Managers / Q3 2022 · view latest →
Ground Swell Capital, LLC
CIK 0001534450 · 105 WEST HURON AVENUE, SUITE 205, FOLLY BEACH, SC, 29439 · (843) 588-5169
Reported Value
$35M
Q3 2022
Positions
95
Filings on Record
23
2021–present window
Filed
Nov 14, 2022
original filing
Summary
Ground Swell Capital, LLC reported $35M in U.S.-listed holdings across 95 positions for Q3 2022.
Its largest position, TLT, represents 18.1% of the portfolio.
Compared with Q2 2022, the fund opened 72 new positions and exited 116.
Portfolio Metrics
Turnover
+47.5%
vs prior filed quarter
Top-10 Concentration
+47.7%
share of reported value
Largest Position
+18.1%
Ishares Tr
New / Exited
72 / 116
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- Common Stock · 73.6% · $26M
- ETP · 23.4% · $8M
- Other · 2.4% · $832,000
- ADR · 0.6% · $210,000
Quarter-over-Quarter Changes full breakdown →
vs Q2 2022 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| AAPLAPPLE INC | NEW | +11.1K | 11.1K | +$2M | $2M |
| AVGOBROADCOM INC | NEW | +3.2K | 3.2K | +$1M | $1M |
| HONHONEYWELL INTL INC | NEW | +7.9K | 7.9K | +$1M | $1M |
| LULULULULEMON ATHLETICA INC | NEW | +3.2K | 3.2K | +$897,000 | $897,000 |
| ASMLASML HOLDING N V | NEW | +2.0K | 2.0K | +$828,000 | $828,000 |
| CHANGE HEALTHCARE INC | NEW | +19.6K | 19.6K | +$539,000 | $539,000 |
| GTMZOOMINFO TECHNOLOGIES INC | NEW | +11.6K | 11.6K | +$484,000 | $484,000 |
| MUMICRON TECHNOLOGY INC | NEW | +8.7K | 8.7K | +$438,000 | $438,000 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q3 2022
94 positions (from 95 filing rows — )
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | TLTISHARES TR | 20 YR TR BD ETF · CORE S&P MCP ETF | 18.06% | $6M | 60.9K |
| 2 | AAPLAPPLE INChistory → | COM | 4.36% | $2M | 11.1K |
| 3 | AVGOBROADCOM INChistory → | COM | 4.02% | $1M | 3.2K |
| 4 | HONHONEYWELL INTL INChistory → | COM | 3.78% | $1M | 7.9K |
| 5 | METAMETA PLATFORMS INChistory → | CL A | 3.64% | $1M | 9.4K |
| 6 | TMUST-MOBILE US INChistory → | COM | 3.25% | $1M | 8.5K |
| 7 | NVDANVIDIA CORPORATIONhistory → | COM | 3.16% | $1M | 9.1K |
| 8 | LULULULULEMON ATHLETICA INChistory → | COM | 2.55% | $897,000 | 3.2K |
| 9 | ACTIVISION BLIZZARD INC | COM | 2.47% | $869,000 | 11.7K |
| 10 | PEPPEPSICO INChistory → | COM | 2.42% | $849,000 | 5.2K |
| 11 | ASMLASML HOLDING N Vhistory → | N Y REGISTRY SHS | 2.36% | $828,000 | 2.0K |
| 12 | ADPAUTOMATIC DATA PROCESSING INhistory → | COM | 2.24% | $787,000 | 3.5K |
| 13 | GILDGILEAD SCIENCES INChistory → | COM | 2.19% | $771,000 | 12.5K |
| 14 | MSFTMICROSOFT CORPhistory → | COM | 1.95% | $686,000 | 2.9K |
| 15 | CHANGE HEALTHCARE INC | COM | 1.53% | $539,000 | 19.6K |
| 16 | CMECME GROUP INChistory → | COM | 1.47% | $515,000 | 2.9K |
| 17 | GTMZOOMINFO TECHNOLOGIES INChistory → | COMMON STOCK | 1.38% | $484,000 | 11.6K |
| 18 | INTUINTUIThistory → | COM | 1.34% | $471,000 | 1.2K |
| 19 | MUMICRON TECHNOLOGY INChistory → | COM | 1.25% | $438,000 | 8.7K |
| 20 | PBWINVESCO EXCHANGE TRADED FD Thistory → | WILDERHIL CLAN | 1.17% | $410,000 | 8.5K |
| 21 | VTVVANGUARD INDEX FDShistory → | VALUE ETF | 1.06% | $372,000 | 3.0K |
