SEC 13F Intelligence

Managers / Q3 2020 · view latest →

Cambridge Investment Research Advisors, Inc.

CIK 0001419186 · 1776 PLEASANT PLAIN ROAD, FAIRFIELD, IA, 52556 · 641-472-5100

Reported Value
$14.8B
Q3 2020
Positions
2,513
Filings on Record
31
2019–present window
Filed
Oct 29, 2020
original filing

Summary

Cambridge Investment Research Advisors, Inc. reported $14.8B in U.S.-listed holdings across 2,513 positions for Q3 2020.

Its largest position, AAPL, represents 4.1% of the portfolio.

Compared with Q2 2020, the fund opened 215 new positions and exited 156.

Portfolio Metrics

Turnover
+5.4%
vs prior filed quarter
Top-10 Concentration
+20.5%
share of reported value
Largest Position
+4.1%
Apple
New / Exited
215 / 156
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $9.0BQ4 ’18Q1 ’19: $10.5BQ2 ’19: $10.9BQ3 ’19: $11.4BQ4 ’19: $13.0BQ4 ’19Q1 ’20: $10.4BQ2 ’20: $13.3BQ3 ’20: $14.8BQ4 ’20: $17.1BQ4 ’20Q1 ’21: $18.4BQ2 ’21: $20.9BQ3 ’21: $20.3BQ4 ’21: $22.4BQ4 ’21Q1 ’22: $21.8BQ2 ’22: $18.6BQ3 ’22: $17.7BQ1 ’23: $20MQ1 ’23Q2 ’23: $22MQ3 ’23: $21MQ4 ’23: $23MQ1 ’24: $26MQ1 ’24Q2 ’24: $27MQ3 ’24: $29MQ4 ’24: $30MQ1 ’25: $30MQ1 ’25Q2 ’25: $33MQ3 ’25: $36MQ4 ’25: $38MQ1 ’26: $39MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 61.7%Common Stock: 33.7%Other: 1.4%Closed-End Fund: 1.3%REIT: 1.0%Other: 0.9%
  • ETP · 61.7% · $9.1B
  • Common Stock · 33.7% · $5.0B
  • Other · 1.4% · $210M
  • Closed-End Fund · 1.3% · $191M
  • REIT · 1.0% · $147M
  • Other · 0.9% · $130M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
INVESCO EXCHANGE TRADED FD T DYNMC BLDGNEW+187.0K187.0K+$7M$7M
RENAISSANCE CAP GREENWICH FD IPONEW+109.2K109.2K+$6M$6M
KRANESHARES TR QUADRTCNEW+200.6K200.6K+$5M$5M
FIRST TR EXCHNG TRADED FD VI VESTNEW+170.0K170.0K+$5M$5M
STRATEGYNEW+168.6K168.6K+$4M$4M
TRANSAMERICA ETF TR DELTASHSNEW+63.7K63.7K+$4M$4M
KRANESHARES TR BOSERANEW+58.9K58.9K+$2M$2M
INNOVATOR ETFSNEW+81.8K81.8K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

