SEC 13F Intelligence

Managers / Q3 2023 · view latest →

Cambridge Investment Research Advisors, Inc.

CIK 0001419186 · 1776 PLEASANT PLAIN ROAD, FAIRFIELD, IA, 52556 · 641-472-5100

Reported Value
$21M
Q3 2023
Positions
3,133
Filings on Record
31
2019–present window
Filed
Oct 24, 2023
original filing

Summary

Cambridge Investment Research Advisors, Inc. reported $21M in U.S.-listed holdings across 3,133 positions for Q3 2023.

Its largest position, AAPL, represents 3.8% of the portfolio.

Compared with Q2 2023, the fund opened 148 new positions and exited 180.

Portfolio Metrics

Turnover
+6.4%
vs prior filed quarter
Top-10 Concentration
+19.8%
share of reported value
Largest Position
+3.8%
Apple
New / Exited
148 / 180
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $9.0BQ4 ’18Q1 ’19: $10.5BQ2 ’19: $10.9BQ3 ’19: $11.4BQ4 ’19: $13.0BQ4 ’19Q1 ’20: $10.4BQ2 ’20: $13.3BQ3 ’20: $14.8BQ4 ’20: $17.1BQ4 ’20Q1 ’21: $18.4BQ2 ’21: $20.9BQ3 ’21: $20.3BQ4 ’21: $22.4BQ4 ’21Q1 ’22: $21.8BQ2 ’22: $18.6BQ3 ’22: $17.7BQ1 ’23: $20MQ1 ’23Q2 ’23: $22MQ3 ’23: $21MQ4 ’23: $23MQ1 ’24: $26MQ1 ’24Q2 ’24: $27MQ3 ’24: $29MQ4 ’24: $30MQ1 ’25: $30MQ1 ’25Q2 ’25: $33MQ3 ’25: $36MQ4 ’25: $38MQ1 ’26: $39MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 62.6%Common Stock: 33.1%Closed-End Fund: 1.3%Other: 1.1%REIT: 0.9%Other: 0.9%
  • ETP · 62.6% · $13M
  • Common Stock · 33.1% · $7M
  • Closed-End Fund · 1.3% · $282,821
  • Other · 1.1% · $230,290
  • REIT · 0.9% · $202,110
  • Other · 0.9% · $202,252

Quarter-over-Quarter Changes full breakdown →

vs Q2 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
J P MORGAN EXCHANGE TRADED F BETABUILDERSNEW+139.5K139.5K+$6,123$6,123
HTDCORCEPT THERAPEUTICSNEW+173.5K173.5K+$4,726$4,726
T ROWE PRICENEW+168.6K168.6K+$4,183$4,183
VICTORY PORTFOLIOSNEW+87.0K87.0K+$3,877$3,877
FIRST TR EXCHNG TRADED FD VI FT CBOE VESTNEW+119.9K119.9K+$3,589$3,589
INNOVATOR ETFSNEW+123.7K123.7K+$3,020$3,020
ISHARESNEW+54.2K54.2K+$2,801$2,801
FIRST TR EXCHNG TRADED FD VINEW+82.4K82.4K+$2,426$2,426

