SEC 13F Intelligence

Managers / Q4 2021 · view latest →

Ground Swell Capital, LLC

CIK 0001534450 · 105 WEST HURON AVENUE, SUITE 205, FOLLY BEACH, SC, 29439 · (843) 588-5169

Reported Value
$17M
Q4 2021
Positions
68
Filings on Record
23
2019–present window
Filed
Feb 9, 2022
original filing

Summary

Ground Swell Capital, LLC reported $17M in U.S.-listed holdings across 68 positions for Q4 2021.

Its largest position, SRLN, represents 12.8% of the portfolio.

Compared with Q3 2021, the fund opened 59 new positions and exited 57.

Portfolio Metrics

Turnover
+77.4%
vs prior filed quarter
Top-10 Concentration
+41.5%
share of reported value
Largest Position
+12.8%
Ssga Active Etf Tr
New / Exited
59 / 57
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $26MQ4 ’20Q1 ’21: $31MQ2 ’21: $21MQ3 ’21: $23MQ3 ’21Q4 ’21: $17MQ1 ’22: $39MQ2 ’22: $55MQ2 ’22Q3 ’22: $35MQ4 ’22: $23MQ1 ’23: $60MQ1 ’23Q2 ’23: $82MQ3 ’23: $61MQ4 ’23: $27MQ4 ’23Q1 ’24: $110MQ2 ’24: $129MQ3 ’24: $114MQ3 ’24Q4 ’24: $66MQ1 ’25: $46MQ2 ’25: $63MQ2 ’25Q3 ’25: $46MQ4 ’25: $49MQ1 ’26: $51MQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 56.2%ETP: 28.2%REIT: 8.5%Other: 5.1%ADR: 1.2%Other: 0.8%
  • Common Stock · 56.2% · $10M
  • ETP · 28.2% · $5M
  • REIT · 8.5% · $1M
  • Other · 5.1% · $870,000
  • ADR · 1.2% · $202,000
  • Other · 0.8% · $143,000

Quarter-over-Quarter Changes full breakdown →

vs Q3 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SRLNSSGA ACTIVE ETF TRNEW+48.1K48.1K+$2M$2M
QCOMQUALCOMM INCNEW+4.3K4.3K+$787,000$787,000
CARAVIS BUDGET GROUPNEW+2.8K2.8K+$580,000$580,000
AVGOBROADCOM INCNEW+824824+$548,000$548,000
QQQMINVESCO EXCH TRADED FD TR IINEW+3.2K3.2K+$520,000$520,000
MSFTMICROSOFT CORPNEW+1.5K1.5K+$494,000$494,000
EQIXEQUINIX INCNEW+558558+$472,000$472,000
EDVVANGUARD WORLD FDNEW+3.2K3.2K+$446,000$446,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

