SEC 13F Intelligence

Managers / Q2 2020 · view latest →

Mohican Financial Management, LLC

CIK 0001367663 · 21 RIVER RD, SUITE 2100, WILTON, CT, 06897 · 203-423-8029

Reported Value
$55M
Q2 2020
Positions
40
Filings on Record
11
2019–present window
Filed
Jul 20, 2020
original filing

Summary

Mohican Financial Management, LLC reported $55M in U.S.-listed holdings across 40 positions for Q2 2020.

Its largest position, Fti Consulting, represents 5.9% of the portfolio.

Compared with Q1 2020, the fund opened 9 new positions and exited 16.

Portfolio Metrics

Turnover
+25.4%
vs prior filed quarter
Top-10 Concentration
+48.4%
share of reported value
Largest Position
+5.9%
Fti Consulting
New / Exited
9 / 16
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $24MQ4 ’18Q1 ’19: $31MQ2 ’19: $68MQ2 ’19Q3 ’19: $65MQ4 ’19: $64MQ4 ’19Q1 ’20: $70MQ2 ’20: $55MQ2 ’20Q3 ’20: $80MQ4 ’20: $98MQ4 ’20Q1 ’21: $154MQ2 ’21: $256MQ2 ’21filingsflow.com

Portfolio Composition

By security type
US DOMESTIC: 94.2%GLOBAL: 5.8%
  • US DOMESTIC · 94.2% · $52M
  • GLOBAL · 5.8% · $3M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SSR MNG INCNEW+1.91M1.91M+$3M$3M
SPIRIT AIRLS INCNEW+1.00M1.00M+$1M$1M
LIVEPERSON INCNEW+1.00M1.00M+$1M$1M
ZILLOW GROUP INCNEW+1.00M1.00M+$1M$1M
AMERICAN AIRLS GROUP INCNEW+1.00M1.00M+$939,000$939,000
PENN NATL GAMING INCNEW+500.0K500.0K+$751,000$751,000
XERIS PHARMACEUTICALS INCNEW+500.0K500.0K+$494,000$494,000
REALPAGE INCNEW+400.0K400.0K+$433,000$433,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2020

36 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1FTI CONSULTING INCNOTE 2.000% 8/15.86%$3M2.55M
2SPLUNK INCNOTE 1.125% 9/15.30%$3M2.00M
3PERFICIENT INCNOTE 2.375% 9/15.20%$3M2.50M
4EXACT SCIENCES CORPNOTE 1.000% 1/15.09%$3M2.06M
5KBR INCNOTE 2.500%11/05.07%$3M2.50M
6MESA LABS INCNOTE 1.375% 8/14.84%$3M2.70M
7SSR MNG INCNOTE 2.500% 4/04.73%$3M1.91M
8VOCERA COMMUNICATIONS INCNOTE 1.500% 5/14.40%$2M2.50M
9TWITTER INCNOTE 1.000% 9/1 · NOTE 0.250% 6/14.14%$2M2.36M
10CONMED CORPNOTE 2.625% 2/03.79%$2M2.00M
11FIREEYE INCNOTE 0.875% 6/0 · NOTE 1.625% 6/03.75%$2M2.25M
12REPLIGEN CORPNOTE 0.375% 7/13.44%$2M1.51M
13TTM TECHNOLOGIES INCNOTE 1.750%12/13.38%$2M1.50M
14ENVESTNET INCNOTE 1.750% 6/03.36%$2M1.52M
15KAMAN CORPNOTE 3.250% 5/03.33%$2M1.94M
16GUIDEWIRE SOFTWARE INCNOTE 1.250% 3/13.15%$2M1.50M
17INFINERA CORPNOTE 2.125% 9/03.09%$2M2.00M
18Q2 HLDGS INCNOTE 0.750% 2/12.84%$2M1.00M
19SPIRIT AIRLS INCNOTE 4.750% 5/12.70%$1M1.00M
20LIVEPERSON INCNOTE 0.750% 3/02.24%$1M1.00M
21II-VI INCNOTE 0.250% 9/02.15%$1M1.00M
22ZILLOW GROUP INCNOTE 2.750% 5/12.11%$1M1.00M
23KNOWLES CORPNOTE 3.250%11/01.94%$1M1.00M
24ENCORE CAP GROUP INCNOTE 2.875% 3/1 · NOTE 3.000% 7/01.88%$1M1.06M
25AMERICAN AIRLS GROUP INCNOTE 6.500% 7/01.70%$939,0001.00M
26HELIX ENERGY SOLUTIONS GRP INOTE 4.250% 5/0 · NOTE 4.125% 9/11.50%$828,0001.00M
27RETROPHIN INCNOTE 2.500% 9/11.48%$819,0001.00M
28PENN NATL GAMING INCNOTE 2.750% 5/11.36%$751,000500.0K
29FLEXION THERAPEUTICS INCNOTE 3.375% 5/01.14%$633,000750.0K
30EVOLENT HEALTH INCNOTE 1.500%10/11.08%$598,0001.00M
31XERIS PHARMACEUTICALS INCNOTE 5.000% 7/10.89%$494,000500.0K
32THERAVANCE BIOPHARMA INCNOTE 3.250%11/00.87%$482,000500.0K
33NEWPARK RES INCNOTE 4.000%12/00.79%$438,000500.0K
34REALPAGE INCNOTE 1.500% 5/10.78%$433,000400.0K
35TIMKENSTEEL CORPNOTE 6.000% 6/00.62%$345,000425.0K
36GLOBAL EAGLE ENTMT INCNOTE 2.750% 2/10.03%$15,000500.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2021$256M70Jul 28, 202113F-HRchanges · EDGAR ↗
Q1 2021$154M51Apr 29, 202113F-HRchanges · EDGAR ↗
Q4 2020$98M46Jan 14, 202113F-HRchanges · EDGAR ↗
Q3 2020$80M47Oct 20, 202013F-HRchanges · EDGAR ↗
Q2 2020$55M40Jul 20, 202013F-HRchanges · EDGAR ↗
Q1 2020$70M47Apr 29, 202013F-HRchanges · EDGAR ↗
Q4 2019$64M40Jan 28, 202013F-HRchanges · EDGAR ↗
Q3 2019$65M46Oct 25, 201913F-HRchanges · EDGAR ↗
Q2 2019$68M49Jul 11, 201913F-HRchanges · EDGAR ↗
Q1 2019$31M31Apr 23, 201913F-HRchanges · EDGAR ↗
Q4 2018$24M30Jan 29, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.