SEC 13F Intelligence

Managers / Q4 2020 · view latest →

Mohican Financial Management, LLC

CIK 0001367663 · 21 RIVER RD, SUITE 2100, WILTON, CT, 06897 · 203-423-8029

Reported Value
$98M
Q4 2020
Positions
46
Filings on Record
11
2019–present window
Filed
Jan 14, 2021
original filing

Summary

Mohican Financial Management, LLC reported $98M in U.S.-listed holdings across 46 positions for Q4 2020.

Its largest position, Workiva, represents 4.1% of the portfolio.

Compared with Q3 2020, the fund opened 6 new positions and exited 7.

Portfolio Metrics

Turnover
+13.8%
vs prior filed quarter
Top-10 Concentration
+36.8%
share of reported value
Largest Position
+4.1%
Workiva
New / Exited
6 / 7
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $24MQ4 ’18Q1 ’19: $31MQ2 ’19: $68MQ2 ’19Q3 ’19: $65MQ4 ’19: $64MQ4 ’19Q1 ’20: $70MQ2 ’20: $55MQ2 ’20Q3 ’20: $80MQ4 ’20: $98MQ4 ’20Q1 ’21: $154MQ2 ’21: $256MQ2 ’21filingsflow.com

Portfolio Composition

By security type
US DOMESTIC: 91.8%GLOBAL: 8.2%
  • US DOMESTIC · 91.8% · $90M
  • GLOBAL · 8.2% · $8M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
WINNEBAGO INDS INCNEW+2.98M2.98M+$4M$4M
PINDUODUO INCNEW+2.50M2.50M+$3M$3M
LUMENTUM HLDGS INCNEW+2.00M2.00M+$2M$2M
GRANITE CONSTR INCNEW+1.50M1.50M+$2M$2M
VEONEER INCNEW+1.00M1.00M+$1M$1M
HARMONIC INCNEW+1.00M1.00M+$1M$1M
II-VI INCADDED+1.09M2.15M+$2M$4M
PERFICIENT INCSOLD OUT−2.50M0−$3M$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2020

42 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1WORKIVA INCNOTE 1.125% 8/14.07%$4M3.00M
2KBR INCNOTE 2.500%11/04.07%$4M3.00M
3CONMED CORPNOTE 2.625% 2/04.02%$4M2.84M
4EXACT SCIENCES CORPNOTE 1.000% 1/13.88%$4M2.06M
5II-VI INCNOTE 0.250% 9/03.64%$4M2.15M
6WINNEBAGO INDS INCNOTE 1.500% 4/03.64%$4M2.98M
7PENN NATL GAMING INCNOTE 2.750% 5/13.62%$4M1.00M
8Q2 HLDGS INCNOTE 0.750% 6/03.43%$3M2.23M
9FTI CONSULTING INCNOTE 2.000% 8/13.25%$3M2.55M
10MESA LABS INCNOTE 1.375% 8/13.22%$3M2.70M
11INSIGHT ENTERPRISES INCNOTE 0.750% 2/13.20%$3M2.50M
12PINDUODUO INCNOTE 12/03.05%$3M2.50M
13VOCERA COMMUNICATIONS INCNOTE 1.500% 5/12.86%$3M2.00M
14SSR MNG INCNOTE 2.500% 4/02.76%$3M1.91M
15ZYNGA INCNOTE 0.250% 6/02.70%$3M2.00M
16GUIDEWIRE SOFTWARE INCNOTE 1.250% 3/12.60%$3M2.00M
17TWITTER INCNOTE 1.000% 9/1 · NOTE 0.250% 6/12.57%$3M2.36M
18FIREEYE INCNOTE 0.875% 6/0 · NOTE 1.625% 6/02.54%$2M2.27M
19LUMENTUM HLDGS INCNOTE 0.500%12/12.50%$2M2.00M
20INFINERA CORPNOTE 2.125% 9/02.50%$2M2.00M
21AMERICAN AIRLS GROUP INCNOTE 6.500% 7/02.49%$2M2.00M
22FLEXION THERAPEUTICS INCNOTE 3.375% 5/02.30%$2M2.55M
23KAMAN CORPNOTE 3.250% 5/02.23%$2M1.94M
24ENCORE CAP GROUP INCNOTE 3.250%10/0 · NOTE 2.875% 3/12.17%$2M2.00M
25INTERDIGITAL INCNOTE 2.000% 6/02.13%$2M2.00M
26ZILLOW GROUP INCNOTE 2.750% 5/12.13%$2M1.00M
27ENVESTNET INCNOTE 1.750% 6/02.01%$2M1.52M
28HELIX ENERGY SOLUTIONS GRP INOTE 6.750% 2/1 · NOTE 4.125% 9/12.00%$2M2.00M
29PROOFPOINT INCNOTE 0.250% 8/11.91%$2M1.70M
30BLACKLINE INCNOTE 0.125% 8/01.84%$2M1.00M
31RETROPHIN INCNOTE 2.500% 9/11.76%$2M1.75M
32VONAGE HLDGS CORPNOTE 1.750% 6/01.65%$2M1.50M
33GRANITE CONSTR INCNOTE 2.750%11/01.65%$2M1.50M
34ALTERYX INCNOTE 1.000% 8/01.56%$2M1.50M
35SPLUNK INCNOTE 1.125% 9/11.35%$1M1.00M
36EVOLENT HEALTH INCNOTE 1.500%10/11.32%$1M1.51M
37VEONEER INCNOTE 4.000% 6/01.23%$1M1.00M
38KNOWLES CORPNOTE 3.250%11/01.15%$1M1.00M
39HARMONIC INCDBCV 2.000% 9/01.09%$1M1.00M
40SPIRIT AIRLS INCNOTE 4.750% 5/11.04%$1M500.0K
41NEWPARK RES INCNOTE 4.000%12/00.45%$445,000500.0K
42TIMKENSTEEL CORPORATIONNOTE 6.000% 6/00.42%$416,000425.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2021$256M70Jul 28, 202113F-HRchanges · EDGAR ↗
Q1 2021$154M51Apr 29, 202113F-HRchanges · EDGAR ↗
Q4 2020$98M46Jan 14, 202113F-HRchanges · EDGAR ↗
Q3 2020$80M47Oct 20, 202013F-HRchanges · EDGAR ↗
Q2 2020$55M40Jul 20, 202013F-HRchanges · EDGAR ↗
Q1 2020$70M47Apr 29, 202013F-HRchanges · EDGAR ↗
Q4 2019$64M40Jan 28, 202013F-HRchanges · EDGAR ↗
Q3 2019$65M46Oct 25, 201913F-HRchanges · EDGAR ↗
Q2 2019$68M49Jul 11, 201913F-HRchanges · EDGAR ↗
Q1 2019$31M31Apr 23, 201913F-HRchanges · EDGAR ↗
Q4 2018$24M30Jan 29, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.