SEC 13F Intelligence

Managers / Q3 2021 · view latest →

Ground Swell Capital, LLC

CIK 0001534450 · 105 WEST HURON AVENUE, SUITE 205, FOLLY BEACH, SC, 29439 · (843) 588-5169

Reported Value
$23M
Q3 2021
Positions
66
Filings on Record
23
2021–present window
Filed
Nov 12, 2021
original filing

Summary

Ground Swell Capital, LLC reported $23M in U.S.-listed holdings across 66 positions for Q3 2021.

Its largest position, IWO, represents 16.1% of the portfolio.

Compared with Q2 2021, the fund opened 60 new positions and exited 76.

Portfolio Metrics

Turnover
+83.3%
vs prior filed quarter
Top-10 Concentration
+57.8%
share of reported value
Largest Position
+16.1%
Ishares Tr
New / Exited
60 / 76
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $26MQ4 ’20Q1 ’21: $31MQ2 ’21: $21MQ3 ’21: $23MQ3 ’21Q4 ’21: $17MQ1 ’22: $39MQ2 ’22: $55MQ2 ’22Q3 ’22: $35MQ4 ’22: $23MQ1 ’23: $60MQ1 ’23Q2 ’23: $82MQ3 ’23: $61MQ4 ’23: $27MQ4 ’23Q1 ’24: $110MQ2 ’24: $129MQ3 ’24: $114MQ3 ’24Q4 ’24: $66MQ1 ’25: $46MQ2 ’25: $63MQ2 ’25Q3 ’25: $46MQ4 ’25: $49MQ1 ’26: $51MQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 64.9%ETP: 30.2%Other: 2.4%REIT: 1.9%ADR: 0.5%Equity WRT: 0.1%
  • Common Stock · 64.9% · $15M
  • ETP · 30.2% · $7M
  • Other · 2.4% · $557,000
  • REIT · 1.9% · $444,000
  • ADR · 0.5% · $114,000
  • Equity WRT · 0.1% · $19,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
IWOISHARES TRNEW+12.7K12.7K+$4M$4M
AMZNAMAZON COM INCNEW+313313+$1M$1M
UALUNITED AIRLS HLDGS INCNEW+13.9K13.9K+$662,000$662,000
SPDR SER TRNEW+7.6K7.6K+$622,000$622,000
PLX PHARMA INCNEW+30.2K30.2K+$583,000$583,000
BLOKAMPLIFY ETF TRNEW+11.1K11.1K+$497,000$497,000
EXPDEXPEDITORS INTL WASH INCNEW+4.1K4.1K+$490,000$490,000
ARKWARK ETF TRNEW+3.3K3.3K+$460,000$460,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

