SEC 13F Intelligence

Managers / Q1 2020 · view latest →

Cambridge Investment Research Advisors, Inc.

CIK 0001419186 · 1776 PLEASANT PLAIN ROAD, FAIRFIELD, IA, 52556 · 641-472-5100

Reported Value
$10.4B
Q1 2020
Positions
2,271
Filings on Record
31
2019–present window
Filed
May 8, 2020
original filing

Summary

Cambridge Investment Research Advisors, Inc. reported $10.4B in U.S.-listed holdings across 2,271 positions for Q1 2020.

Its largest position, Vanguard Index Fds, represents 3.1% of the portfolio.

Compared with Q4 2019, the fund opened 172 new positions and exited 304.

Portfolio Metrics

Turnover
+7.4%
vs prior filed quarter
Top-10 Concentration
+18.8%
share of reported value
Largest Position
+3.1%
Vanguard Index Fds
New / Exited
172 / 304
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $9.0BQ4 ’18Q1 ’19: $10.5BQ2 ’19: $10.9BQ3 ’19: $11.4BQ4 ’19: $13.0BQ4 ’19Q1 ’20: $10.4BQ2 ’20: $13.3BQ3 ’20: $14.8BQ4 ’20: $17.1BQ4 ’20Q1 ’21: $18.4BQ2 ’21: $20.9BQ3 ’21: $20.3BQ4 ’21: $22.4BQ4 ’21Q1 ’22: $21.8BQ2 ’22: $18.6BQ3 ’22: $17.7BQ1 ’23: $20MQ1 ’23Q2 ’23: $22MQ3 ’23: $21MQ4 ’23: $23MQ1 ’24: $26MQ1 ’24Q2 ’24: $27MQ3 ’24: $29MQ4 ’24: $30MQ1 ’25: $30MQ1 ’25Q2 ’25: $33MQ3 ’25: $36MQ4 ’25: $38MQ1 ’26: $39MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 62.8%Common Stock: 31.9%Other: 1.6%Closed-End Fund: 1.5%REIT: 1.1%Other: 1.0%
  • ETP · 62.8% · $6.5B
  • Common Stock · 31.9% · $3.3B
  • Other · 1.6% · $172M
  • Closed-End Fund · 1.5% · $156M
  • REIT · 1.1% · $119M
  • Other · 1.0% · $101M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ISHARES TR GNMANEW+171.9K171.9K+$9M$9M
AMPLIFY ETF TR BLACKSWANNEW+184.3K184.3K+$5M$5M
INNOVATOR ETFS TR NASDAQNEW+164.6K164.6K+$5M$5M
BLACKROCKNEW+202.5K202.5K+$5M$5M
DFEBFIRST TR EXCHNG TRADED FD VINEW+157.3K157.3K+$4M$4M
INNOVATOR ETFSNEW+158.9K158.9K+$3M$3M
ISHARESNEW+124.6K124.6K+$3M$3M
FIRST TR EXCHNG TRADED FD VINEW+97.2K97.2K+$3M$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2020

