SEC 13F Intelligence

Managers / Q4 2019 · view latest →

Dean Capital Management

CIK 0001455468 · 7400 W 130TH ST STE 350, OVERLAND PARK, KS, 66213 · 913-944-4444

Reported Value
$105M
Q4 2019
Positions
132
Filings on Record
33
2019–present window
Filed
Feb 13, 2020
amendment (RESTATEMENT)

Summary

Dean Capital Management reported $105M in U.S.-listed holdings across 132 positions for Q4 2019.

Its largest position, UMBF, represents 1.7% of the portfolio.

Compared with Q3 2019, the fund opened 20 new positions and exited 19.

Portfolio Metrics

Turnover
+17.1%
vs prior filed quarter
Top-10 Concentration
+14.0%
share of reported value
Largest Position
+1.7%
Umb Financial
New / Exited
20 / 19
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $123MQ4 ’18Q1 ’19: $60MQ2 ’19: $96MQ3 ’19: $97MQ4 ’19: $105MQ4 ’19Q1 ’20: $67MQ2 ’20: $86MQ3 ’20: $97MQ4 ’20: $169MQ4 ’20Q1 ’21: $148MQ2 ’21: $109MQ3 ’21: $108MQ4 ’21: $116MQ4 ’21Q1 ’22: $115MQ2 ’22: $114MQ3 ’22: $67MQ4 ’22: $75MQ4 ’22Q1 ’23: $77MQ2 ’23: $75MQ3 ’23: $134MQ4 ’23: $162MQ4 ’23Q1 ’24: $172MQ2 ’24: $78MQ3 ’24: $236MQ4 ’24: $235MQ4 ’24Q1 ’25: $230MQ2 ’25: $243MQ3 ’25: $256MQ4 ’25: $235MQ4 ’25Q1 ’26: $241Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 80.9%Other: 12.2%REIT: 6.9%
  • Common Stock · 80.9% · $85M
  • Other · 12.2% · $13M
  • REIT · 6.9% · $7M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
APOGApogee Enterprises IncNEW+37.7K37.7K+$1M$1M
KFYKorn/Ferry IntlNEW+24.1K24.1K+$1M$1M
PJT Partners IncNEW+22.4K22.4K+$1M$1M
AEOAmerican Eagle Outfitters NewNEW+58.5K58.5K+$859,000$859,000
Hillenbrand IncNEW+25.8K25.8K+$859,000$859,000
SXTSensient Technologies CorpNEW+12.7K12.7K+$838,000$838,000
CTBCooper Tire & Rubber CoNEW+29.0K29.0K+$833,000$833,000
VLYValley National BancorpNEW+71.7K71.7K+$821,000$821,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