64 positions (from 66 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IWOISHARES TRhistory →RUS 2000 GRW ETF16.05%$4M12.7K
2AAPLAPPLE INChistory →COM11.87%$3M19.5K
3TSLATESLA INChistory →COM8.03%$2M2.4K
4SLYGSPDR SER TRS&P 600 SMCP VAL · S&P 600 SMCP GRW4.43%$1M12.3K
5AMZNAMAZON COM INChistory →COM4.43%$1M313
6ARKWARK ETF TRNEXT GNRTN INTER · INNOVATION ETF3.34%$775,0006.2K
7UALUNITED AIRLS HLDGS INChistory →COM2.85%$662,00013.9K
8PLX PHARMA INCCOM2.51%$583,00030.2K
9BLOKAMPLIFY ETF TRhistory →BLOCKCHAIN LDR2.14%$497,00011.1K
10EXPDEXPEDITORS INTL WASH INChistory →COM2.11%$490,0004.1K
11INTUINTUIThistory →COM1.84%$427,000791
12MKSIMKS INSTRS INChistory →COM1.84%$426,0002.8K
13ADPAUTOMATIC DATA PROCESSING INhistory →COM1.67%$387,0001.9K
14MORNMORNINGSTAR INChistory →COM1.61%$374,0001.4K
15NBIXNEUROCRINE BIOSCIENCES INChistory →COM1.59%$369,0003.8K
16DIASPDR DOW JONES INDL AVERAGEhistory →UT SER 11.55%$359,0001.1K
17EWWISHARES INChistory →MSCI MEXICO ETF1.47%$341,0007.1K
18PODDINSULET CORPhistory →COM1.46%$339,0001.2K
19SCHASCHWAB STRATEGIC TRhistory →US SML CAP ETF1.23%$285,0002.9K
20VVISA INChistory →COM CL A1.21%$280,0001.3K
21BED BATH & BEYOND INCCOM1.15%$268,00015.5K
22JNJJOHNSON & JOHNSONhistory →COM1.12%$259,0001.6K
23ROSTROSS STORES INChistory →COM1.08%$250,0002.3K
24RHRHhistory →COM1.06%$246,000369
25QSRRESTAURANT BRANDS INTL INChistory →COM1.05%$244,0004.0K
26LAREDO PETROLEUM INCCOM1.04%$242,0003.0K
27SYNASYNAPTICS INChistory →COM1.04%$242,0001.3K
28CATCATERPILLAR INChistory →COM1.04%$242,0001.3K
29SFIXSTITCH FIX INChistory →COM CL A1.04%$241,0006.0K
30ASANASANA INChistory →CL A1.02%$237,0002.3K
31GOLDEN NUGGET ONLINE GAMINCOM CL A1.01%$234,00013.5K
32CORESITE RLTY CORPCOM1.01%$234,0001.7K
33GSGOLDMAN SACHS GROUP INCCOM0.98%$228,000602
34ELITE EDUCATION GROUP INTL LCOM0.96%$222,00054.0K
35BLACKROCK INCCOM0.95%$221,000263
36ABNBAIRBNB INCCOM CL A0.95%$220,0001.3K
37MAMASTERCARD INCORPORATEDCL A0.94%$218,000628
38ALXALEXANDERS INCCOM0.90%$210,000805
39PMPHILIP MORRIS INTL INCCOM0.90%$210,0002.2K
40TDOCTELADOC HEALTH INCCOM0.90%$209,0001.6K
41CRMSALESFORCE COM INCCOM0.89%$207,000763
42PWRQUANTA SVCS INCCOM0.88%$205,0001.8K
43AFRMAFFIRM HLDGS INCCOM CL A0.87%$202,0001.7K
44PDSBPDS BIOTECHNOLOGY CORPCOM0.74%$172,00011.5K
45DIDIYDIDI GLOBAL INCSPONSORED ADS0.39%$90,00011.6K
46CERBERUS TELECOM ACQUISITIONSHS CL A0.37%$87,00011.1K
47DIGITALBRIDGE GROUP INCCL A COM0.32%$75,00012.4K
48GNWGENWORTH FINL INCCOM CL A0.31%$72,00019.2K
49BTCSBTCS INCCOM NEW0.24%$56,00010.3K
50ROMEO POWER INCCOM0.23%$54,00010.9K
51FARMMI INCSHS0.18%$42,00091.5K
52RIGTRANSOCEAN LTDREG SHS0.17%$39,00010.3K
53OVERSEAS SHIPHOLDING GROUP ICL A NEW0.14%$32,00015.5K
54FRANKS INTL N VCOM0.13%$31,00010.4K
55NEW ORIENTAL ED & TECHNOLOGYSPON ADR0.12%$27,00013.0K
56TRIBGBPTRINITY BIOTECH PLCSPON ADR NEW0.10%$24,00011.0K
57US WELL SERVICES INCCL A0.09%$22,00030.3K
58TABOOLA.COM LTD*W EXP 06/29/2020.09%$20,00010.8K
59ELECTRIC LAST MILE SOLUTNS I*W EXP 08/24/2020.08%$19,00011.7K
60SUPERCOM LTD NEWSHS NEW0.08%$18,00018.4K
61PERSHING SQUARE TONTINE HLDG*W EXP 07/24/2020.06%$15,00011.7K
62ONESMART INTL ED GROUP LTDSPONSORED ADS0.05%$12,00024.7K
63GRAN TIERRA ENERGY INCCOM0.04%$9,00011.8K
64DATA KNIGHTS ACQUISITION COR*W EXP 11/11/2020.03%$7,00018.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$51M122Apr 21, 202613F-HRchanges · EDGAR ↗
Q4 2025$49M87Feb 4, 202613F-HRchanges · EDGAR ↗
Q3 2025$46M131Nov 6, 202513F-HRchanges · EDGAR ↗
Q2 2025$63M141Jul 31, 202513F-HRchanges · EDGAR ↗
Q1 2025$46M155May 13, 202513F-HRchanges · EDGAR ↗
Q4 2024$66M147Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$114M155Oct 29, 202413F-HRchanges · EDGAR ↗
Q2 2024$129M173Aug 7, 202413F-HRchanges · EDGAR ↗
Q1 2024$110M73May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$27M68Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$61M76Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023REVEALED$82M115Aug 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$60M55May 8, 202313F-HRchanges · EDGAR ↗
Q4 2022$23M77Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$35M95Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$55M139Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$39M67May 10, 202213F-HRchanges · EDGAR ↗
Q4 2021$17M68Feb 9, 202213F-HRchanges · EDGAR ↗
Q3 2021$23M66Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$21M82Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$31M98Apr 30, 202113F-HRchanges · EDGAR ↗
Q4 2020$26M64Jan 29, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.