SEC 13F Intelligence

Managers / Q1 2023 · view latest →

Cambridge Investment Research Advisors, Inc.

CIK 0001419186 · 1776 PLEASANT PLAIN ROAD, FAIRFIELD, IA, 52556 · 641-472-5100

Reported Value
$20M
Q1 2023
Positions
3,149
Filings on Record
31
2019–present window
Filed
May 11, 2023
original filing

Summary

Cambridge Investment Research Advisors, Inc. reported $20M in U.S.-listed holdings across 3,149 positions for Q1 2023.

Its largest position, AAPL, represents 4.0% of the portfolio.

Compared with Q4 2022, the fund opened 222 new positions and exited 172.

Portfolio Metrics

Turnover
+6.4%
vs prior filed quarter
Top-10 Concentration
+18.2%
share of reported value
Largest Position
+4.0%
Apple
New / Exited
222 / 172
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $9.0BQ4 ’18Q1 ’19: $10.5BQ2 ’19: $10.9BQ3 ’19: $11.4BQ4 ’19: $13.0BQ4 ’19Q1 ’20: $10.4BQ2 ’20: $13.3BQ3 ’20: $14.8BQ4 ’20: $17.1BQ4 ’20Q1 ’21: $18.4BQ2 ’21: $20.9BQ3 ’21: $20.3BQ4 ’21: $22.4BQ4 ’21Q1 ’22: $21.8BQ2 ’22: $18.6BQ3 ’22: $17.7BQ1 ’23: $20MQ1 ’23Q2 ’23: $22MQ3 ’23: $21MQ4 ’23: $23MQ1 ’24: $26MQ1 ’24Q2 ’24: $27MQ3 ’24: $29MQ4 ’24: $30MQ1 ’25: $30MQ1 ’25Q2 ’25: $33MQ3 ’25: $36MQ4 ’25: $38MQ1 ’26: $39MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 62.5%Common Stock: 32.6%Closed-End Fund: 1.4%Other: 1.4%REIT: 1.1%Other: 1.0%
  • ETP · 62.5% · $13M
  • Common Stock · 32.6% · $7M
  • Closed-End Fund · 1.4% · $286,822
  • Other · 1.4% · $275,790
  • REIT · 1.1% · $227,094
  • Other · 1.0% · $209,260

Quarter-over-Quarter Changes full breakdown →

vs Q4 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SPDR SERNEW+735.7K735.7K+$17,009$17,009
TRTOOTSIE ROLL INDSNEW+184.3K184.3K+$8,278$8,278
HTDCORCEPT THERAPEUTICSNEW+366.2K366.2K+$7,932$7,932
ISHARESNEW+184.8K184.8K+$7,431$7,431
LINDE PLCNEW+20.8K20.8K+$7,352$7,352
SPDRNEW+138.8K138.8K+$6,234$6,234
GASLOG PARTNERSNEW+487.2K487.2K+$4,102$4,102
GEHCGE HEALTHCARE TECHNOLOGIESNEW+41.1K41.1K+$3,371$3,371

