Managers / Q4 2020 · view latest →
Ground Swell Capital, LLC
CIK 0001534450 · 105 WEST HURON AVENUE, SUITE 205, FOLLY BEACH, SC, 29439 · (843) 588-5169
Reported Value
$26M
Q4 2020
Positions
64
Filings on Record
23
2019–present window
Filed
Jan 29, 2021
original filing
Summary
Ground Swell Capital, LLC reported $26M in U.S.-listed holdings across 64 positions for Q4 2020.
Its largest position, VIRT, represents 15.3% of the portfolio.
Portfolio Metrics
Top-10 Concentration
+54.4%
share of reported value
Largest Position
+15.3%
Virtu Finl
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- Common Stock · 69.5% · $18M
- ETP · 26.5% · $7M
- Other · 2.6% · $682,000
- ADR · 1.0% · $271,000
- REIT · 0.3% · $68,000
- Right · 0.1% · $24,000
Quarter-over-Quarter Changes full breakdown →
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| VIRTVIRTU FINL INC | NEW | +158.7K | 158.7K | +$4M | $4M |
| TSLATESLA INC | NEW | +5.0K | 5.0K | +$4M | $4M |
| VTRSVIATRIS INC | NEW | +91.1K | 91.1K | +$2M | $2M |
| AAPLAPPLE INC | NEW | +8.0K | 8.0K | +$1M | $1M |
| VTIVANGUARD INDEX FDS | NEW | +5.4K | 5.4K | +$1M | $1M |
| EWJISHARES INC | NEW | +14.3K | 14.3K | +$966,000 | $966,000 |
| XLPSELECT SECTOR SPDR TR | NEW | +10.0K | 10.0K | +$672,000 | $672,000 |
| IVVISHARES TR | NEW | +1.7K | 1.7K | +$655,000 | $655,000 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q4 2020
54 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | VIRTVIRTU FINL INChistory → | CL A | 15.29% | $4M | 158.7K |
| 2 | VTIVANGUARD INDEX FDS | TOTAL STK MKT · S&P 500 ETF SHS · REAL ESTATE ETF | 7.47% | $2M | 10.4K |
| 3 | VTRSVIATRIS INChistory → | COM | 6.53% | $2M | 91.1K |
| 4 | IVVISHARES TR | CORE S&P500 ETF · RUS 2000 VAL ETF · MSCI LW CRB TG · GBL COMM SVC ETF | 6.21% | $2M | 10.2K |
| 5 | EWJISHARES INC | MSCI JPN ETF NEW · MSCI WORLD ETF | 4.86% | $1M | 17.0K |
| 6 | XLPSELECT SECTOR SPDR TR | SBI CONS STPLS · SBI MATERIALS · SBI INT-UTILS | 4.68% | $1M | 18.0K |
| 7 | AAPLAPPLE INChistory → | COM | 4.09% | $1M | 8.0K |
| 8 | ENPHENPHASE ENERGY INChistory → | COM | 2.04% | $533,000 | 3.0K |
| 9 | ADIANALOG DEVICES INChistory → | COM | 1.65% | $432,000 | 2.9K |
| 10 | CMCSACOMCAST CORP NEWhistory → | CL A | 1.56% | $408,000 | 7.8K |
| 11 | SCHASCHWAB STRATEGIC TRhistory → | US SML CAP ETF | 1.50% | $392,000 | 4.4K |
| 12 | TROWPRICE T ROWE GROUP INChistory → | COM | 1.44% | $377,000 | 2.5K |
| 13 | ULTAULTA BEAUTY INChistory → | COM | 1.40% | $366,000 | 1.3K |
| 14 | QCOMQUALCOMM INChistory → | COM | 1.39% | $363,000 | 2.4K |
| 15 | LORDSTOWN MOTORS CORP | COM CL A · *W EXP 10/23/202 | 1.26% | $329,000 | 24.6K |
| 16 | ENTGENTEGRIS INChistory → | COM | 1.18% | $309,000 | 3.2K |
| 17 | VIACOMCBS INC | CL B | 1.14% | $298,000 | 8.0K |
| 18 | CSCOCISCO SYS INChistory → | COM | 1.11% | $290,000 | 6.5K |
| 19 | AMATAPPLIED MATLS INChistory → | COM | 1.10% | $288,000 | 3.3K |
| 20 | PENNPENN NATL GAMING INChistory → | COM | 1.09% | $284,000 | 3.3K |
| 21 | VELODYNE LIDAR INC | COM | 1.07% | $280,000 | 12.3K |
| 22 | JKHYHENRY JACK & ASSOC INChistory → | COM | 1.07% | $279,000 | 1.7K |
| 23 | TTWOTAKE-TWO INTERACTIVE SOFTWARhistory → | COM | 1.04% | $272,000 | 1.3K |
| 24 | ADPAUTOMATIC DATA PROCESSING INhistory → | COM | 1.03% | $270,000 | 1.5K |
| 25 | MCHPMICROCHIP TECHNOLOGY INC.history → | COM | 1.01% | $264,000 | 1.9K |
| 26 | TTEKTETRA TECH INC NEWhistory → | COM | 1.01% | $263,000 | 2.3K |
| 27 | AEPAMERICAN ELEC PWR CO INC | COM | 0.99% | $259,000 | 3.1K |
