.20% | $63,000 | 10.5K |
| 84 | EXKENDEAVOUR SILVER CORP | COM | 0.20% | $61,000 | 12.2K |
| 85 | BGC PARTNERS INC | CL A | 0.17% | $53,000 | 10.9K |
| 86 | KDMNKADMON HLDGS INC | COM | 0.16% | $51,000 | 13.0K |
| 87 | ENLINK MIDSTREAM LLC | COM UNIT REP LTD | 0.15% | $46,000 | 10.7K |
| 88 | NGLNGL ENERGY PARTNERS LP | COM UNIT REPST | 0.13% | $41,000 | 20.1K |
| 89 | TORCHLIGHT ENERGY RES INC | COM | 0.12% | $38,000 | 21.0K |
| 90 | GNCAQGENOCEA BIOSCIENCES INC | COM NEW | 0.12% | $37,000 | 13.6K |
| 91 | TARENA INTL INC | SPONSORED ADS | 0.11% | $33,000 | 10.4K |
| 92 | COMPANHIA PARANAENSE ENERG C | SPON ADR PFD | 0.08% | $26,000 | 20.4K |
| 93 | EGYVAALCO ENERGY INC | COM NEW | 0.08% | $24,000 | 10.7K |
| 94 | TS INNOVATION ACQUISITN CORP | *W EXP 99/99/999 | 0.07% | $21,000 | 10.4K |
| 95 | CCOCLEAR CHANNEL OUTDOOR HLDGS | COM | 0.06% | $19,000 | 10.5K |
| 96 | VERTEX ENERGY INC | COM | 0.06% | $18,000 | 12.5K |
| 97 | SGRPSPAR GROUP INC | COM | 0.06% | $18,000 | 10.5K |
| 98 | PREDICTIVE ONCOLOGY INC | COM NEW | 0.05% | $17,000 | 13.8K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $51M | 122 | Apr 21, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $49M | 87 | Feb 4, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $46M | 131 | Nov 6, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $63M | 141 | Jul 31, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $46M | 155 | May 13, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $66M | 147 | Feb 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $114M | 155 | Oct 29, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $129M | 173 | Aug 7, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $110M | 73 | May 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $27M | 68 | Feb 13, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $61M | 76 | Nov 13, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023REVEALED | $82M | 115 | Aug 10, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $60M | 55 | May 8, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $23M | 77 | Feb 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $35M | 95 | Nov 14, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $55M | 139 | Aug 11, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $39M | 67 | May 10, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $17M | 68 | Feb 9, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $23M | 66 | Nov 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $21M | 82 | Aug 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $31M | 98 | Apr 30, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $26M | 64 | Jan 29, 2021 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.