SEC 13F Intelligence

Managers / Q4 2021 · view latest →

Dean Capital Management

CIK 0001455468 · 7400 W 130TH ST STE 350, OVERLAND PARK, KS, 66213 · 913-944-4444

Reported Value
$116M
Q4 2021
Positions
74
Filings on Record
33
2019–present window
Filed
Feb 14, 2022
original filing

Summary

Dean Capital Management reported $116M in U.S.-listed holdings across 74 positions for Q4 2021.

Its largest position, T86, represents 2.8% of the portfolio.

Compared with Q3 2021, the fund opened 7 new positions and exited 12.

Portfolio Metrics

Turnover
+11.7%
vs prior filed quarter
Top-10 Concentration
+25.7%
share of reported value
Largest Position
+2.8%
Tri Pointe
New / Exited
7 / 12
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $123MQ4 ’18Q1 ’19: $60MQ2 ’19: $96MQ3 ’19: $97MQ4 ’19: $105MQ4 ’19Q1 ’20: $67MQ2 ’20: $86MQ3 ’20: $97MQ4 ’20: $169MQ4 ’20Q1 ’21: $148MQ2 ’21: $109MQ3 ’21: $108MQ4 ’21: $116MQ4 ’21Q1 ’22: $115MQ2 ’22: $114MQ3 ’22: $67MQ4 ’22: $75MQ4 ’22Q1 ’23: $77MQ2 ’23: $75MQ3 ’23: $134MQ4 ’23: $162MQ4 ’23Q1 ’24: $172MQ2 ’24: $78MQ3 ’24: $236MQ4 ’24: $235MQ4 ’24Q1 ’25: $230MQ2 ’25: $243MQ3 ’25: $256MQ4 ’25: $235MQ4 ’25Q1 ’26: $241Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 78.1%Other: 14.0%REIT: 7.9%
  • Common Stock · 78.1% · $91M
  • Other · 14.0% · $16M
  • REIT · 7.9% · $9M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
CareTrust REIT IncNEW+43.8K43.8K+$999,000$999,000
JOUTJohnson Outdoors IncNEW+10.6K10.6K+$991,000$991,000
CCMPCMC Materials IncNEW+4.2K4.2K+$797,000$797,000
NEUNewMarket CorpNEW+2.0K2.0K+$691,000$691,000
ALXAlexander's IncNEW+2.6K2.6K+$668,000$668,000
HNGRUSDHanger IncNEW+34.9K34.9K+$632,000$632,000
Civitas Resources IncNEW+8.0K8.0K+$391,000$391,000
VSHVishay Intertechnology IncADDED+25.0K45.3K+$583,000$991,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1T86Tri Pointe Group Inchistory →CS2.81%$3M117.2K
2MUSAMurphy USA Inchistory →CS2.79%$3M16.3K
3SNEXStonex Group Inchistory →CS2.76%$3M52.3K
4SWXSouthwest Gas Holdings Inchistory →CS2.72%$3M45.2K
5SAFTSafety Insurance Group Inchistory →CS2.66%$3M36.3K
6HTLDHeartland Express Inchistory →CS2.59%$3M178.7K
7SMPStandard Motor Products Inchistory →CS2.56%$3M56.7K
8STCStewart Information Services Chistory →CS2.31%$3M33.7K
9EIGEmployers Holdingshistory →CS2.29%$3M64.3K
10Argan IncCS2.22%$3M66.7K
11WMKWeis Markets Inchistory →CS2.18%$3M38.5K
12ANAT1USDAmerican National Group Inchistory →CS2.05%$2M12.6K
13BVEDiamond Hill Investment Grphistory →CS2.00%$2M12.0K
14Equity CommonwealthCS1.99%$2M89.6K
15NHCNational Healthcare Corphistory →CS1.99%$2M34.0K
16JBSSJohn B Sanfilippo & Son Inchistory →CS1.99%$2M25.6K
17CSG Systems International IncCS1.97%$2M39.7K
18WERNWerner Enterprises Inchistory →CS1.97%$2M47.9K
19Getty Realty CorpCS1.90%$2M68.8K
20CALMCal Maine Foods Inchistory →CS1.90%$2M59.5K
21SRSpire Inchistory →CS1.85%$2M33.0K
22WAFDWashington Federalhistory →CS1.83%$2M63.7K
23PBVPrestige Consumer Healthcare Ihistory →CS1.81%$2M34.7K
24AVAAvista Corphistory →CS1.79%$2M49.0K
25CTOCTO Realty Growth Inchistory →CS1.71%$2M32.3K
26CACCamden National Corphistory →CS1.71%$2M41.3K
27WSBFWaterstone Financial Inchistory →CS1.70%$2M90.6K
28PDMPiedmont Office Realty Tr Inchistory →CS1.68%$2M106.3K
29WASHWashington Trust Bancorphistory →CS1.65%$2M33.9K
30SF9Sanderson Farms Inchistory →CS1.61%$2M9.8K
31NIJNelnet Inchistory →CS1.55%$2M18.4K
32PORPortland General Electric Cohistory →CS1.54%$2M33.9K
33White Mountains Insurance GrouCS1.39%$2M1.6K
34AGIAlamos Gold Inchistory →CS1.36%$2M205.9K
35DHT Holdings IncCS1.35%$2M301.3K
36TWNKEURHostess Brands Inchistory →CS1.32%$2M75.1K
37QCR Holdings IncCS1.27%$1M26.3K
38EPCEdgewell Personal Carehistory →CS1.27%$1M32.2K
39Sprouts Farmers Market IncCS1.24%$1M48.7K
40National Energy Services ReuniCS1.23%$1M151.8K
41AHQAmerican Woodmark Corphistory →CS1.19%$1M21.3K
42BHEBenchmark Electronics Inchistory →CS1.15%$1M49.4K
43AZZAZZ Inchistory →CS1.07%$1M22.5K
44Fresh Del Monte Produce IncCS1.02%$1M42.9K
45ASBAssociated Banc CorpCS0.98%$1M50.5K
46HOFTHooker Furniture CorpCS0.93%$1M46.5K
47THSTreehouse Foods IncCS0.93%$1M26.7K
48MEIMethode Electronics IncCS0.86%$1M20.4K
49CareTrust REIT IncCS0.86%$999,00043.8K
50JOUTJohnson Outdoors IncCS0.85%$991,00010.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$241M112May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$235M118Feb 20, 202613F-HRchanges · EDGAR ↗
Q3 2025$256M122Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$243M125Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$230M132May 16, 202513F-HRchanges · EDGAR ↗
Q4 2024$235M136Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$236M137Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$78M79Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$172M126May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$162M124Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$134M122Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$75M72Aug 23, 2023RESTATEMENTchanges · EDGAR ↗
Q1 2023$77M67May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$75M70Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$67M67Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$114M77Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$115M73May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$116M74Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$108M79Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$109M79Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$148M72May 11, 202113F-HRchanges · EDGAR ↗
Q4 2020$169M135Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$97M132Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$86M129Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$67M137May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$105M132Feb 13, 2020RESTATEMENTchanges · EDGAR ↗
Q3 2019$97M131Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$96M126Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$60M67May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$123M68Feb 14, 2019RESTATEMENTchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 2 additional managers.

  • Dean Investment Associates, LLC028-02462
  • Legato Capital Management LLC028-13158

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.