SEC 13F Intelligence

Managers / Q1 2021 · view latest →

Mohican Financial Management, LLC

CIK 0001367663 · 21 RIVER RD, SUITE 2100, WILTON, CT, 06897 · 203-423-8029

Reported Value
$154M
Q1 2021
Positions
51
Filings on Record
11
2019–present window
Filed
Apr 29, 2021
original filing

Summary

Mohican Financial Management, LLC reported $154M in U.S.-listed holdings across 51 positions for Q1 2021.

Its largest position, Granite Constr, represents 4.5% of the portfolio.

Compared with Q4 2020, the fund opened 11 new positions and exited 6.

Portfolio Metrics

Turnover
+8.8%
vs prior filed quarter
Top-10 Concentration
+35.3%
share of reported value
Largest Position
+4.5%
Granite Constr
New / Exited
11 / 6
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $24MQ4 ’18Q1 ’19: $31MQ2 ’19: $68MQ2 ’19Q3 ’19: $65MQ4 ’19: $64MQ4 ’19Q1 ’20: $70MQ2 ’20: $55MQ2 ’20Q3 ’20: $80MQ4 ’20: $98MQ4 ’20Q1 ’21: $154MQ2 ’21: $256MQ2 ’21filingsflow.com

Portfolio Composition

By security type
US DOMESTIC: 93.0%GLOBAL: 7.0%
  • US DOMESTIC · 93.0% · $143M
  • GLOBAL · 7.0% · $11M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SMART GLOBAL HLDGS INCNEW+4.00M4.00M+$5M$5M
MONGODB INCNEW+3.00M3.00M+$4M$4M
INFINERA CORPNEW+2.50M2.50M+$4M$4M
GREENBRIER COS INCNEW+3.34M3.34M+$4M$4M
ALLSCRIPTS HEALTHCARE SOLUTNNEW+2.50M2.50M+$3M$3M
TABULA RASA HEALTHCARE INCNEW+3.00M3.00M+$3M$3M
IMPINJ INCNEW+1.50M1.50M+$3M$3M
NUVASIVE INCNEW+2.00M2.00M+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

47 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1GRANITE CONSTR INCNOTE 2.750%11/04.52%$7M5.00M
2AMERICAN AIRLS GROUP INCNOTE 6.500% 7/04.33%$7M3.88M
3Q2 HLDGS INCNOTE 0.750% 6/03.93%$6M4.68M
4WORKIVA INCNOTE 1.125% 8/13.83%$6M4.50M
5INFINERA CORPNOTE 2.500% 3/0 · NOTE 2.125% 9/03.53%$5M4.00M
6SMART GLOBAL HLDGS INCNOTE 2.250% 2/13.44%$5M4.00M
7HELIX ENERGY SOLUTIONS GRP INOTE 6.750% 2/13.38%$5M4.50M
8KBR INCNOTE 2.500%11/03.07%$5M3.00M
9CONMED CORPNOTE 2.625% 2/03.05%$5M3.00M
10PENN NATL GAMING INCNOTE 2.750% 5/12.93%$5M1.00M
11FTI CONSULTING INCNOTE 2.000% 8/12.84%$4M3.00M
12MONGODB INCNOTE 0.250% 1/12.81%$4M3.00M
13INTERDIGITAL INCNOTE 2.000% 6/02.74%$4M4.00M
14EXACT SCIENCES CORPNOTE 1.000% 1/12.52%$4M2.08M
15WINNEBAGO INDS INCNOTE 1.500% 4/02.47%$4M2.75M
16II-VI INCNOTE 0.250% 9/02.47%$4M2.50M
17INSIGHT ENTERPRISES INCNOTE 0.750% 2/12.39%$4M2.50M
18GREENBRIER COS INCNOTE 2.875% 2/02.37%$4M3.34M
19ENCORE CAP GROUP INCNOTE 3.250%10/02.25%$3M2.84M
20ALLSCRIPTS HEALTHCARE SOLUTNNOTE 0.875% 1/02.14%$3M2.50M
21SSR MNG INCNOTE 2.500% 4/02.13%$3M2.91M
22FLEXION THERAPEUTICS INCNOTE 3.375% 5/02.08%$3M3.55M
23TABULA RASA HEALTHCARE INCNOTE 1.750% 2/11.94%$3M3.00M
24MESA LABS INCNOTE 1.375% 8/11.92%$3M2.70M
25ZYNGA INCNOTE 0.250% 6/01.76%$3M2.00M
26IMPINJ INCNOTE 2.000%12/11.75%$3M1.50M
27VEONEER INCNOTE 4.000% 6/01.72%$3M2.00M
28TWITTER INCNOTE 1.000% 9/1 · NOTE 0.250% 6/11.72%$3M2.36M
29FIREEYE INCNOTE 0.875% 6/0 · NOTE 1.625% 6/01.58%$2M2.27M
30SPLUNK INCNOTE 1.125% 9/11.53%$2M2.00M
31LUMENTUM HLDGS INCNOTE 0.500%12/11.51%$2M2.00M
32HARMONIC INCDBCV 2.000% 9/01.46%$2M2.00M
33GUIDEWIRE SOFTWARE INCNOTE 1.250% 3/11.46%$2M2.00M
34PROOFPOINT INCNOTE 0.250% 8/11.38%$2M2.00M
35KAMAN CORPNOTE 3.250% 5/01.38%$2M1.94M
36PINDUODUO INCNOTE 12/01.37%$2M2.00M
37ZILLOW GROUP INCNOTE 2.750% 5/11.34%$2M1.00M
38NUVASIVE INCNOTE 0.375% 3/11.32%$2M2.00M
39EVOLENT HEALTH INCNOTE 1.500%10/11.23%$2M2.01M
40ENVESTNET INCNOTE 1.750% 6/01.20%$2M1.52M
41VONAGE HLDGS CORPNOTE 1.750% 6/01.17%$2M1.72M
42GOSSAMER BIO INCNOTE 5.000% 6/01.16%$2M2.00M
43RETROPHIN INCNOTE 2.500% 9/11.14%$2M1.75M
44SPIRIT AIRLS INCNOTE 4.750% 5/10.99%$2M500.0K
45REVANCE THERAPEUTICS INCNOTE 1.750% 2/10.83%$1M1.15M
46EVERBRIDGE INCNOTE 0.125%12/10.83%$1M1.00M
47KNOWLES CORPNOTE 3.250%11/00.74%$1M956.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2021$256M70Jul 28, 202113F-HRchanges · EDGAR ↗
Q1 2021$154M51Apr 29, 202113F-HRchanges · EDGAR ↗
Q4 2020$98M46Jan 14, 202113F-HRchanges · EDGAR ↗
Q3 2020$80M47Oct 20, 202013F-HRchanges · EDGAR ↗
Q2 2020$55M40Jul 20, 202013F-HRchanges · EDGAR ↗
Q1 2020$70M47Apr 29, 202013F-HRchanges · EDGAR ↗
Q4 2019$64M40Jan 28, 202013F-HRchanges · EDGAR ↗
Q3 2019$65M46Oct 25, 201913F-HRchanges · EDGAR ↗
Q2 2019$68M49Jul 11, 201913F-HRchanges · EDGAR ↗
Q1 2019$31M31Apr 23, 201913F-HRchanges · EDGAR ↗
Q4 2018$24M30Jan 29, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.