39 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARESTR CORE S&P500 ETF · TR MSCI MIN VOL ETF · TR MIN VOL EAFE ETF · TR TIPS BD ETF · TR S&P 500 GRWT ETF · TR CORE S&P MCP ETF · TR CORE S&P SCP ETF · TR CORE MSCI EAFE5.60%$584M6.43M
2VANGUARD INDEX FDSS&P 500 ETF SHS · TOTAL STK MKT4.53%$472M2.52M
3VANGUARD BD INDEX FDSTOTAL BND MRKT · SHORT TRM BOND · LONG TERM BOND3.29%$343M3.96M
4AAPLAPPLEhistory →INC COM2.93%$305M1.20M
5VANGUARD STAR FDS VG TLINTL STK F2.11%$219M5.23M
6AMZNAMAZONhistory →COM INC COM1.60%$167M85.4K
7VANGUARD CHARLOTTE FDSINTL BD IDX ETF1.57%$163M2.90M
8GQ9SPDRS&P 500 ETF TR TR UNIT · GOLD TRUST GOLD SHS1.50%$157M760.4K
9MSFTMICROSOFThistory →CORP COM1.39%$145M918.8K
10NDQINVESCOhistory →QQQ TR UNIT SER 11.37%$143M750.6K
11VGSHVANGUARD SCOTTSDALE FDShistory →SHORT TERM TREAS0.97%$101M1.62M
12ISHARES TR 1 3YR TREAS BD0.93%$97M1.11M
13VANGUARD SPECIALIZED FUNDS DIV APPETF0.87%$91M877.1K
14BRK/BBERKSHIRE HATHAWAY INC DEL CLhistory →B NEW0.82%$85M465.6K
15FIRST TR VALUE LINEDIVID IN SHS0.71%$74M2.67M
16ISHARES TR BARCLAYS 710 YR0.69%$72M592.2K
17ISHARES TR CORE US AGGBDET0.63%$66M569.8K
18JNJJOHNSON & JOHNSONhistory →COM0.62%$64M490.2K
19TAT&Thistory →INC COM0.60%$62M2.14M
20VVISA INC COM CLhistory →A0.58%$60M372.5K
21VANGUARD TAX-MANAGEDINTL FD FTSE DEV MKT ETF0.57%$59M1.78M
22PGPROCTER & GAMBLEhistory →CO COM0.56%$58M531.8K
23INVESCO EXCHANGE-TRADEDFD T S&P500 LOW VOL0.54%$57M1.20M
24VANGUARD INDEX FDS EXTENDMKT ETF0.53%$55M605.0K
25PACER FDS TR TRENDP US LARCP0.53%$55M2.03M
26VANGUARD SCOTTSDALE FDS MORTG-BACKSEC0.52%$55M1.00M
27VANGUARD BD INDEX FDS INTERMEDTERM0.52%$54M604.5K
28SPDR SER TR SPDRBLOOMBERG0.49%$51M555.1K
29VANGUARDINTL EQUITY INDEX F FTSE EMR MKT ETF0.48%$50M1.48M
30J P MORGAN EXCHANGE-TRADEDF ULTRA SHRT INC0.47%$49M977.5K
31BACVERIZON COMMUNICATIONShistory →INC COM0.46%$48M897.9K
32VUGVANGUARD INDEX FDS GROWTHhistory →ETF0.44%$46M294.2K
33FIRST TR EXCH TRADED FD III HORIZON DMSTETF0.44%$46M2.10M
34DISDISNEY WALThistory →CO COM DISNEY0.44%$45M470.2K
35ISHARES TR IBOXXINV CP ETF0.44%$45M367.6K
36GOOGLALPHABET INC CAP STK CLhistory →A0.42%$43M37.4K
37PFEPFIZERhistory →INC COM0.41%$43M1.31M
38METAFACEBOOK INC CLhistory →A0.40%$42M250.4K
39JPMJPMORGAN CHASE &history →CO COM0.38%$40M444.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$39M3,924Apr 30, 202613F-HRchanges · EDGAR ↗
Q4 2025$38M3,812Feb 5, 202613F-HRchanges · EDGAR ↗
Q3 2025$36M3,715Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$33M3,608Jul 31, 202513F-HRchanges · EDGAR ↗
Q1 2025$30M3,495Apr 22, 202513F-HRchanges · EDGAR ↗
Q4 2024$30M3,460Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$29M3,409Oct 28, 202413F-HRchanges · EDGAR ↗
Q2 2024$27M3,309Jul 26, 202413F-HRchanges · EDGAR ↗
Q1 2024$26M3,302Apr 24, 202413F-HRchanges · EDGAR ↗
Q4 2023$23M3,184Feb 9, 202413F-HRchanges · EDGAR ↗
Q3 2023$21M3,133Oct 24, 202313F-HRchanges · EDGAR ↗
Q2 2023$22M3,165Jul 13, 202313F-HRchanges · EDGAR ↗
Q1 2023$20M3,149May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review3,099Feb 8, 202313F-HRchanges · EDGAR ↗
Q3 2022$17.7B3,050Oct 17, 202213F-HRchanges · EDGAR ↗
Q2 2022$18.6B3,040Jul 13, 202213F-HRchanges · EDGAR ↗
Q1 2022$21.8B3,156May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$22.4B3,165Feb 3, 202213F-HRchanges · EDGAR ↗
Q3 2021$20.3B3,083Nov 2, 202113F-HRchanges · EDGAR ↗
Q2 2021$20.9B3,083Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$18.4B2,861May 7, 202113F-HRchanges · EDGAR ↗
Q4 2020$17.1B2,705Feb 4, 202113F-HRchanges · EDGAR ↗
Q3 2020$14.8B2,513Oct 29, 202013F-HRchanges · EDGAR ↗
Q2 2020$13.3B2,454Jul 27, 202013F-HRchanges · EDGAR ↗
Q1 2020$10.4B2,271May 8, 202013F-HRchanges · EDGAR ↗
Q4 2019$13.0B2,403Feb 4, 202013F-HRchanges · EDGAR ↗
Q3 2019$11.4B2,339Nov 6, 2019RESTATEMENTchanges · EDGAR ↗
Q2 2019$10.9B2,199Aug 15, 201913F-HRchanges · EDGAR ↗
Q1 2019$10.5B2,273May 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$9.0B2,145Feb 5, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.