| 22 | PCARPACCAR INChistory → | COM | 1.05% | $370,000 | 4.4K |
| 23 | ADBEADOBE SYSTEMS INCORPORATEDhistory → | COM | 1.04% | $367,000 | 1.3K |
| 24 | MDYSPDR S&P MIDCAP 400 ETF TRhistory → | UTSER1 S&PDCRP | 1.03% | $362,000 | 901 |
| 25 | EIXEDISON INTLhistory → | COM | 1.02% | $359,000 | 6.3K |
| 26 | XELXCEL ENERGY INC | COM | 0.98% | $345,000 | 5.4K |
| 27 | FANGDIAMONDBACK ENERGY INC | COM | 0.97% | $341,000 | 2.8K |
| 28 | ZBRAZEBRA TECHNOLOGIES CORPORATI | CL A | 0.96% | $337,000 | 1.3K |
| 29 | AEPAMERICAN ELEC PWR CO INC | COM | 0.88% | $309,000 | 3.6K |
| 30 | FISVFISERV INC | COM | 0.87% | $306,000 | 3.3K |
| 31 | MNSTMONSTER BEVERAGE CORP NEW | COM | 0.87% | $305,000 | 3.5K |
| 32 | SBUXSTARBUCKS CORP | COM | 0.86% | $302,000 | 3.6K |
| 33 | MIDDMIDDLEBY CORP | COM | 0.84% | $294,000 | 2.3K |
| 34 | NSCNORFOLK SOUTHN CORP | COM | 0.83% | $292,000 | 1.4K |
| 35 | WMTWALMART INC | COM | 0.81% | $285,000 | 2.2K |
| 36 | EXMOCEXXON MOBIL CORP | COM | 0.79% | $278,000 | 3.2K |
| 37 | KBESPDR SER TR | S&P BK ETF | 0.74% | $260,000 | 5.9K |
| 38 | NVRNVR INC | COM | 0.74% | $259,000 | 65 |
| 39 | HYSPIMCO ETF TR | 0-5 HIGH YIELD | 0.71% | $249,000 | 2.9K |
| 40 | GMGENERAL MTRS CO | COM | 0.69% | $243,000 | 7.6K |
| 41 | MKCMCCORMICK & CO INC | COM NON VTG | 0.68% | $240,000 | 3.4K |
| 42 | WOLFSPEED INC | COM | 0.67% | $235,000 | 2.3K |
| 43 | UTHRUNITED THERAPEUTICS CORP DEL | COM | 0.67% | $234,000 | 1.1K |
| 44 | LQDHISHARES U S ETF TR | INT RT HDG C B | 0.66% | $232,000 | 2.6K |
| 45 | NETCLOUDFLARE INC | CL A COM | 0.65% | $227,000 | 4.1K |
| 46 | MANMANPOWERGROUP INC WIS | COM | 0.63% | $223,000 | 3.4K |
| 47 | ATLAS CORP | SHARES | 0.63% | $223,000 | 16.0K |
| 48 | YUMYUM BRANDS INC | COM | 0.63% | $221,000 | 2.1K |
| 49 | REGNREGENERON PHARMACEUTICALS | COM | 0.63% | $221,000 | 321 |
| 50 | APTIV PLC | SHS | 0.62% | $218,000 | 2.8K |
| 51 | RSRELIANCE STEEL & ALUMINUM CO | COM | 0.62% | $217,000 | 1.2K |
| 52 | DISDISNEY WALT CO | COM | 0.61% | $216,000 | 2.3K |
| 53 | CHHCHOICE HOTELS INTL INC | COM | 0.61% | $214,000 | 2.0K |
| 54 | NXPINXP SEMICONDUCTORS N V | COM | 0.60% | $210,000 | 1.4K |
| 55 | DECKDECKERS OUTDOOR CORP | COM | 0.59% | $209,000 | 667 |
| 56 | BABOEING CO | COM | 0.59% | $206,000 | 1.7K |
| 57 | HBANHUNTINGTON BANCSHARES INC | COM | 0.58% | $205,000 | 15.5K |
| 58 | COOPER COS INC | COM NEW | 0.58% | $204,000 | 773 |
| 59 | CDWCDW CORP | COM | 0.57% | $202,000 | 1.3K |
| 60 | MMM3M CO | COM | 0.57% | $201,000 | 1.8K |
| 61 | MSTRMICROSTRATEGY INC | CL A NEW | 0.57% | $201,000 | 947 |
| 62 | ABTABBOTT LABS | COM | 0.57% | $200,000 | 2.1K |
| 63 | ABBVABBVIE INC | COM | 0.57% | $200,000 | 1.5K |
| 64 | BBWBUILD-A-BEAR WORKSHOP INC | COM | 0.53% | $186,000 | 14.0K |
| 65 | ELANELANCO ANIMAL HEALTH INC | COM | 0.41% | $143,000 | 11.5K |
| 66 | UMCUNITED MICROELECTRONICS CORP | SPON ADR NEW | 0.33% | $116,000 | 20.8K |
| 67 | QUOIN PHARMACEUTICALS LTD | SPONSORED ADS | 0.23% | $82,000 | 36.6K |
| 68 | CCLCARNIVAL CORP | COMMON STOCK | 0.21% | $74,000 | 10.5K |
| 69 | UNITI GROUP INC | COM | 0.20% | $71,000 | 10.2K |
| 70 | COTYCOTY INC | COM CL A | 0.18% | $64,000 | 10.1K |
