SEC 13F Intelligence

Managers / Q3 2020 · view latest →

Dean Capital Management

CIK 0001455468 · 7400 W 130TH ST STE 350, OVERLAND PARK, KS, 66213 · 913-944-4444

Reported Value
$97M
Q3 2020
Positions
132
Filings on Record
33
2019–present window
Filed
Nov 16, 2020
original filing

Summary

Dean Capital Management reported $97M in U.S.-listed holdings across 132 positions for Q3 2020.

Its largest position, UMBF, represents 1.7% of the portfolio.

Compared with Q2 2020, the fund opened 23 new positions and exited 19.

Portfolio Metrics

Turnover
+15.5%
vs prior filed quarter
Top-10 Concentration
+14.6%
share of reported value
Largest Position
+1.7%
Umb Financial
New / Exited
23 / 19
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $123MQ4 ’18Q1 ’19: $60MQ2 ’19: $96MQ3 ’19: $97MQ4 ’19: $105MQ4 ’19Q1 ’20: $67MQ2 ’20: $86MQ3 ’20: $97MQ4 ’20: $169MQ4 ’20Q1 ’21: $148MQ2 ’21: $109MQ3 ’21: $108MQ4 ’21: $116MQ4 ’21Q1 ’22: $115MQ2 ’22: $114MQ3 ’22: $67MQ4 ’22: $75MQ4 ’22Q1 ’23: $77MQ2 ’23: $75MQ3 ’23: $134MQ4 ’23: $162MQ4 ’23Q1 ’24: $172MQ2 ’24: $78MQ3 ’24: $236MQ4 ’24: $235MQ4 ’24Q1 ’25: $230MQ2 ’25: $243MQ3 ’25: $256MQ4 ’25: $235MQ4 ’25Q1 ’26: $241Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 83.6%Other: 11.7%REIT: 4.0%ADR: 0.7%
  • Common Stock · 83.6% · $81M
  • Other · 11.7% · $11M
  • REIT · 4.0% · $4M
  • ADR · 0.7% · $676,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
AVNTAvient CorpNEW+51.3K51.3K+$1M$1M
SNEXStonex Group IncNEW+26.0K26.0K+$1M$1M
WASHWashington Trust BancorpNEW+34.3K34.3K+$1M$1M
POWLPowell Industries IncNEW+42.8K42.8K+$1M$1M
Bonanza Creek Energy IncNEW+51.7K51.7K+$971,000$971,000
SRSpire IncNEW+14.0K14.0K+$743,000$743,000
KALUKaiser Aluminum CorpNEW+13.7K13.7K+$733,000$733,000
ARCBArcBest CorpNEW+23.3K23.3K+$724,000$724,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

