SEC 13F Intelligence

Managers / Q4 2020 · view latest →

Dean Capital Management

CIK 0001455468 · 7400 W 130TH ST STE 350, OVERLAND PARK, KS, 66213 · 913-944-4444

Reported Value
$169M
Q4 2020
Positions
135
Filings on Record
33
2019–present window
Filed
Feb 16, 2021
original filing

Summary

Dean Capital Management reported $169M in U.S.-listed holdings across 135 positions for Q4 2020.

Its largest position, ANAT1USD, represents 2.1% of the portfolio.

Compared with Q3 2020, the fund opened 24 new positions and exited 20.

Portfolio Metrics

Turnover
+11.3%
vs prior filed quarter
Top-10 Concentration
+19.5%
share of reported value
Largest Position
+2.1%
American National
New / Exited
24 / 20
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $123MQ4 ’18Q1 ’19: $60MQ2 ’19: $96MQ3 ’19: $97MQ4 ’19: $105MQ4 ’19Q1 ’20: $67MQ2 ’20: $86MQ3 ’20: $97MQ4 ’20: $169MQ4 ’20Q1 ’21: $148MQ2 ’21: $109MQ3 ’21: $108MQ4 ’21: $116MQ4 ’21Q1 ’22: $115MQ2 ’22: $114MQ3 ’22: $67MQ4 ’22: $75MQ4 ’22Q1 ’23: $77MQ2 ’23: $75MQ3 ’23: $134MQ4 ’23: $162MQ4 ’23Q1 ’24: $172MQ2 ’24: $78MQ3 ’24: $236MQ4 ’24: $235MQ4 ’24Q1 ’25: $230MQ2 ’25: $243MQ3 ’25: $256MQ4 ’25: $235MQ4 ’25Q1 ’26: $241Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 84.8%Other: 12.2%REIT: 3.0%
  • Common Stock · 84.8% · $143M
  • Other · 12.2% · $21M
  • REIT · 3.0% · $5M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SMPStandard Motors Products IncNEW+59.1K59.1K+$2M$2M
NWENorthwestern CorpNEW+36.8K36.8K+$2M$2M
AVAAvista CorpNEW+48.2K48.2K+$2M$2M
AZZAZZ IncNEW+40.5K40.5K+$2M$2M
PTVEUSDPactiv Evergreen IncNEW+102.0K102.0K+$2M$2M
Textainer Group Holdings LtdNEW+88.9K88.9K+$2M$2M
WAFDWashington FederalNEW+65.0K65.0K+$2M$2M
WIREEUREncore Wire CorpNEW+27.4K27.4K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2020

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ANAT1USDAmerican National Group Inchistory →CS2.06%$3M36.1K
2CMCCommercial Metals Cohistory →CS2.03%$3M166.3K
3CATYCathay General Bancorphistory →CS2.00%$3M104.7K
4Bonanza Creek Energy IncCS1.99%$3M173.3K
5T86Tri Pointe Group Inchistory →CS1.97%$3M192.9K
6SNEXStonex Group Inchistory →CS1.97%$3M57.3K
7ASBAssociated Banc-Corphistory →CS1.93%$3M190.8K
8WASHWashington Trust Bancorphistory →CS1.90%$3M71.7K
9CTBCooper Tire & Rubber Cohistory →CS1.89%$3M78.9K
10Argan IncCS1.75%$3M66.4K
11BMTCUSDBryn Mawr Bank Corphistory →CS1.71%$3M94.1K
12UMBFUMB Financial Corphistory →CS1.55%$3M37.9K
13BVEDiamond Hill Investment Grphistory →CS1.52%$3M17.1K
14STCStewart Information Services Chistory →CS1.47%$2M51.3K
15SMPStandard Motors Products Inchistory →CS1.42%$2M59.1K
16POWLPowell Industries Inchistory →CS1.28%$2M73.3K
17NWENorthwestern Corphistory →CS1.27%$2M36.8K
18SWXSouthwest Gas Corphistory →CS1.25%$2M34.8K
19SAFTSafety Ins Group Inchistory →CS1.20%$2M26.0K
20WSBFWaterstone Financial Inchistory →CS1.17%$2M104.7K
21PLXSPlexus Corphistory →CS1.16%$2M25.1K
22AVAAvista Corphistory →CS1.15%$2M48.2K
23IEIInsight Enterprises Inchistory →CS1.15%$2M25.4K
24FNBFNB Corphistory →CS1.14%$2M202.4K
25AZZAZZ Inchistory →CS1.14%$2M40.5K
26HTLDHeartland Express Inchistory →CS1.13%$2M105.0K
27WF2Wintrust Financial Corphistory →CS1.11%$2M30.7K
28PTVEUSDPactiv Evergreen Inchistory →CS1.10%$2M102.0K
29NHCNational Healthcare Corphistory →CS1.07%$2M27.2K
30EIGEmployers Holdingshistory →CS1.05%$2M54.8K
31JOUTJohnson Outdoors Inc-Ahistory →CS1.05%$2M15.7K
32FFBCFirst Financial Bancorphistory →CS1.04%$2M99.6K
33Textainer Group Holdings LtdCS1.01%$2M88.9K
34Equity CommonwealthCS1.00%$2M61.6K
35WAFDWashington FederalCS0.99%$2M65.0K
36WIREEUREncore Wire CorpCS0.98%$2M27.4K
37SRSpire IncCS0.95%$2M25.1K
38MEIMethode Electronics IncCS0.95%$2M41.9K
39AELUSDAmerican Equity Investment LifCS0.95%$2M57.8K
40APOGApogee Enterprises IncCS0.93%$2M49.3K
41WMKWeis Mkts IncCS0.90%$2M31.9K
42DHT Holdings IncCS0.89%$1M286.6K
43ARCBArcBest CorpCS0.85%$1M33.8K
44VMIValmont Industries IncCS0.83%$1M8.0K
45CALMCal Maine Foods IncCS0.78%$1M35.0K
46JBSSJohn B. Sanfilippo & Son IncCS0.78%$1M16.6K
47HBBHamilton Beach Brands HoldingCS0.76%$1M73.0K
48PBVPrestige Brands Hldgs IncCS0.75%$1M36.2K
49OPLNKAR Auction Services IncCS0.71%$1M64.4K
50Getty Realty CorpCS0.71%$1M43.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$241M112May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$235M118Feb 20, 202613F-HRchanges · EDGAR ↗
Q3 2025$256M122Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$243M125Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$230M132May 16, 202513F-HRchanges · EDGAR ↗
Q4 2024$235M136Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$236M137Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$78M79Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$172M126May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$162M124Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$134M122Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$75M72Aug 23, 2023RESTATEMENTchanges · EDGAR ↗
Q1 2023$77M67May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$75M70Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$67M67Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$114M77Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$115M73May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$116M74Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$108M79Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$109M79Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$148M72May 11, 202113F-HRchanges · EDGAR ↗
Q4 2020$169M135Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$97M132Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$86M129Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$67M137May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$105M132Feb 13, 2020RESTATEMENTchanges · EDGAR ↗
Q3 2019$97M131Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$96M126Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$60M67May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$123M68Feb 14, 2019RESTATEMENTchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 2 additional managers.

  • Dean Investment Associates, LLC028-02462
  • Legato Capital Management LLC028-13158

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.