67 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SRLNSSGA ACTIVE ETF TRhistory →BLACKSTONE SENR12.76%$2M48.1K
2QCOMQUALCOMM INChistory →COM4.57%$787,0004.3K
3IWOISHARES TRRUS 2000 GRW ETF · S&P MC 400VL ETF3.80%$654,0004.0K
4CARAVIS BUDGET GROUPhistory →COM3.37%$580,0002.8K
5AVGOBROADCOM INChistory →COM3.18%$548,000824
6QQQMINVESCO EXCH TRADED FD TR IIhistory →NASDAQ 100 ETF3.02%$520,0003.2K
7MSFTMICROSOFT CORPhistory →COM2.87%$494,0001.5K
8EQIXEQUINIX INChistory →COM2.74%$472,000558
9EDVVANGUARD WORLD FDhistory →EXTENDED DUR2.59%$446,0003.2K
10SPLUNK INCCOM2.58%$445,0003.8K
11BACBK OF AMERICA CORPhistory →7.25%CNV PFD L2.54%$437,000302
12NUANCE COMMUNICATIONS INCCOM2.31%$397,0007.2K
13PYPLPAYPAL HLDGS INChistory →COM2.12%$365,0001.9K
14FICOFAIR ISAAC CORPhistory →COM1.99%$342,000789
15MAMASTERCARD INCORPORATEDhistory →CL A1.87%$322,000896
16EAELECTRONIC ARTS INChistory →COM1.86%$321,0002.4K
17SWKSSKYWORKS SOLUTIONS INChistory →COM1.82%$314,0002.0K
18EXREXTRA SPACE STORAGE INChistory →COM1.75%$301,0001.3K
19PLX PHARMA INCCOM1.70%$292,00036.4K
20SLYGSPDR SER TRhistory →S&P 600 SMCP GRW1.68%$290,0003.1K
21ZZILLOW GROUP INChistory →CL C CAP STK1.66%$286,0004.5K
22AFRMAFFIRM HLDGS INChistory →COM CL A1.65%$284,0002.8K
23SHOPSHOPIFY INChistory →CL A1.65%$284,000206
24GUSHDIREXION SHS ETF TRhistory →OIL GAS BL 2X SH1.61%$277,0003.2K
25VCRVANGUARD WORLD FDShistory →CONSUM DIS ETF1.48%$254,000745
26PSAPUBLIC STORAGEhistory →COM1.46%$252,000672
27ETSYETSY INChistory →COM1.35%$232,0001.1K
28SMART GLOBAL HLDGS INCSHS1.34%$231,0003.3K
29MCHPMICROCHIP TECHNOLOGY INC.history →COM1.33%$229,0002.6K
30ASNDASCENDIS PHARMA A/Shistory →SPONSORED ADR1.33%$229,0001.7K
31COSTCOSTCO WHSL CORP NEWhistory →COM1.31%$225,000396
32PLDPROLOGIS INC.history →COM1.31%$225,0001.3K
33UBTPROSHARES TRhistory →ULTRA 20YR TRE1.31%$225,0004.1K
34SNOWSNOWFLAKE INChistory →CL A1.30%$223,000659
35CRWDCROWDSTRIKE HLDGS INChistory →CL A1.30%$223,0001.1K
36RCLROYAL CARIBBEAN GROUPhistory →COM1.26%$217,0002.8K
37INTUINTUIThistory →COM1.26%$217,000337
38MRCYMERCURY SYS INChistory →COM1.24%$214,0003.9K
39ATHENE HOLDING LTDCL A1.23%$212,0002.5K
40ASMLASML HOLDING N Vhistory →N Y REGISTRY SHS1.20%$207,000260
41CPTCAMDEN PPTY TRhistory →SH BEN INT1.20%$207,0001.2K
42PGRPROGRESSIVE CORPhistory →COM1.20%$206,0002.0K
43SANDERSON FARMS INCCOM1.19%$204,0001.1K
44LLYLILLY ELI & COhistory →COM1.17%$201,000727
45AALAMERICAN AIRLS GROUP INChistory →COM1.05%$181,00010.1K
46XBOEXBLACKROCK ENHANCED GLOBAL DICOM0.76%$130,00010.7K
47BERKSHIRE GREY INCCOM CL A0.63%$109,00019.8K
48MIND MEDICINE MINDMED INCCOM SUB VTG0.51%$88,00063.7K
49ARRIVAL GROUPSHS0.48%$82,00011.0K
50IQIQIYI INCSPONSORED ADS0.42%$73,00016.0K
51TMETENCENT MUSIC ENTMT GROUPSPON ADS0.42%$72,00010.5K
52TIGRUP FINTECH HLDG LTDSPONSORED ADS0.33%$57,00011.6K
53SUNLIGHT FINANCIAL HOLDINGSCOM0.33%$57,00012.0K
54ZOMDFZOMEDICA CORPCOM0.31%$54,000177.3K
55UUUUNIVERSAL SEC INSTRS INCCOM NEW0.23%$40,00011.6K
56PHUNWARE INCCOM0.20%$35,00013.5K
57VENUS CONCEPT INCCOM0.16%$28,00016.6K
58PERSHING SQUARE TONTINE HLDG*W EXP 07/24/2020.10%$18,00013.7K
59POEMA GLOBAL HOLDINGS CORP*W EXP 01/08/2020.10%$17,00011.8K
60STEALTH BIOTHERAPEUTICS CORPSPONSORED ADS0.09%$16,00018.9K
61CASI PHARMACEUTICALS INCCOM0.09%$15,00018.6K
62DURECT CORPCOM0.09%$15,00015.7K
63ADVENT TECHNOLOGIES HOLDNG I*W EXP 02/03/2020.08%$13,00011.1K
64WAITR HLDGS INCCOM0.05%$8,00010.2K
65TRVITREVI THERAPEUTICS INCCOM0.05%$8,00010.5K
66DATA KNIGHTS ACQUISITION COR*W EXP 11/11/2020.03%$6,00016.2K
67ONESMART INTL ED GROUP LTDSPONSORED ADS0.03%$6,00025.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$51M122Apr 21, 202613F-HRchanges · EDGAR ↗
Q4 2025$49M87Feb 4, 202613F-HRchanges · EDGAR ↗
Q3 2025$46M131Nov 6, 202513F-HRchanges · EDGAR ↗
Q2 2025$63M141Jul 31, 202513F-HRchanges · EDGAR ↗
Q1 2025$46M155May 13, 202513F-HRchanges · EDGAR ↗
Q4 2024$66M147Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$114M155Oct 29, 202413F-HRchanges · EDGAR ↗
Q2 2024$129M173Aug 7, 202413F-HRchanges · EDGAR ↗
Q1 2024$110M73May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$27M68Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$61M76Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023REVEALED$82M115Aug 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$60M55May 8, 202313F-HRchanges · EDGAR ↗
Q4 2022$23M77Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$35M95Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$55M139Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$39M67May 10, 202213F-HRchanges · EDGAR ↗
Q4 2021$17M68Feb 9, 202213F-HRchanges · EDGAR ↗
Q3 2021$23M66Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$21M82Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$31M98Apr 30, 202113F-HRchanges · EDGAR ↗
Q4 2020$26M64Jan 29, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.