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2023

39 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VTVVANGUARD INDEX FDSS&P 500 ETF SHS · TOTAL STK MKT · VALUE ETF · GROWTH ETF · SMALL CP ETF5.94%$1M4.74M
2AAPLAPPLEhistory →INC COM3.98%$810,6944.92M
3ISHARESTR CORE S&P500 ETF · TR MSCI USA MIN VOL · TR CORE MSCI EAFE · TR CORE S&P SCP ETF3.12%$636,0174.32M
4VANGUARD STAR FDS VG TLINTL STK F1.71%$349,0126.32M
5NDQINVESCO QQQ TR UNIT SERhistory →11.65%$335,5851.05M
6MSFTMICROSOFThistory →CORP COM1.58%$322,1661.12M
7GQ9SPDRS&P 500 ETF TR TR UNIT · GOLD TR GOLD SHS1.41%$288,5401.00M
8VANGUARD BD INDEX FDSTOTAL BND MRKT · SHORT TRM BOND1.35%$276,2553.69M
9AMZNAMAZONhistory →COM INC COM1.13%$230,7922.23M
10J P MORGAN EXCHANGE TRADEDF ULTRA SHRT INC · F EQUITY PREMIUM1.03%$210,9374.03M
11GOOGLALPHABETINC CAP STK CL A · INC CAP STK CL C0.90%$183,2911.76M
12SPDR SER TR BLOOMBERG 1-3MO0.84%$171,2401.86M
13NVDANVIDIA CORPORATIONCOM0.80%$162,892586.4K
14BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.76%$153,986498.7K
15SCHWAB STRATEGICTR US DIVIDEND EQ0.73%$148,2002.03M
16PACER FDS TR US CASH COWS1000.69%$141,0273.00M
17VANGUARD CHARLOTTE FDSTOTAL INT BD ETF0.67%$137,4922.81M
18FIRST TR VALUE LINEDIVID IN SHS0.62%$127,0483.16M
19VANGUARD SPECIALIZED FUNDS DIV APPETF0.62%$126,791823.3K
20FIRST TR EXCHANGE-TRADED FD FIRSTTR ENH NEW0.57%$115,5771.94M
21VANGUARD TAX-MANAGED FDS VANFTSE DEV MKT0.55%$112,9762.50M
22EXMOCEXXON MOBILCORP COM0.51%$104,985957.4K
23TSLATESLAINC COM0.51%$104,877505.5K
24SPDR SER TR PORTFOLIOS&P5000.51%$104,1042.16M
25ISHARES TR CORE US AGGBDET0.51%$103,9581.04M
26ISHARES TR 1 3YR TREAS BD0.48%$98,5311.20M
27FIRST TR EXCHANGE-TRADEDFD CAP STRENGTH ETF0.47%$96,5931.32M
28VANGUARD WHITEHALL FDSHIGH DIV YLD0.45%$91,998872.0K
29PGPROCTER AND GAMBLECO COM0.42%$86,543582.0K
30JNJJOHNSON & JOHNSONCOM0.42%$86,103555.5K
31JPMJPMORGAN CHASE &CO COM0.41%$84,072645.2K
32ABBVABBVIEINC COM0.41%$82,728519.1K
33RDVYFIRST TR EXCHANGE-TRADED FD RISNGDIVD ACHIV0.40%$80,9641.80M
34VANGUARD INDEX FDS EXTENDMKT ETF0.40%$80,657575.3K
35VVISAINC COM CL A0.37%$75,620335.4K
36SELECT SECTOR SPDRTR TECHNOLOGY0.36%$73,265485.2K
37VANGUARD BD INDEX FDS INTERMEDTERM0.35%$72,374943.1K
38CHVCHEVRONCORP NEW COM0.34%$68,849422.0K
39ISHARES TR TRS FLTRT BD0.34%$68,7721.36M

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$39M3,924Apr 30, 202613F-HRchanges · EDGAR ↗
Q4 2025$38M3,812Feb 5, 202613F-HRchanges · EDGAR ↗
Q3 2025$36M3,715Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$33M3,608Jul 31, 202513F-HRchanges · EDGAR ↗
Q1 2025$30M3,495Apr 22, 202513F-HRchanges · EDGAR ↗
Q4 2024$30M3,460Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$29M3,409Oct 28, 202413F-HRchanges · EDGAR ↗
Q2 2024$27M3,309Jul 26, 202413F-HRchanges · EDGAR ↗
Q1 2024$26M3,302Apr 24, 202413F-HRchanges · EDGAR ↗
Q4 2023$23M3,184Feb 9, 202413F-HRchanges · EDGAR ↗
Q3 2023$21M3,133Oct 24, 202313F-HRchanges · EDGAR ↗
Q2 2023$22M3,165Jul 13, 202313F-HRchanges · EDGAR ↗
Q1 2023$20M3,149May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review3,099Feb 8, 202313F-HRchanges · EDGAR ↗
Q3 2022$17.7B3,050Oct 17, 202213F-HRchanges · EDGAR ↗
Q2 2022$18.6B3,040Jul 13, 202213F-HRchanges · EDGAR ↗
Q1 2022$21.8B3,156May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$22.4B3,165Feb 3, 202213F-HRchanges · EDGAR ↗
Q3 2021$20.3B3,083Nov 2, 202113F-HRchanges · EDGAR ↗
Q2 2021$20.9B3,083Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$18.4B2,861May 7, 202113F-HRchanges · EDGAR ↗
Q4 2020$17.1B2,705Feb 4, 202113F-HRchanges · EDGAR ↗
Q3 2020$14.8B2,513Oct 29, 202013F-HRchanges · EDGAR ↗
Q2 2020$13.3B2,454Jul 27, 202013F-HRchanges · EDGAR ↗
Q1 2020$10.4B2,271May 8, 202013F-HRchanges · EDGAR ↗
Q4 2019$13.0B2,403Feb 4, 202013F-HRchanges · EDGAR ↗
Q3 2019$11.4B2,339Nov 6, 2019RESTATEMENTchanges · EDGAR ↗
Q2 2019$10.9B2,199Aug 15, 201913F-HRchanges · EDGAR ↗
Q1 2019$10.5B2,273May 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$9.0B2,145Feb 5, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.