SEC 13F Intelligence

Managers / Q3 2022 · view latest →

Cambridge Investment Research Advisors, Inc.

CIK 0001419186 · 1776 PLEASANT PLAIN ROAD, FAIRFIELD, IA, 52556 · 641-472-5100

Reported Value
$17.7B
Q3 2022
Positions
3,050
Filings on Record
31
2019–present window
Filed
Oct 17, 2022
original filing

Summary

Cambridge Investment Research Advisors, Inc. reported $17.7B in U.S.-listed holdings across 3,050 positions for Q3 2022.

Its largest position, AAPL, represents 4.0% of the portfolio.

Compared with Q2 2022, the fund opened 179 new positions and exited 169.

Portfolio Metrics

Turnover
+5.9%
vs prior filed quarter
Top-10 Concentration
+18.1%
share of reported value
Largest Position
+4.0%
Apple
New / Exited
179 / 169
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $9.0BQ4 ’18Q1 ’19: $10.5BQ2 ’19: $10.9BQ3 ’19: $11.4BQ4 ’19: $13.0BQ4 ’19Q1 ’20: $10.4BQ2 ’20: $13.3BQ3 ’20: $14.8BQ4 ’20: $17.1BQ4 ’20Q1 ’21: $18.4BQ2 ’21: $20.9BQ3 ’21: $20.3BQ4 ’21: $22.4BQ4 ’21Q1 ’22: $21.8BQ2 ’22: $18.6BQ3 ’22: $17.7BQ1 ’23: $20MQ1 ’23Q2 ’23: $22MQ3 ’23: $21MQ4 ’23: $23MQ1 ’24: $26MQ1 ’24Q2 ’24: $27MQ3 ’24: $29MQ4 ’24: $30MQ1 ’25: $30MQ1 ’25Q2 ’25: $33MQ3 ’25: $36MQ4 ’25: $38MQ1 ’26: $39MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 62.0%Common Stock: 33.2%Closed-End Fund: 1.3%Other: 1.3%REIT: 1.2%Other: 0.9%
  • ETP · 62.0% · $11.0B
  • Common Stock · 33.2% · $5.9B
  • Closed-End Fund · 1.3% · $237M
  • Other · 1.3% · $236M
  • REIT · 1.2% · $220M
  • Other · 0.9% · $154M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
J P MORGAN EXCHANGE TRADED F BETABUILDRSNEW+201.0K201.0K+$13M$13M
AIM ETF PRODUCTSNEW+335.9K335.9K+$9M$9M
NLYANNALY CAPITAL MANAGEMENTNEW+321.5K321.5K+$6M$6M
GSKGSK PLC SPONSOREDNEW+171.8K171.8K+$5M$5M
ISHARES TR 0-3NEW+49.3K49.3K+$5M$5M
JGROJ P MORGAN EXCHANGE TRADEDNEW+91.4K91.4K+$4M$4M
HRHEALTHCARE RLTYNEW+189.2K189.2K+$4M$4M
J P MORGAN EXCHANGE TRADED F BETABUILDERSNEW+92.0K92.0K+$4M$4M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2022