39 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VUGVANGUARD INDEX FDSS&P 500 ETF SHS · TOTAL STK MKT · GROWTH ETF5.51%$817M3.30M
2ISHARESTR CORE S&P500 ETF · TR MSCI USA MIN VOL · TR S&P 500 GRWT ETF · TR TIPS BD ETF · TR CORE S&P SCP ETF · TR CORE S&P TTL STK4.41%$654M5.25M
3AAPLAPPLEhistory →INC COM4.09%$606M5.23M
4VANGUARD BD INDEX FDSTOTAL BND MRKT · SHORT TRM BOND · LONG TERM BOND2.67%$396M4.43M
5NDQINVESCOhistory →QQQ TR UNIT SER 12.11%$313M1.13M
6AMZNAMAZONhistory →COM INC COM1.97%$292M92.8K
7VANGUARD STAR FDS VG TLINTL STK F1.97%$291M5.58M
8GQ9SPDRS&P 500 ETF TR TR UNIT · GOLD TR GOLD SHS1.93%$286M1.16M
9MSFTMICROSOFThistory →CORP COM1.47%$218M1.03M
10VANGUARD CHARLOTTE FDSINTL BD IDX ETF1.09%$161M2.77M
11VANGUARD SPECIALIZED FUNDS DIV APPETF0.89%$132M1.03M
12VANGUARD INDEX FDS EXTENDMKT ETF0.83%$123M951.1K
13GOOGLALPHABET INC CAP STK CLA · C0.81%$120M81.6K
14VANGUARD TAX-MANAGED INTL FD FTSEDEV MKT ETF0.80%$118M2.88M
15BRK/BBERKSHIRE HATHAWAY INC DEL CLhistory →B NEW0.70%$104M486.6K
16ISHARES TR CORE US AGGBDET0.61%$90M764.3K
17BMYBRISTOL-MYERS SQUIBBhistory →CO COM0.56%$83M1.38M
18NVDANVIDIA CORPORATIONhistory →COM0.56%$83M153.6K
19VVISA INC COM CLhistory →A0.54%$80M400.2K
20FIRST TR VALUE LINEDIVID IN SHS0.53%$79M2.52M
21JNJJOHNSON & JOHNSONhistory →COM0.52%$78M520.7K
22METAFACEBOOK INC CLhistory →A0.52%$77M295.2K
23PGPROCTER AND GAMBLEhistory →CO COM0.52%$77M553.7K
24ARK ETF TR INNOVATIONETF0.51%$76M829.0K
25ISHARES TR IBOXXINV CP ETF0.51%$76M564.6K
26VANGUARD INTL EQUITY INDEX F FTSEEMR MKT ETF0.50%$74M1.72M
27VANGUARD BD INDEX FDS INTERMEDTERM0.49%$72M770.3K
28PIMCO ETF TR ENHANSHRT MA AC0.48%$71M695.5K
29ISHARES TR BARCLAYS7 10 YR0.45%$67M551.8K
30TAT&Thistory →INC COM0.45%$67M2.36M
31SELECT SECTOR SPDRTR TECHNOLOGY0.44%$66M562.6K
32HDHOME DEPOThistory →INC COM0.40%$59M213.6K
33ISHARES TR 20YR TR BD ETF0.40%$59M361.5K
34TSLATESLAhistory →INC COM0.40%$59M137.3K
35BACVERIZON COMMUNICATIONShistory →INC COM0.38%$57M957.3K
36ISHARES TR 1 3YR TREAS BD0.38%$57M658.1K
37DISDISNEY WALThistory →CO COM DISNEY0.38%$57M456.2K
38VANGUARD SCOTTSDALE FDS MORTG-BACKSEC0.38%$56M1.04M
39JPMJPMORGAN CHASE &history →CO COM0.38%$56M582.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$39M3,924Apr 30, 202613F-HRchanges · EDGAR ↗
Q4 2025$38M3,812Feb 5, 202613F-HRchanges · EDGAR ↗
Q3 2025$36M3,715Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$33M3,608Jul 31, 202513F-HRchanges · EDGAR ↗
Q1 2025$30M3,495Apr 22, 202513F-HRchanges · EDGAR ↗
Q4 2024$30M3,460Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$29M3,409Oct 28, 202413F-HRchanges · EDGAR ↗
Q2 2024$27M3,309Jul 26, 202413F-HRchanges · EDGAR ↗
Q1 2024$26M3,302Apr 24, 202413F-HRchanges · EDGAR ↗
Q4 2023$23M3,184Feb 9, 202413F-HRchanges · EDGAR ↗
Q3 2023$21M3,133Oct 24, 202313F-HRchanges · EDGAR ↗
Q2 2023$22M3,165Jul 13, 202313F-HRchanges · EDGAR ↗
Q1 2023$20M3,149May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review3,099Feb 8, 202313F-HRchanges · EDGAR ↗
Q3 2022$17.7B3,050Oct 17, 202213F-HRchanges · EDGAR ↗
Q2 2022$18.6B3,040Jul 13, 202213F-HRchanges · EDGAR ↗
Q1 2022$21.8B3,156May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$22.4B3,165Feb 3, 202213F-HRchanges · EDGAR ↗
Q3 2021$20.3B3,083Nov 2, 202113F-HRchanges · EDGAR ↗
Q2 2021$20.9B3,083Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$18.4B2,861May 7, 202113F-HRchanges · EDGAR ↗
Q4 2020$17.1B2,705Feb 4, 202113F-HRchanges · EDGAR ↗
Q3 2020$14.8B2,513Oct 29, 202013F-HRchanges · EDGAR ↗
Q2 2020$13.3B2,454Jul 27, 202013F-HRchanges · EDGAR ↗
Q1 2020$10.4B2,271May 8, 202013F-HRchanges · EDGAR ↗
Q4 2019$13.0B2,403Feb 4, 202013F-HRchanges · EDGAR ↗
Q3 2019$11.4B2,339Nov 6, 2019RESTATEMENTchanges · EDGAR ↗
Q2 2019$10.9B2,199Aug 15, 201913F-HRchanges · EDGAR ↗
Q1 2019$10.5B2,273May 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$9.0B2,145Feb 5, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.