SEC 13F Intelligence

Managers / Q1 2021 · view latest →

Dean Capital Management

CIK 0001455468 · 7400 W 130TH ST STE 350, OVERLAND PARK, KS, 66213 · 913-944-4444

Reported Value
$148M
Q1 2021
Positions
72
Filings on Record
33
2019–present window
Filed
May 11, 2021
original filing

Summary

Dean Capital Management reported $148M in U.S.-listed holdings across 72 positions for Q1 2021.

Its largest position, ANAT1USD, represents 2.5% of the portfolio.

Compared with Q4 2020, the fund opened 9 new positions and exited 71.

Portfolio Metrics

Turnover
+25.5%
vs prior filed quarter
Top-10 Concentration
+23.0%
share of reported value
Largest Position
+2.5%
American National
New / Exited
9 / 71
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $123MQ4 ’18Q1 ’19: $60MQ2 ’19: $96MQ3 ’19: $97MQ4 ’19: $105MQ4 ’19Q1 ’20: $67MQ2 ’20: $86MQ3 ’20: $97MQ4 ’20: $169MQ4 ’20Q1 ’21: $148MQ2 ’21: $109MQ3 ’21: $108MQ4 ’21: $116MQ4 ’21Q1 ’22: $115MQ2 ’22: $114MQ3 ’22: $67MQ4 ’22: $75MQ4 ’22Q1 ’23: $77MQ2 ’23: $75MQ3 ’23: $134MQ4 ’23: $162MQ4 ’23Q1 ’24: $172MQ2 ’24: $78MQ3 ’24: $236MQ4 ’24: $235MQ4 ’24Q1 ’25: $230MQ2 ’25: $243MQ3 ’25: $256MQ4 ’25: $235MQ4 ’25Q1 ’26: $241Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 82.5%Other: 10.0%REIT: 7.4%
  • Common Stock · 82.5% · $122M
  • Other · 10.0% · $15M
  • REIT · 7.4% · $11M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
PDMPiedmont Office Realty Tr IncNEW+165.1K165.1K+$3M$3M
THSTreehouse Foods IncNEW+46.6K46.6K+$2M$2M
CTOCTO Realty Growth IncNEW+45.3K45.3K+$2M$2M
EPCEdgewell Personal CareNEW+49.1K49.1K+$2M$2M
PORPortland General Electric CoNEW+38.4K38.4K+$2M$2M
WERNWerner Enterprises IncNEW+30.6K30.6K+$1M$1M
AGIAlamos Gold IncNEW+159.3K159.3K+$1M$1M
Sprouts Farmers Market IncNEW+45.6K45.6K+$1M$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ANAT1USDAmerican National Group Inchistory →CS2.48%$4M34.0K
2WASHWashington Trust Bancorphistory →CS2.46%$4M70.5K
3SWXSouthwest Gas Corphistory →CS2.43%$4M52.3K
4Argan IncCS2.41%$4M67.0K
5SNEXStonex Group Inchistory →CS2.34%$3M53.0K
6ASBAssociated Banc-Corphistory →CS2.21%$3M153.2K
7T86Tri Pointe Group Inchistory →CS2.19%$3M159.4K
8BMTCUSDBryn Mawr Bank Corphistory →CS2.19%$3M71.3K
9NWENorthwestern Corphistory →CS2.17%$3M49.2K
10Equity CommonwealthCS2.12%$3M112.8K
11BVEDiamond Hill Investment Grphistory →CS2.06%$3M19.6K
12AVAAvista Corphistory →CS2.02%$3M62.5K
13PDMPiedmont Office Realty Tr Inchistory →CS1.94%$3M165.1K
14CATYCathay General Bancorphistory →CS1.91%$3M69.2K
15WAFDWashington Federalhistory →CS1.89%$3M90.8K
16UMBFUMB Financial Corphistory →CS1.88%$3M30.2K
17HTLDHeartland Express Inchistory →CS1.86%$3M140.5K
18SMPStandard Motors Products Inchistory →CS1.82%$3M64.9K
19Getty Realty CorpCS1.80%$3M93.8K
20STCStewart Information Services Chistory →CS1.78%$3M50.7K
21CMCCommercial Metals Cohistory →CS1.70%$3M81.8K
22POWLPowell Industries Inchistory →CS1.68%$2M73.5K
23WMKWeis Mkts Inchistory →CS1.66%$2M43.6K
24CTBCooper Tire & Rubber Cohistory →CS1.66%$2M44.0K
25EIGEmployers Holdingshistory →CS1.66%$2M56.9K
26THSTreehouse Foods Inchistory →CS1.64%$2M46.6K
27CALMCal Maine Foods Inchistory →CS1.61%$2M62.0K
28NHCNational Healthcare Corphistory →CS1.61%$2M30.5K
29CTOCTO Realty Growth Inchistory →CS1.59%$2M45.3K
30SRSpire Inchistory →CS1.59%$2M31.8K
31Bonanza Creek Energy IncCS1.56%$2M64.8K
32SAFTSafety Ins Group Inchistory →CS1.54%$2M27.1K
33PBVPrestige Consumer Healthcare,history →CS1.54%$2M51.7K
34JOUTJohnson Outdoors Inc-Ahistory →CS1.45%$2M15.0K
35WSBFWaterstone Financial Inchistory →CS1.43%$2M103.9K
36JBSSJohn B Sanfilippo & Son Inchistory →CS1.39%$2M22.7K
37AZZAZZ Inchistory →CS1.38%$2M40.5K
38CSG Systems International IncCS1.33%$2M43.8K
39WIREEUREncore Wire Corphistory →CS1.32%$2M29.2K
40PTVEUSDPactiv Evergreen Inchistory →CS1.32%$2M142.0K
41EPCEdgewell Personal Carehistory →CS1.31%$2M49.1K
42TWNKEURHostess Brands Inchistory →CS1.25%$2M128.7K
43PORPortland General Electric Cohistory →CS1.23%$2M38.4K
44Fresh Del Monte Produce IncCS1.22%$2M63.3K
45DHT Holdings IncCS1.19%$2M297.4K
46MEIMethode Electronics Inchistory →CS1.19%$2M41.9K
47AVOMission Produce Inchistory →CS1.12%$2M86.9K
48FFBCFirst Financial Bancorphistory →CS1.05%$2M64.5K
49Textainer Group Holdings LtdCS1.03%$2M53.2K
50IEIInsight Enterprises Inchistory →CS1.02%$2M15.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$241M112May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$235M118Feb 20, 202613F-HRchanges · EDGAR ↗
Q3 2025$256M122Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$243M125Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$230M132May 16, 202513F-HRchanges · EDGAR ↗
Q4 2024$235M136Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$236M137Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$78M79Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$172M126May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$162M124Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$134M122Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$75M72Aug 23, 2023RESTATEMENTchanges · EDGAR ↗
Q1 2023$77M67May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$75M70Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$67M67Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$114M77Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$115M73May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$116M74Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$108M79Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$109M79Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$148M72May 11, 202113F-HRchanges · EDGAR ↗
Q4 2020$169M135Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$97M132Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$86M129Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$67M137May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$105M132Feb 13, 2020RESTATEMENTchanges · EDGAR ↗
Q3 2019$97M131Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$96M126Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$60M67May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$123M68Feb 14, 2019RESTATEMENTchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 2 additional managers.

  • Dean Investment Associates, LLC028-02462
  • Legato Capital Management LLC028-13158

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.