SEC 13F Intelligence

Managers / Q2 2019 · view latest →

Mohican Financial Management, LLC

CIK 0001367663 · 21 RIVER RD, SUITE 2100, WILTON, CT, 06897 · 203-423-8029

Reported Value
$68M
Q2 2019
Positions
49
Filings on Record
11
2019–present window
Filed
Jul 11, 2019
original filing

Summary

Mohican Financial Management, LLC reported $68M in U.S.-listed holdings across 49 positions for Q2 2019.

Its largest position, Chegg, represents 5.6% of the portfolio.

Compared with Q1 2019, the fund opened 23 new positions and exited 5.

Portfolio Metrics

Turnover
+8.7%
vs prior filed quarter
Top-10 Concentration
+41.8%
share of reported value
Largest Position
+5.6%
Chegg
New / Exited
23 / 5
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $24MQ4 ’18Q1 ’19: $31MQ2 ’19: $68MQ2 ’19Q3 ’19: $65MQ4 ’19: $64MQ4 ’19Q1 ’20: $70MQ2 ’20: $55MQ2 ’20Q3 ’20: $80MQ4 ’20: $98MQ4 ’20Q1 ’21: $154MQ2 ’21: $256MQ2 ’21filingsflow.com

Portfolio Composition

By security type
US DOMESTIC: 99.6%PUBLIC: 0.4%
  • US DOMESTIC · 99.6% · $68M
  • PUBLIC · 0.4% · $280,000

Quarter-over-Quarter Changes full breakdown →

vs Q1 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
CHEGG INCNEW+2.50M2.50M+$4M$4M
PROS HOLDINGS INCNEW+2.68M2.68M+$4M$4M
FIVE9 INCNEW+2.00M2.00M+$3M$3M
AEROJET ROCKETDYNE HLDGS INCNEW+1.50M1.50M+$3M$3M
VOCERA COMMUNICATIONS INCNEW+2.00M2.00M+$2M$2M
TTM TECHNOLOGIES INCNEW+2.00M2.00M+$2M$2M
INSULET CORPNEW+1.51M1.51M+$2M$2M
GUIDEWIRE SOFTWARE INCNEW+1.50M1.50M+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2019

45 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1CHEGG INCNOTE 0.250% 5/15.59%$4M2.50M
2PROS HOLDINGS INCNOTE 2.000% 6/05.37%$4M2.68M
3Q2 HLDGS INCNOTE 0.750% 2/15.21%$4M2.50M
4FIVE9 INCNOTE 0.125% 5/04.05%$3M2.00M
5CARBONITE INCNOTE 2.500% 4/03.98%$3M2.25M
6AEROJET ROCKETDYNE HLDGS INCNOTE 2.250%12/13.92%$3M1.50M
7HELIX ENERGY SOLUTIONS GRP INOTE 4.125% 9/13.56%$2M2.00M
8VOCERA COMMUNICATIONS INCNOTE 1.500% 5/13.49%$2M2.00M
9TTM TECHNOLOGIES INCNOTE 1.750%12/13.43%$2M2.00M
10KAMAN CORPNOTE 3.250% 5/03.16%$2M1.86M
11INSULET CORPNOTE 1.375%11/13.15%$2M1.51M
12PACIRA BIOSCIENCESNOTE 2.375% 4/03.00%$2M2.00M
13SILICON LABORATORIES INCNOTE 1.375% 3/02.72%$2M1.50M
14EXACT SCIENCES CORPNOTE 1.000% 1/12.68%$2M1.06M
15GUIDEWIRE SOFTWARE INCNOTE 1.250% 3/12.45%$2M1.50M
16CYPRESS SEMICONDUCTOR CORPNOTE 4.500% 1/12.45%$2M1.00M
17NEWPARK RES INCNOTE 4.000%12/02.40%$2M1.50M
18TWITTER INCNOTE 0.250% 6/1 · NOTE 1.000% 9/12.34%$2M1.65M
19ENCORE CAP GROUP INCNOTE 2.875% 3/1 · NOTE 3.000% 7/02.17%$1M1.56M
20EZCORP INCNOTE 2.875% 7/0 · NOTE 2.375% 5/02.15%$1M1.38M
21INSMED INCNOTE 1.750% 1/12.14%$1M1.50M
22PURE STORAGE INCNOTE 0.125% 4/12.10%$1M1.50M
23RETROPHIN INCNOTE 2.500% 9/12.09%$1M1.60M
24NEW RELIC INCNOTE 0.500% 5/01.83%$1M1.18M
25II VI INCNOTE 0.250% 9/01.76%$1M1.14M
26KNOWLES CORPNOTE 3.250%11/01.75%$1M1.00M
27ENVESTNET INCNOTE 1.750% 6/01.74%$1M1.00M
28FIREEYE INCNOTE 1.625% 6/0 · NOTE 0.875% 6/01.73%$1M1.25M
29ALDER BIOPHARMACEUTICALS INCNOTE 2.500% 2/01.70%$1M1.25M
30RINGCENTRAL INCNOTE 3/11.64%$1M750.0K
31INFINERA CORPORATIONNOTE 2.125% 9/01.49%$1M1.50M
32GANNETT CO INCNOTE 4.750% 4/11.47%$1M1.00M
33TEAM INCNOTE 5.000% 8/01.44%$986,000967.0K
34QUOTIENT TECHNOLOGY INCNOTE 1.750%12/01.44%$986,0001.02M
35DEXCOM INCNOTE 0.750% 5/11.22%$836,000525.0K
36ALTAIR ENGR INCNOTE 0.250% 6/01.19%$812,000750.0K
37SILVER STD RES INCNOTE 2.875% 2/00.89%$611,000610.0K
38FLEXION THERAPEUTICS INCNOTE 3.375% 5/00.80%$545,000625.0K
39LIVE NATION ENTERTAINMENT INNOTE 2.500% 3/10.78%$537,000455.0K
40VEECO INSTRS INC DELNOTE 2.700% 1/10.76%$522,000595.0K
41ENCORE CAP EUROPE FIN LTDNOTE 4.500% 9/00.74%$508,000500.0K
42TIMKENSTEEL CORPNOTE 6.000% 6/00.64%$437,000425.0K
43THERAVANCE BIOPHARMA INCNOTE 3.250%11/00.63%$432,000500.0K
44CHANGE HEALTHCARE INCUNIT 99/99/99990.41%$280,0005.0K
45GLOBAL EAGLE ENTMT INCNOTE 2.750% 2/10.34%$230,000500.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2021$256M70Jul 28, 202113F-HRchanges · EDGAR ↗
Q1 2021$154M51Apr 29, 202113F-HRchanges · EDGAR ↗
Q4 2020$98M46Jan 14, 202113F-HRchanges · EDGAR ↗
Q3 2020$80M47Oct 20, 202013F-HRchanges · EDGAR ↗
Q2 2020$55M40Jul 20, 202013F-HRchanges · EDGAR ↗
Q1 2020$70M47Apr 29, 202013F-HRchanges · EDGAR ↗
Q4 2019$64M40Jan 28, 202013F-HRchanges · EDGAR ↗
Q3 2019$65M46Oct 25, 201913F-HRchanges · EDGAR ↗
Q2 2019$68M49Jul 11, 201913F-HRchanges · EDGAR ↗
Q1 2019$31M31Apr 23, 201913F-HRchanges · EDGAR ↗
Q4 2018$24M30Jan 29, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.