131 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1UMBFUMB Financial Corphistory →CS1.74%$2M26.8K
2MTSCMTS Systems Corphistory →CS1.49%$2M32.6K
3CALMCal Maine Foods Inchistory →CS1.47%$2M36.2K
4Columbia Property Trust IncCS1.47%$2M73.9K
5IDCCInterdigital Inchistory →CS1.46%$2M28.3K
6HLIHoulihan Lokey Inchistory →CS1.31%$1M28.2K
7Equity CommonwealthCS1.30%$1M41.7K
8NSITInsight Enterprises Inchistory →CS1.30%$1M19.4K
9Argan IncCS1.28%$1M33.6K
10THOThor Inds Inchistory →CS1.17%$1M16.6K
11APOGApogee Enterprises Inchistory →CS1.16%$1M37.7K
12UFSDomtar Corphistory →CS1.14%$1M31.3K
13Argo Group InternationalCS1.13%$1M18.1K
14WCCWesco International Inchistory →CS1.12%$1M19.9K
15VVVValvoline Inchistory →CS1.12%$1M55.2K
16WMKWeis Mkts Inchistory →CS1.06%$1M27.6K
17PAGPenske Automotive Grp Inchistory →CS1.06%$1M22.3K
18Bryn Mawr Bank CorpCS0.98%$1M25.1K
19RESRPC IncCS0.98%$1M196.3K
20KFYKorn/Ferry IntlCS0.97%$1M24.1K
21PJT Partners IncCS0.96%$1M22.4K
22SRC Energy IncCS0.96%$1M244.6K
23American National Insurance CoCS0.95%$1M8.5K
24ANDEAndersons IncCS0.95%$1M39.6K
25WLYWiley John & Sons IncCS0.95%$999,00020.6K
26GPMTGranite Point Mortgage TrustCS0.94%$989,00053.8K
27NWENorthwestern CorpCS0.91%$958,00013.4K
28ProAssurance CorpCS0.91%$958,00026.5K
29FFBCFirst Financial BancorpCS0.91%$956,00037.6K
30AVAAvista CorpCS0.89%$942,00019.6K
31CorePoint Lodging IncCS0.88%$932,00087.3K
32MFA Financial IncCS0.87%$915,000119.6K
33Cadence BancorpCS0.87%$915,00050.5K
34GIIIG-Iii Apparel Group LtdCS0.87%$912,00027.2K
35USFDUS Foods Holding CorpCS0.82%$869,00020.8K
36NTRSNorthern Trust CorpCS0.82%$859,0008.1K
37AEOAmerican Eagle Outfitters NewCS0.82%$859,00058.5K
38Hillenbrand IncCS0.82%$859,00025.8K
39NHCNational Healthcare CorpCS0.81%$855,0009.9K
40BLBDBlue Bird CorpCS0.81%$854,00037.3K
41LWLamb Weston Holdings IncCS0.80%$841,0009.8K
42SXTSensient Technologies CorpCS0.80%$838,00012.7K
43SAFTSafety Ins Group IncCS0.79%$836,0009.0K
44CTBCooper Tire & Rubber CoCS0.79%$833,00029.0K
45STCStewart Information Services CCS0.79%$832,00020.4K
46RRXRegal Beloit CorpCS0.78%$826,0009.6K
47VLYValley National BancorpCS0.78%$821,00071.7K
48HIWHighwoods Pptys IncCS0.77%$813,00016.6K
49CAGConagra BrandsCS0.76%$804,00023.5K
50ESSEssex Property Trust IncCS0.76%$803,0002.7K
51SJMJM Smucker Co/TheCS0.76%$801,0007.7K
52Enpro Industries IncCS0.75%$792,00011.8K
53KLACKLA-Tencor CorpCS0.75%$791,0004.4K
54ZBHZimmer Biomet Holdings IncCS0.74%$778,0005.2K
55ITT IncCS0.71%$749,00010.1K
56GBXGreenbrier Companies IncCS0.71%$748,00023.1K
57ASTEAstec Industries IncCS0.71%$746,00017.8K
58UHSUniversal Health Services IncCS0.70%$741,0005.2K
59ARWArrow Electrs IncCS0.70%$740,0008.7K
60HTLDHeartland Express IncCS0.70%$739,00035.1K
61MOVMovado Group IncCS0.70%$737,00033.9K
62FRMEFirst Merchants CorpCS0.69%$732,00017.6K
63AEEAmeren CorpCS0.69%$731,0009.5K
64EHCEncompass Health CorpCS0.69%$724,00010.4K
65MASMasco CorpCS0.69%$722,00015.1K
66THGHanover Ins Group IncCS0.67%$710,0005.2K
67PNWPinnacle West CapitalCS0.67%$710,0007.9K
68Healthcare Trust of America InCS0.67%$709,00023.4K
69ATOAtmos Energy CorpCS0.67%$707,0006.3K
70VMIValmont Industries IncCS0.67%$705,0004.7K
71IPGInterpublic Group of CompaniesCS0.67%$702,00030.4K
72CRICarter's IncCS0.66%$700,0006.4K
73CMSCMS Energy CorpCS0.66%$699,00011.1K
74AMPAmeriprise Financial IncCS0.66%$697,0004.2K
75SUPNSupernus Pharmaceuticals IncCS0.66%$693,00029.2K
76HOFTHooker Furniture CorpCS0.65%$690,00026.9K
77HUBBHubbell IncCS0.65%$689,0004.7K
78GPCGenuine Parts CoCS0.65%$686,0006.5K
79DOXAmdocs LtdCS0.65%$685,0009.5K
80Kansas City SouthernCS0.65%$684,0004.5K
81CBSHCommerce Bancshares IncCS0.64%$679,00010.0K
82Forward Air CorpCS0.64%$675,0009.6K
83Resideo Technologies IncCS0.64%$675,00056.6K
84Noble Energy IncCS0.64%$672,00027.1K
85GCP Applied Technologies IncCS0.64%$672,00029.6K
86IFFInternational Flavors & FragraCS0.64%$670,0005.2K
87RRyder System IncCS0.64%$670,00012.3K
88RFRegions Financial CorpCS0.63%$669,00039.0K
89Aptiv PlcCS0.63%$669,0007.0K
90Ruth's Hospitality Group IncCS0.63%$666,00030.6K
91TEXTerex CorpCS0.63%$665,00022.3K
92White Mountains Insurance GrouCS0.63%$665,000596
93VSHVishay Intertechnology IncCS0.63%$661,00031.0K
94MGYMagnolia Oil & Gas CorpCS0.63%$661,00052.6K
95WHDCactus Inc - ACS0.63%$659,00019.2K
96Berry Petroleum CorpCS0.63%$659,00069.9K
97SDASealed Air CorpCS0.62%$658,00016.5K
98EMNEastman Chemical CoCS0.62%$657,0008.3K
99RSGRepublic Services IncCS0.62%$649,0007.2K
100Diamondback Energy IncCS0.61%$642,0006.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$241M112May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$235M118Feb 20, 202613F-HRchanges · EDGAR ↗
Q3 2025$256M122Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$243M125Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$230M132May 16, 202513F-HRchanges · EDGAR ↗
Q4 2024$235M136Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$236M137Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$78M79Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$172M126May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$162M124Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$134M122Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$75M72Aug 23, 2023RESTATEMENTchanges · EDGAR ↗
Q1 2023$77M67May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$75M70Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$67M67Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$114M77Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$115M73May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$116M74Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$108M79Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$109M79Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$148M72May 11, 202113F-HRchanges · EDGAR ↗
Q4 2020$169M135Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$97M132Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$86M129Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$67M137May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$105M132Feb 13, 2020RESTATEMENTchanges · EDGAR ↗
Q3 2019$97M131Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$96M126Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$60M67May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$123M68Feb 14, 2019RESTATEMENTchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 2 additional managers.

  • Dean Investment Associates, LLC028-02462
  • Legato Capital Management LLC028-13158

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.