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2023

41 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VTVVANGUARD INDEX FDSS&P 500 ETF SHS · TOTAL STK MKT · VALUE ETF · GROWTH ETF6.01%$1M4.77M
2AAPLAPPLEhistory →INC COM3.83%$821,5604.80M
3ISHARESTR CORE S&P500 ETF · TR MSCI USA MIN VOL · TR SHORT TREAS BD3.08%$660,1563.38M
4NDQINVESCO QQQ TR UNIT SERhistory →12.11%$452,7761.26M
5MSFTMICROSOFThistory →CORP COM1.69%$362,1691.15M
6VANGUARD STAR FDS VG TLINTL STK F1.57%$336,9416.30M
7GQ9SPDRS&P 500 ETF TR TR UNIT · GOLD TR GOLD SHS1.54%$330,6971.12M
8AMZNAMAZONhistory →COM INC COM1.35%$289,6552.28M
9VANGUARD BD INDEX FDSTOTAL BND MRKT · SHORT TRM BOND1.30%$278,2023.87M
10NVDANVIDIA CORPORATIONhistory →COM1.15%$246,861567.5K
11GOOGLALPHABETINC CAP STK CL A · INC CAP STK CL C1.12%$239,7401.83M
12BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.92%$197,007562.4K
13J P MORGAN EXCHANGE TRADEDF EQUITY PREMIUM · F ULTRA SHRT INC0.87%$187,2063.60M
14PACER FDS TR US CASH COWS1000.81%$173,2913.51M
15SPDR SER TR BLOOMBERG 1-3MO0.72%$154,8531.69M
16SCHWAB STRATEGICTR US DIVIDEND EQ0.68%$146,6742.07M
17VANGUARD SPECIALIZED FUNDS DIV APPETF0.64%$138,075888.6K
18TSLATESLAINC COM0.62%$133,060531.8K
19VANGUARD CHARLOTTE FDSTOTAL INT BD ETF0.61%$130,4072.73M
20VANGUARD TAX-MANAGED FDS VANFTSE DEV MKT0.59%$126,8652.90M
21ISHARES TR CORE US AGGBDET0.55%$116,7571.24M
22EXMOCEXXON MOBILCORP COM0.52%$111,558948.8K
23ISHARES TR 1 3YR TREAS BD0.51%$109,4651.35M
24FIRST TR VALUE LINEDIVID IN SHS0.49%$105,0882.81M
25SPDR SER TR PORTFOLIOS&P5000.48%$102,7082.04M
26SELECT SECTOR SPDRTR TECHNOLOGY0.44%$94,351575.6K
27FIRST TR EXCHANGE-TRADED FD FIRSTTR ENH NEW0.44%$93,9971.58M
28FIRST TR EXCHANGE-TRADEDFD CAP STRENGTH ETF0.44%$93,8641.27M
29JPMJPMORGAN CHASE &CO COM0.43%$92,292636.4K
30PGPROCTER AND GAMBLECO COM0.43%$91,782629.2K
31LLYELI LILLY &CO COM0.42%$88,980165.7K
32VANGUARD WHITEHALL FDSHIGH DIV YLD0.41%$88,419855.8K
33VANGUARD INDEX FDS EXTENDMKT ETF0.41%$87,797612.5K
34ISHARES TR TRS FLTRT BD0.41%$87,4961.72M
35RDVYFIRST TR EXCHANGE-TRADED FD RISNGDIVD ACHIV0.40%$86,7271.89M
36ISHARES TR 0-3MNTH TREASRY0.39%$82,803822.5K
37VVISAINC COM CL A0.38%$82,312357.9K
38JNJJOHNSON & JOHNSONCOM0.37%$79,819512.5K
39ABBVABBVIEINC COM0.37%$79,408532.7K
40METAMETA PLATFORMSINC CL A0.36%$76,720255.6K
41CHVCHEVRONCORP NEW COM0.33%$71,498424.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$39M3,924Apr 30, 202613F-HRchanges · EDGAR ↗
Q4 2025$38M3,812Feb 5, 202613F-HRchanges · EDGAR ↗
Q3 2025$36M3,715Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$33M3,608Jul 31, 202513F-HRchanges · EDGAR ↗
Q1 2025$30M3,495Apr 22, 202513F-HRchanges · EDGAR ↗
Q4 2024$30M3,460Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$29M3,409Oct 28, 202413F-HRchanges · EDGAR ↗
Q2 2024$27M3,309Jul 26, 202413F-HRchanges · EDGAR ↗
Q1 2024$26M3,302Apr 24, 202413F-HRchanges · EDGAR ↗
Q4 2023$23M3,184Feb 9, 202413F-HRchanges · EDGAR ↗
Q3 2023$21M3,133Oct 24, 202313F-HRchanges · EDGAR ↗
Q2 2023$22M3,165Jul 13, 202313F-HRchanges · EDGAR ↗
Q1 2023$20M3,149May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review3,099Feb 8, 202313F-HRchanges · EDGAR ↗
Q3 2022$17.7B3,050Oct 17, 202213F-HRchanges · EDGAR ↗
Q2 2022$18.6B3,040Jul 13, 202213F-HRchanges · EDGAR ↗
Q1 2022$21.8B3,156May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$22.4B3,165Feb 3, 202213F-HRchanges · EDGAR ↗
Q3 2021$20.3B3,083Nov 2, 202113F-HRchanges · EDGAR ↗
Q2 2021$20.9B3,083Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$18.4B2,861May 7, 202113F-HRchanges · EDGAR ↗
Q4 2020$17.1B2,705Feb 4, 202113F-HRchanges · EDGAR ↗
Q3 2020$14.8B2,513Oct 29, 202013F-HRchanges · EDGAR ↗
Q2 2020$13.3B2,454Jul 27, 202013F-HRchanges · EDGAR ↗
Q1 2020$10.4B2,271May 8, 202013F-HRchanges · EDGAR ↗
Q4 2019$13.0B2,403Feb 4, 202013F-HRchanges · EDGAR ↗
Q3 2019$11.4B2,339Nov 6, 2019RESTATEMENTchanges · EDGAR ↗
Q2 2019$10.9B2,199Aug 15, 201913F-HRchanges · EDGAR ↗
Q1 2019$10.5B2,273May 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$9.0B2,145Feb 5, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.