| 71 | UGPULTRAPAR PARTICIPACOES SA | SP ADR REP COM | 0.13% | $44,000 | 20.1K |
| 72 | NUVVE HOLDING CORP | COM | 0.11% | $39,000 | 27.9K |
| 73 | DIANA SHIPPING INC | COM | 0.10% | $36,000 | 10.1K |
| 74 | OCGNOCUGEN INC | COM | 0.09% | $32,000 | 17.7K |
| 75 | IQIQIYI INC | SPONSORED ADS | 0.09% | $30,000 | 11.2K |
| 76 | RIGTRANSOCEAN LTD | REG SHS | 0.08% | $28,000 | 11.2K |
| 77 | PLX PHARMA INC | COM | 0.08% | $28,000 | 42.5K |
| 78 | LOCAFY LIMITED | ORDINARY SHARE | 0.07% | $26,000 | 67.2K |
| 79 | ADVANTAGE SOLUTIONS INC | COM CL A | 0.07% | $25,000 | 11.6K |
| 80 | IM CANNABIS CORP | COM NEW | 0.07% | $24,000 | 57.8K |
| 81 | PRESIDIO PPTY TR INC | COM CL A | 0.07% | $24,000 | 19.4K |
| 82 | CMRACOMERA LIFE SCIENCES HLDGS I | COM | 0.06% | $22,000 | 13.6K |
| 83 | OUSTER INC | COM | 0.06% | $22,000 | 23.0K |
| 84 | VINCERX PHARMA INC | COM NEW | 0.06% | $21,000 | 15.0K |
| 85 | SRNESORRENTO THERAPEUTICS INC | COM NEW | 0.06% | $20,000 | 13.0K |
| 86 | KCKINGSOFT CLOUD HLDGS LTD | ADS | 0.06% | $20,000 | 10.2K |
| 87 | ZYNERBA PHARMACEUTICALS INC | COM | 0.05% | $19,000 | 25.4K |
| 88 | HYCROFT MINING HOLDING CORP | *W EXP 02/12/202 | 0.05% | $16,000 | 162.7K |
| 89 | SOLIGENIX INC | COM | 0.03% | $11,000 | 25.3K |
| 90 | COMPUGEN LTD | ORD | 0.03% | $10,000 | 15.4K |
| 91 | PAVMED INC | COM | 0.03% | $9,000 | 10.4K |
| 92 | EZFILL HOLDINGS INC | COM NEW | 0.02% | $7,000 | 11.1K |
| 93 | LIZHI INC | ADS | 0.02% | $7,000 | 11.9K |
| 94 | GALMED PHARMACEUTICALS LTD | SHS | 0.01% | $4,000 | 13.0K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $51M | 122 | Apr 21, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $49M | 87 | Feb 4, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $46M | 131 | Nov 6, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $63M | 141 | Jul 31, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $46M | 155 | May 13, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $66M | 147 | Feb 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $114M | 155 | Oct 29, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $129M | 173 | Aug 7, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $110M | 73 | May 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $27M | 68 | Feb 13, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $61M | 76 | Nov 13, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023REVEALED | $82M | 115 | Aug 10, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $60M | 55 | May 8, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $23M | 77 | Feb 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $35M | 95 | Nov 14, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $55M | 139 | Aug 11, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $39M | 67 | May 10, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $17M | 68 | Feb 9, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $23M | 66 | Nov 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $21M | 82 | Aug 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $31M | 98 | Apr 30, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $26M | 64 | Jan 29, 2021 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.