SEC 13F Intelligence

Managers / Q3 2021 · view latest →

Dean Capital Management

CIK 0001455468 · 7400 W 130TH ST STE 350, OVERLAND PARK, KS, 66213 · 913-944-4444

Reported Value
$108M
Q3 2021
Positions
79
Filings on Record
33
2019–present window
Filed
Nov 15, 2021
original filing

Summary

Dean Capital Management reported $108M in U.S.-listed holdings across 79 positions for Q3 2021.

Its largest position, MUSA, represents 2.6% of the portfolio.

Compared with Q2 2021, the fund opened 6 new positions and exited 6.

Portfolio Metrics

Turnover
+11.2%
vs prior filed quarter
Top-10 Concentration
+23.4%
share of reported value
Largest Position
+2.6%
Murphy USA
New / Exited
6 / 6
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $123MQ4 ’18Q1 ’19: $60MQ2 ’19: $96MQ3 ’19: $97MQ4 ’19: $105MQ4 ’19Q1 ’20: $67MQ2 ’20: $86MQ3 ’20: $97MQ4 ’20: $169MQ4 ’20Q1 ’21: $148MQ2 ’21: $109MQ3 ’21: $108MQ4 ’21: $116MQ4 ’21Q1 ’22: $115MQ2 ’22: $114MQ3 ’22: $67MQ4 ’22: $75MQ4 ’22Q1 ’23: $77MQ2 ’23: $75MQ3 ’23: $134MQ4 ’23: $162MQ4 ’23Q1 ’24: $172MQ2 ’24: $78MQ3 ’24: $236MQ4 ’24: $235MQ4 ’24Q1 ’25: $230MQ2 ’25: $243MQ3 ’25: $256MQ4 ’25: $235MQ4 ’25Q1 ’26: $241Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 78.0%Other: 13.3%REIT: 8.7%
  • Common Stock · 78.0% · $84M
  • Other · 13.3% · $14M
  • REIT · 8.7% · $9M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
AHQAmerican Woodwork CorpNEW+20.6K20.6K+$1M$1M
National Energy Services ReuniNEW+76.3K76.3K+$956,000$956,000
ENREnergizer Hldgs IncNEW+21.9K21.9K+$853,000$853,000
White Mountains Insurance GrouNEW+773773+$827,000$827,000
SCLStepan CoNEW+5.5K5.5K+$617,000$617,000
Bioventus IncNEW+41.7K41.7K+$590,000$590,000
HOFTHooker Furniture CorpADDED+16.7K26.3K+$379,000$710,000
POWLPowell Industries IncSOLD OUT−50.8K0−$2M$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1MUSAMurphy Usa Inchistory →CS2.64%$3M17.1K
2SNEXStonex Group Inchistory →CS2.61%$3M42.8K
3SWXSouthwest Gas Holdings Inchistory →CS2.50%$3M40.4K
4SMPStandard Motor Products Inchistory →CS2.33%$3M57.7K
5SAFTSafety Insurance Group Inchistory →CS2.28%$2M31.1K
6Argan IncCS2.25%$2M55.7K
7HTLDHeartland Express Inchistory →CS2.23%$2M150.6K
8T86Tri Pointe Group Inchistory →CS2.22%$2M114.3K
9BVEDiamond Hill Investment Grphistory →CS2.20%$2M13.5K
10PBVPrestige Consumer Healthcare Ihistory →CS2.10%$2M40.5K
11ANAT1USDAmerican National Group Inchistory →CS2.08%$2M11.9K
12EIGEmployers Holdingshistory →CS2.02%$2M55.2K
13Equity CommonwealthCS2.01%$2M83.5K
14STCStewart Information Services Chistory →CS1.98%$2M33.8K
15CALMCal Maine Foods Inchistory →CS1.94%$2M58.0K
16Getty Realty CorpCS1.94%$2M71.5K
17Bonanza Creek Energy IncCS1.93%$2M43.7K
18PDMPiedmont Office Realty Tr Inchistory →CS1.92%$2M119.0K
19NWENorthwestern Corphistory →CS1.87%$2M35.3K
20WIREEUREncore Wire Corphistory →CS1.86%$2M21.2K
21WMKWeis Markets Inchistory →CS1.80%$2M37.1K
22NHCNational Healthcare Corphistory →CS1.77%$2M27.3K
23DHT Holdings IncCS1.74%$2M288.1K
24WAFDWashington Federalhistory →CS1.73%$2M54.5K
25SRSpire Inchistory →CS1.72%$2M30.3K
26AVAAvista Corphistory →CS1.66%$2M45.9K
27WASHWashington Trust Bancorphistory →CS1.65%$2M33.7K
28JBSSJohn B Sanfilippo & Son Inchistory →CS1.65%$2M21.8K
29CSG Systems International IncCS1.64%$2M36.8K
30WSBFWaterstone Financial Inchistory →CS1.64%$2M86.5K
31CTOCTO Realty Growth Inchistory →CS1.56%$2M31.5K
32WERNWerner Enterprises Inchistory →CS1.54%$2M37.5K
33TWNKEURHostess Brands Inchistory →CS1.48%$2M92.0K
34ASBAssociated Banc-Corphistory →CS1.47%$2M74.3K
35CACCamden National Corphistory →CS1.43%$2M32.2K
36PORPortland General Electric Cohistory →CS1.37%$1M31.6K
37NIJNelnet Inchistory →CS1.31%$1M17.9K
38AZZAZZ Inchistory →CS1.31%$1M26.7K
39AGIAlamos Gold Inchistory →CS1.30%$1M195.7K
40SF9Sanderson Farms Inchistory →CS1.25%$1M7.2K
41AHQAmerican Woodwork Corphistory →CS1.24%$1M20.6K
42Fresh Del Monte Produce IncCS1.24%$1M41.7K
43EPCEdgewell Personal Carehistory →CS1.20%$1M35.8K
44THSTreehouse Foods Inchistory →CS1.06%$1M28.7K
45QCR Holdings IncCS0.97%$1M20.5K
46MEIMethode Electronics IncCS0.91%$986,00023.4K
47Sprouts Farmers Market IncCS0.90%$974,00042.0K
48National Energy Services ReuniCS0.88%$956,00076.3K
49BMTCUSDBryn Mawr Bank CorpCS0.86%$931,00020.3K
50CATYCathay General BancorpCS0.85%$916,00022.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$241M112May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$235M118Feb 20, 202613F-HRchanges · EDGAR ↗
Q3 2025$256M122Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$243M125Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$230M132May 16, 202513F-HRchanges · EDGAR ↗
Q4 2024$235M136Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$236M137Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$78M79Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$172M126May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$162M124Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$134M122Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$75M72Aug 23, 2023RESTATEMENTchanges · EDGAR ↗
Q1 2023$77M67May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$75M70Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$67M67Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$114M77Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$115M73May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$116M74Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$108M79Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$109M79Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$148M72May 11, 202113F-HRchanges · EDGAR ↗
Q4 2020$169M135Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$97M132Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$86M129Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$67M137May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$105M132Feb 13, 2020RESTATEMENTchanges · EDGAR ↗
Q3 2019$97M131Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$96M126Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$60M67May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$123M68Feb 14, 2019RESTATEMENTchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 2 additional managers.

  • Dean Investment Associates, LLC028-02462
  • Legato Capital Management LLC028-13158

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.