FIRST TR EXCH TRADED FD III
CUSIP 33739P889
First Tr Exch Traded Fd III has 48 institutional holders in Filings Flow’s 13F database, together reporting 1.54M shares worth $57M as of Q1 2026. The largest reported holders are Bank Of New York Mellon Corp, Envestnet Asset Management Inc, and Cetera Investment Advisers.
Institutional Holders
48
Q1 2026
Reported Value
$57M
Ticker
unmapped
private placement or foreign
Quarters Tracked
10
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Intrepid Financial Planning Group LLC$248M AUM | 0.60% | $2M | 39.3K | Q3 2025OLDER |
| Asset Allocation Strategies LLC$563M AUM | 0.54% | $3M | 79.5K | Q1 2026OLDER |
| Golden State Wealth Management, LLC$915M AUM | 0.49% | $4M | 116.0K | Q1 2026OLDER |
| LaSalle St. Investment Advisors, LLC$710M AUM | 0.13% | $906,269 | 23.6K | Q1 2026OLDER |
| Ascentis Independent Advisors$1.3B AUM | 0.10% | $1M | 35.6K | Q1 2026OLDER |
| Kingdom Financial Group LLC.$349M AUM | 0.04% | $134,145 | 3.5K | Q1 2026OLDER |
| Lloyd Advisory Services, LLC.$349M AUM | 0.04% | $134,145 | 3.5K | Q1 2026OLDER |
| Belpointe Asset Management LLC$2.7B AUM | 0.04% | $1M | 27.0K | Q4 2025OLDER |
| United Advisor Group, LLC$811M AUM | 0.03% | $255,710 | 6.7K | Q1 2026OLDER |
| RFG Advisory, LLC$5.4B AUM | 0.03% | $2M | 43.9K | Q1 2026OLDER |
| BENJAMIN EDWARDS INC$10.1B AUM | 0.02% | $2M | 61.2K | Q1 2026OLDER |
| J.W. COLE ADVISORS, INC.$3.0B AUM | 0.01% | $613,275 | 15.8K | Q4 2025OLDER |
| Capital Investment Advisory Services, LLC$1.4B AUM | 0.01% | $201,006 | 5.2K | Q1 2026OLDER |
| Kovack Advisors, Inc.$1.9B AUM | 0.01% | $224,953 | 5.8K | Q1 2026OLDER |
| GTS SECURITIES LLC$2.8B AUM | 0.01% | $304,459 | 7.9K | Q1 2026OLDER |
| WPG Advisers, LLC$136M AUM | 0.01% | $12,309 | 321 | Q1 2026OLDER |
| Cetera Investment Advisers$94.0B AUM | 0.01% | $5M | 130.7K | Q1 2026OLDER |
| Smartleaf Asset Management LLC$2.8B AUM | 0.00% | $99,770 | 2.6K | Q1 2026OLDER |
| Prospera Financial Services Inc$6.2B AUM | 0.00% | $203,610 | 5.3K | Q1 2026OLDER |
| Rossby Financial, LCC$489M AUM | 0.00% | $9,176 | 232 | Q3 2025OLDER |
| Bank of New York Mellon Corp$543.9B AUM | 0.00% | $16M | 422.3K | Q1 2026OLDER |
| OPPENHEIMER & CO INC$8.2B AUM | 0.00% | $224,934 | 5.9K | Q1 2026OLDER |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.00% | $8M | 204.4K | Q1 2026OLDER |
| Truvestments Capital LLC$554M AUM | 0.00% | $10,085 | 263 | Q1 2026OLDER |
| NBC SECURITIES, INC.$1.3B AUM | 0.00% | $21,572 | 562 | Q1 2026OLDER |
| Orion Porfolio Solutions, LLC$11.7B AUM | 0.00% | $200,891 | 5.2K | Q4 2025OLDER |
| N.E.W. Advisory Services LLC$1.3B AUM | 0.00% | $19,463 | 508 | Q1 2026OLDER |
| TRUIST FINANCIAL CORP$74.2B AUM | 0.00% | $852,641 | 22.2K | Q1 2026OLDER |
| LPL Financial LLC$376.6B AUM | 0.00% | $4M | 108.9K | Q1 2026OLDER |
| TWO SIGMA INVESTMENTS, LP$123.9B AUM | 0.00% | $1M | 35.1K | Q1 2026OLDER |
| Arax Advisory Partners$3.5B AUM | 0.00% | $33,323 | 869 | Q1 2026OLDER |
| Kestra Advisory Services, LLC$26.4B AUM | 0.00% | $225,942 | 5.8K | Q4 2025OLDER |
| Western Wealth Management, LLC$2.6B AUM | 0.00% | $24,924 | 650 | Q1 2026OLDER |
| IFP Advisors, Inc$4.8B AUM | 0.00% | $24,311 | 634 | Q1 2026OLDER |
| HighTower Advisors, LLC$94.2B AUM | 0.00% | $372,122 | 9.7K | Q1 2026OLDER |
| AdvisorNet Financial, Inc$1.9B AUM | 0.00% | $5,138 | 134 | Q1 2026OLDER |
| CITADEL ADVISORS LLC$618.5B AUM | 0.00% | $2M | 39.3K | Q1 2026OLDER |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.00% | $740,400 | 19.3K | Q1 2026OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $101,920 | 2.7K | Q1 2026OLDER |
| Spire Wealth Management$3.3B AUM | 0.00% | $4,910 | 125 | Q2 2026 |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $825,000 | 21.5K | Q1 2026OLDER |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $1M | 29.2K | Q1 2026OLDER |
| HARBOUR INVESTMENTS, INC.$6.5B AUM | 0.00% | $7,669 | 200 | Q1 2026OLDER |
| GOLDMAN SACHS GROUP INC$870.9B AUM | 0.00% | $929,337 | 24.2K | Q1 2026OLDER |
| Larson Financial Group LLC$3.1B AUM | 0.00% | $3,098 | 81 | Q1 2026OLDER |
| AE Wealth Management LLC$18.5B AUM | 0.00% | $7,209 | 188 | Q1 2026OLDER |
| Horizon Investments, LLC$8.9B AUM | 0.00% | $1,381 | 36 | Q1 2026OLDER |
| MORGAN STANLEY$1.67T AUM | 0.00% | $243,308 | 6.3K | Q1 2026OLDER |
| Steward Partners Investment Advisory, LLC$19.6B AUM | 0.00% | $1,917 | 50 | Q1 2026OLDER |
| MAI Capital Management$17.7B AUM | 0.00% | $1,534 | 40 | Q1 2026OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $20,093 | 524 | Q1 2026OLDER |
| Russell Investments Group, Ltd.$93.1B AUM | 0.00% | $496 | 13 | Q1 2026OLDER |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $33 | 1 | Q2 2026 |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.