130 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1UMBFUMB Financial Corphistory →CS1.71%$2M33.9K
2Tri Pointe Group IncCS1.56%$2M83.5K
3CMCCommercial Metals Cohistory →CS1.49%$1M72.5K
4STCStewart Information Services Chistory →CS1.46%$1M32.4K
5American Equity Investment LifCS1.44%$1M63.4K
6ASBAssociated Banc-Corphistory →CS1.40%$1M107.9K
7CTBCooper Tire & Rubber Cohistory →CS1.40%$1M42.9K
8AVNTAvient Corphistory →CS1.40%$1M51.3K
9PAGPenske Automotive Grp Inchistory →CS1.38%$1M28.1K
10SNEXStonex Group Inchistory →CS1.37%$1M26.0K
11American National Group IncCS1.33%$1M19.1K
12Argan IncCS1.22%$1M28.3K
13CATYCathay General Bancorphistory →CS1.22%$1M54.5K
14TKRTimken Cohistory →CS1.21%$1M21.7K
15PLXSPlexus Corphistory →CS1.19%$1M16.4K
16FNBFNB Corphistory →CS1.18%$1M169.4K
17MYRGMYR Group Inchistory →CS1.13%$1M29.5K
18BVEDiamond Hill Investment Grphistory →CS1.13%$1M8.7K
19WTFCWintrust Financial Corphistory →CS1.12%$1M27.1K
20Bryn Mawr Bank CorpCS1.11%$1M43.5K
21NSITInsight Enterprises Inchistory →CS1.11%$1M19.1K
22WASHWashington Trust Bancorphistory →CS1.08%$1M34.3K
23DANDana Holding Corphistory →CS1.08%$1M85.3K
24POWLPowell Industries Inchistory →CS1.06%$1M42.8K
25PJT Partners IncCS1.03%$997,00016.5K
26Bonanza Creek Energy IncCS1.00%$971,00051.7K
27MEIMethode Electronics IncCS0.93%$902,00031.6K
28WHDCactus IncCS0.90%$872,00045.5K
29RRXRegal Beloit CorpCS0.88%$855,0009.1K
30WCCWesco International IncCS0.86%$836,00019.0K
31DHT Holdings IncCS0.85%$822,000159.3K
32ARWArrow Electrs IncCS0.84%$816,00010.4K
33AMPAmeriprise Financial IncCS0.84%$812,0005.3K
34JELDJeld-Wen Holding IncCS0.84%$812,00035.9K
35CMSCMS Energy CorpCS0.84%$811,00013.2K
36Globe LifeCS0.83%$805,00010.1K
37JOUTJohnson Outdoors Inc-ACS0.81%$788,0009.6K
38APOGApogee Enterprises IncCS0.81%$787,00036.8K
39Kansas City SouthernCS0.81%$784,0004.3K
40Pentair PlcCS0.80%$780,00017.0K
41VSHVishay Intertechnology IncCS0.79%$770,00049.5K
42Aptiv PlcCS0.79%$768,0008.4K
43KLACKLA CorpCS0.78%$756,0003.9K
44RSGRepublic Services IncCS0.78%$754,0008.1K
45PNWPinnacle West CapitalCS0.77%$751,00010.1K
46CAGConagra BrandsCS0.77%$749,00021.0K
47RVTYPerkinelmer IncCS0.77%$745,0005.9K
48SRSpire IncCS0.77%$743,00014.0K
49KALUKaiser Aluminum CorpCS0.76%$733,00013.7K
50GPCGenuine Parts CoCS0.75%$730,0007.7K
51FMCFMC CorpCS0.75%$728,0006.9K
52HUBBHubbell IncCS0.75%$726,0005.3K
53SWKStanley Black & Decker IncCS0.75%$725,0004.5K
54ARCBArcBest CorpCS0.75%$724,00023.3K
55Healthcare Trust of America InCS0.74%$723,00027.8K
56DGXQuest Diagnostics IncCS0.74%$714,0006.2K
57AEEAmeren CorpCS0.73%$712,0009.0K
58Willis Towers WatsonCS0.73%$711,0003.4K
59Pioneer Nat Res CoCS0.73%$711,0008.3K
60ITT IncCS0.73%$711,00012.0K
61Eagle Materials IncCS0.72%$697,0008.1K
62SYYSYSCO CorpCS0.72%$697,00011.2K
63ESSEssex Property Trust IncCS0.70%$683,0003.4K
64NHCNational Healthcare CorpCS0.70%$681,00010.9K
65AIZAssurant IncCS0.70%$676,0005.6K
66STAGStag Industrial IncCS0.70%$676,00022.2K
67FERGYFergusonAD0.70%$676,00067.0K
68AVYAvery Dennison CorpCS0.69%$674,0005.3K
69EHCEncompass Health CorpCS0.69%$672,00010.3K
70VMIValmont Industries IncCS0.69%$671,0005.4K
71HIWHighwoods Pptys IncCS0.68%$663,00019.8K
72HTLDHeartland Express IncCS0.68%$659,00035.5K
73Garmin LtdCS0.68%$658,0006.9K
74RFRegions Financial CorpCS0.67%$654,00056.8K
75Magellan Health IncCS0.67%$651,0008.6K
76BRBroadridge Finl Solutions IncCS0.67%$647,0004.9K
77OMCOmnicom GroupCS0.66%$645,00013.0K
78Brigham Minerals IncCS0.66%$639,00071.7K
79WRBWR Berkley CorpCS0.65%$634,00010.4K
80DOVDover CorpCS0.65%$633,0005.8K
81HLIHoulihan Lokey IncCS0.65%$628,00010.6K
82FFBCFirst Financial BancorpCS0.64%$624,00052.0K
83Equity CommonwealthCS0.64%$623,00023.4K
84WSBFWaterstone Financial IncCS0.64%$622,00040.1K
85RJFRaymond James Financial IncCS0.64%$619,0008.5K
86Fresh Del Monte Produce IncCS0.64%$619,00027.0K
87LFUSLittelfuse IncCS0.63%$615,0003.5K
88WMKWeis Mkts IncCS0.63%$614,00012.8K
89SAICScience Applications InteCS0.63%$610,0007.8K
90EIGEmployers HoldingsCS0.62%$605,00020.0K
91ZBHZimmer Biomet Holdings IncCS0.62%$604,0004.4K
92Rexnord CorpCS0.62%$603,00020.2K
93PIIPolaris Industries IncCS0.62%$601,0006.4K
94CORAmerisourceBergen CorpCS0.62%$601,0006.2K
95Diamond S Shipping IncCS0.62%$600,00087.4K
96ULTAUlta Beauty IncCS0.62%$598,0002.7K
97STLDSteel Dynamics IncCS0.61%$596,00020.8K
98WDCWestern Digital CorpCS0.61%$589,00016.1K
99SAFTSafety Ins Group IncCS0.60%$583,0008.4K
100MASMasco CorpCS0.60%$581,00010.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$241M112May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$235M118Feb 20, 202613F-HRchanges · EDGAR ↗
Q3 2025$256M122Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$243M125Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$230M132May 16, 202513F-HRchanges · EDGAR ↗
Q4 2024$235M136Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$236M137Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$78M79Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$172M126May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$162M124Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$134M122Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$75M72Aug 23, 2023RESTATEMENTchanges · EDGAR ↗
Q1 2023$77M67May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$75M70Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$67M67Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$114M77Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$115M73May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$116M74Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$108M79Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$109M79Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$148M72May 11, 202113F-HRchanges · EDGAR ↗
Q4 2020$169M135Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$97M132Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$86M129Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$67M137May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$105M132Feb 13, 2020RESTATEMENTchanges · EDGAR ↗
Q3 2019$97M131Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$96M126Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$60M67May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$123M68Feb 14, 2019RESTATEMENTchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 2 additional managers.

  • Dean Investment Associates, LLC028-02462
  • Legato Capital Management LLC028-13158

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.