| 28 | XELXCEL ENERGY INC | COM | 0.96% | $251,000 | 3.8K |
| 29 | XOPSPDR SER TR | S&P OILGAS EXP | 0.96% | $250,000 | 4.3K |
| 30 | BKNGBOOKING HOLDINGS INC | COM | 0.93% | $243,000 | 109 |
| 31 | AIC3 AI INC | CL A | 0.89% | $233,000 | 1.7K |
| 32 | AVGOBROADCOM INC | COM | 0.87% | $228,000 | 521 |
| 33 | MTLSMATERIALISE NV | SPONSORED ADS | 0.86% | $225,000 | 4.2K |
| 34 | GHCGRAHAM HLDGS CO | COM CL B | 0.80% | $210,000 | 394 |
| 35 | MSTRMICROSTRATEGY INC | CL A NEW | 0.80% | $208,000 | 535 |
| 36 | VEUVANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 0.79% | $207,000 | 3.5K |
| 37 | CTASCINTAS CORP | COM | 0.79% | $206,000 | 584 |
| 38 | BMCHBMC STK HLDGS INC | COM | 0.77% | $200,000 | 3.7K |
| 39 | INSU ACQUISITION CORP III | UNIT 12/31/2026 | 0.60% | $156,000 | 14.7K |
| 40 | CVICVR ENERGY INC | COM | 0.60% | $156,000 | 10.5K |
| 41 | BRIDGETOWN HOLDINGS LTD | *W EXP 09/30/202 | 0.36% | $93,000 | 21.3K |
| 42 | WASHINGTON PRIME GROUP NEW | COM | 0.26% | $68,000 | 10.5K |
| 43 | ASHFORD HOSPITALITY TR INC | COM SHS | 0.14% | $37,000 | 14.3K |
| 44 | SMTSFSIERRA METALS INC | COM | 0.13% | $34,000 | 10.3K |
| 45 | MARRONE BIO INNOVATIONS INC | COM | 0.11% | $30,000 | 24.1K |
| 46 | DRAGON VICTORY INTL LTD | SHS | 0.10% | $27,000 | 12.2K |
| 47 | GSUMGRIDSUM HLDG INC | SPONSORED ADR | 0.10% | $26,000 | 16.2K |
| 48 | BRISTOL-MYERS SQUIBB CO | RIGHT 99/99/9999 | 0.09% | $24,000 | 34.4K |
| 49 | BOXLIGHT CORP | COM CL A | 0.08% | $22,000 | 14.4K |
| 50 | HNRGHALLADOR ENERGY COMPANY | COM | 0.08% | $21,000 | 14.1K |
| 51 | LYGLLOYDS BANKING GROUP PLC | SPONSORED ADR | 0.08% | $20,000 | 10.0K |
| 52 | VERB TECHNOLOGY CO INC | COM | 0.07% | $17,000 | 10.4K |
| 53 | NAKNORTHERN DYNASTY MINERALS LT | COM NEW | 0.02% | $5,000 | 14.3K |
| 54 | TARGET HOSPITALITY CORP | *W EXP 03/15/202 | 0.00% | $1,000 | 10.7K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $51M | 122 | Apr 21, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $49M | 87 | Feb 4, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $46M | 131 | Nov 6, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $63M | 141 | Jul 31, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $46M | 155 | May 13, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $66M | 147 | Feb 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $114M | 155 | Oct 29, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $129M | 173 | Aug 7, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $110M | 73 | May 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $27M | 68 | Feb 13, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $61M | 76 | Nov 13, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023REVEALED | $82M | 115 | Aug 10, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $60M | 55 | May 8, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $23M | 77 | Feb 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $35M | 95 | Nov 14, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $55M | 139 | Aug 11, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $39M | 67 | May 10, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $17M | 68 | Feb 9, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $23M | 66 | Nov 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $21M | 82 | Aug 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $31M | 98 | Apr 30, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $26M | 64 | Jan 29, 2021 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.