39 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VTVVANGUARD INDEX FDSS&P 500 ETF SHS · TOTAL STK MKT · VALUE ETF · GROWTH ETF5.37%$953M4.14M
2AAPLAPPLEhistory →INC COM4.03%$714M5.17M
3ISHARESTR CORE S&P500 ETF · TR MSCI USA MIN VOL · TR SHORT TREAS BD · TR CORE S&P MCP ETF · TR CORE S&P SCP ETF3.68%$653M4.53M
4VANGUARD STAR FDS VG TLINTL STK F1.63%$290M6.33M
5VANGUARD BD INDEX FDSTOTAL BND MRKT · SHORT TRM BOND1.62%$288M3.95M
6NDQINVESCO QQQ TR UNIT SERhistory →11.62%$287M1.07M
7MSFTMICROSOFThistory →CORP COM1.50%$266M1.14M
8AMZNAMAZONhistory →COM INC COM1.47%$260M2.30M
9GQ9SPDRS&P 500 ETF TR TR UNIT · GOLD TR GOLD SHS1.33%$236M944.3K
10GOOGLALPHABETINC CAP STK CL A · INC CAP STK CL C1.05%$187M1.95M
11VANGUARD CHARLOTTE FDSTOTAL INT BD ETF0.97%$172M3.60M
12J P MORGAN EXCHANGE TRADEDF EQUITY PREMIUM · F ULTRA SHRT INC0.84%$149M2.95M
13VANGUARD SPECIALIZED FUNDS DIV APPETF0.84%$149M1.10M
14TSLATESLAhistory →INC COM0.79%$140M526.3K
15BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW0.78%$139M519.9K
16FIRST TR VALUE LINEDIVID IN SHS0.77%$137M3.83M
17SPDR SER TR BLOOMBERG 1-3MO0.73%$129M1.41M
18SCHWAB STRATEGICTR US DIVIDEND EQ0.65%$116M1.74M
19VGSHVANGUARD SCOTTSDALE FDShistory →SHORT TERM TREAS0.60%$107M1.85M
20ISHARES TR 1 3YR TREAS BD0.57%$101M1.24M
21FIRST TR EXCHANGE-TRADED FD CAP STRENGTHETF0.55%$98M1.48M
22RDVYFIRST TR EXCHANGE-TRADED FD RISNGhistory →DIVD ACHIV0.55%$98M2.51M
23VANGUARD TAX-MANAGED FDS VANFTSE DEV MKT0.52%$93M2.55M
24ISHARES TR CORE US AGGBDET0.52%$92M953.9K
25EXMOCEXXON MOBILhistory →CORP COM0.48%$85M977.6K
26JNJJOHNSON & JOHNSONhistory →COM0.47%$84M511.9K
27NVDANVIDIA CORPORATIONhistory →COM0.46%$81M669.6K
28PGPROCTER AND GAMBLEhistory →CO COM0.45%$80M632.1K
29ISHARES TR ESG AWRMSCI USA0.44%$79M990.5K
30PACER FDS TR US CASH COWS1000.44%$79M1.92M
31VANGUARD INDEX FDS EXTENDMKT ETF0.43%$76M596.0K
32FIRST TR EXCHANGE-TRADED FD FIRSTTR ENH NEW0.41%$73M1.22M
33ABBVABBVIEhistory →INC COM0.41%$72M535.6K
34VANGUARD BD INDEX FDS INTERMEDTERM0.39%$69M941.0K
35UNHUNITEDHEALTH GROUPhistory →INC COM0.39%$69M136.0K
36JPMJPMORGAN CHASE &history →CO COM0.38%$68M650.9K
37VANGUARD WHITEHALL FDSHIGH DIV YLD0.38%$68M715.9K
38SPDR SER TR PORTFOLIOS&P5000.38%$67M1.59M
39CHVCHEVRONhistory →CORP NEW COM0.36%$64M443.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$39M3,924Apr 30, 202613F-HRchanges · EDGAR ↗
Q4 2025$38M3,812Feb 5, 202613F-HRchanges · EDGAR ↗
Q3 2025$36M3,715Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$33M3,608Jul 31, 202513F-HRchanges · EDGAR ↗
Q1 2025$30M3,495Apr 22, 202513F-HRchanges · EDGAR ↗
Q4 2024$30M3,460Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$29M3,409Oct 28, 202413F-HRchanges · EDGAR ↗
Q2 2024$27M3,309Jul 26, 202413F-HRchanges · EDGAR ↗
Q1 2024$26M3,302Apr 24, 202413F-HRchanges · EDGAR ↗
Q4 2023$23M3,184Feb 9, 202413F-HRchanges · EDGAR ↗
Q3 2023$21M3,133Oct 24, 202313F-HRchanges · EDGAR ↗
Q2 2023$22M3,165Jul 13, 202313F-HRchanges · EDGAR ↗
Q1 2023$20M3,149May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review3,099Feb 8, 202313F-HRchanges · EDGAR ↗
Q3 2022$17.7B3,050Oct 17, 202213F-HRchanges · EDGAR ↗
Q2 2022$18.6B3,040Jul 13, 202213F-HRchanges · EDGAR ↗
Q1 2022$21.8B3,156May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$22.4B3,165Feb 3, 202213F-HRchanges · EDGAR ↗
Q3 2021$20.3B3,083Nov 2, 202113F-HRchanges · EDGAR ↗
Q2 2021$20.9B3,083Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$18.4B2,861May 7, 202113F-HRchanges · EDGAR ↗
Q4 2020$17.1B2,705Feb 4, 202113F-HRchanges · EDGAR ↗
Q3 2020$14.8B2,513Oct 29, 202013F-HRchanges · EDGAR ↗
Q2 2020$13.3B2,454Jul 27, 202013F-HRchanges · EDGAR ↗
Q1 2020$10.4B2,271May 8, 202013F-HRchanges · EDGAR ↗
Q4 2019$13.0B2,403Feb 4, 202013F-HRchanges · EDGAR ↗
Q3 2019$11.4B2,339Nov 6, 2019RESTATEMENTchanges · EDGAR ↗
Q2 2019$10.9B2,199Aug 15, 201913F-HRchanges · EDGAR ↗
Q1 2019$10.5B2,273May 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$9.0B2,145Feb 5, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.