SEC 13F Intelligence

Managers / Q1 2020 · view latest →

Mohican Financial Management, LLC

CIK 0001367663 · 21 RIVER RD, SUITE 2100, WILTON, CT, 06897 · 203-423-8029

Reported Value
$70M
Q1 2020
Positions
47
Filings on Record
11
2019–present window
Filed
Apr 29, 2020
original filing

Summary

Mohican Financial Management, LLC reported $70M in U.S.-listed holdings across 47 positions for Q1 2020.

Its largest position, Five9, represents 8.2% of the portfolio.

Compared with Q4 2019, the fund opened 10 new positions and exited 3.

Portfolio Metrics

Turnover
+18.6%
vs prior filed quarter
Top-10 Concentration
+42.5%
share of reported value
Largest Position
+8.2%
Five9
New / Exited
10 / 3
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $24MQ4 ’18Q1 ’19: $31MQ2 ’19: $68MQ2 ’19Q3 ’19: $65MQ4 ’19: $64MQ4 ’19Q1 ’20: $70MQ2 ’20: $55MQ2 ’20Q3 ’20: $80MQ4 ’20: $98MQ4 ’20Q1 ’21: $154MQ2 ’21: $256MQ2 ’21filingsflow.com

Portfolio Composition

By security type
US DOMESTIC: 99.1%GLOBAL: 0.9%
  • US DOMESTIC · 99.1% · $69M
  • GLOBAL · 0.9% · $630,000

Quarter-over-Quarter Changes full breakdown →

vs Q4 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
DOCUSIGN INCNEW+1.50M1.50M+$2M$2M
KBR INCNEW+1.50M1.50M+$2M$2M
CONMED CORPNEW+1.54M1.54M+$1M$1M
II VI INCNEW+1.50M1.50M+$1M$1M
REPLIGEN CORPNEW+1.25M1.25M+$1M$1M
SPLUNK INCNEW+1.00M1.00M+$1M$1M
WIX COM LTDNEW+1.00M1.00M+$983,000$983,000
8X8 INC NEWNEW+1.00M1.00M+$845,000$845,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2020

44 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1FIVE9 INCNOTE 0.125% 5/08.18%$6M3.00M
2FTI CONSULTING INCNOTE 2.000% 8/14.79%$3M2.55M
3CHEGG INCNOTE 0.250% 5/14.08%$3M2.00M
4INSULET CORPNOTE 1.375%11/13.96%$3M1.51M
5MESA LABS INCNOTE 1.375% 8/13.92%$3M2.70M
6ENVESTNET INCNOTE 1.750% 6/03.66%$3M2.50M
7TWITTER INCNOTE 1.000% 9/1 · NOTE 0.250% 6/13.59%$2M2.70M
8AEROJET ROCKETDYNE HLDGS INCNOTE 2.250%12/13.55%$2M1.50M
9VOCERA COMMUNICATIONS INCNOTE 1.500% 5/13.54%$2M2.50M
10PERFICIENT INCNOTE 2.375% 9/13.43%$2M2.50M
11Q2 HLDGS INCNOTE 0.750% 2/13.40%$2M2.00M
12EXACT SCIENCES CORPNOTE 1.000% 1/13.21%$2M2.06M
13DOCUSIGN INCNOTE 0.500% 9/13.04%$2M1.50M
14FIREEYE INCNOTE 0.875% 6/0 · NOTE 1.625% 6/02.83%$2M2.25M
15MERCADOLIBRE INCNOTE 2.000% 8/12.81%$2M1.50M
16KAMAN CORPNOTE 3.250% 5/02.60%$2M1.86M
17TTM TECHNOLOGIES INCNOTE 1.750%12/12.44%$2M1.50M
18SILICON LABORATORIES INCNOTE 1.375% 3/02.42%$2M1.52M
19INFINERA CORPNOTE 2.125% 9/02.41%$2M2.00M
20KBR INCNOTE 2.500%11/02.24%$2M1.50M
21GUIDEWIRE SOFTWARE INCNOTE 1.250% 3/12.10%$1M1.50M
22CONMED CORPNOTE 2.625% 2/02.07%$1M1.54M
23LIVE NATION ENTERTAINMENT INNOTE 2.500% 3/12.06%$1M1.51M
24ENCORE CAP GROUP INCNOTE 2.875% 3/1 · NOTE 3.000% 7/02.01%$1M1.59M
25II VI INCNOTE 0.250% 9/01.98%$1M1.50M
26ALTAIR ENGR INCNOTE 0.250% 6/01.89%$1M1.50M
27REPLIGEN CORPNOTE 0.375% 7/11.88%$1M1.25M
28FLEXION THERAPEUTICS INCNOTE 3.375% 5/01.84%$1M1.60M
29SPLUNK INCNOTE 1.125% 9/11.58%$1M1.00M
30KNOWLES CORPNOTE 3.250%11/01.50%$1M1.00M
31WIX COM LTDNOTE 7/01.41%$983,0001.00M
32VISHAY INTERTECHNOLOGY INCNOTE 2.250% 6/11.30%$904,0001.00M
338X8 INC NEWNOTE 0.500% 2/01.21%$845,0001.00M
34RETROPHIN INCNOTE 2.500% 9/11.09%$759,0001.00M
35EVOLENT HEALTH INCNOTE 1.500%10/10.90%$630,0001.00M
36VEECO INSTRS INC DELNOTE 2.700% 1/10.82%$570,000691.0K
37WORKDAY INCNOTE 0.250%10/00.80%$554,000500.0K
38THERAVANCE BIOPHARMA INCNOTE 3.250%11/00.71%$495,000500.0K
39PALO ALTO NETWORKS INCNOTE 0.750% 7/00.69%$481,000500.0K
40SUPERNUS PHARMACEUTICALS INCNOTE 0.625% 4/00.57%$400,000500.0K
41NEWPARK RES INCNOTE 4.000%12/00.53%$370,000500.0K
42TIMKENSTEEL CORPNOTE 6.000% 6/00.50%$349,000425.0K
43HELIX ENERGY SOLUTIONS GRP INOTE 4.125% 9/10.43%$298,000500.0K
44GLOBAL EAGLE ENTMT INCNOTE 2.750% 2/10.04%$25,000500.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2021$256M70Jul 28, 202113F-HRchanges · EDGAR ↗
Q1 2021$154M51Apr 29, 202113F-HRchanges · EDGAR ↗
Q4 2020$98M46Jan 14, 202113F-HRchanges · EDGAR ↗
Q3 2020$80M47Oct 20, 202013F-HRchanges · EDGAR ↗
Q2 2020$55M40Jul 20, 202013F-HRchanges · EDGAR ↗
Q1 2020$70M47Apr 29, 202013F-HRchanges · EDGAR ↗
Q4 2019$64M40Jan 28, 202013F-HRchanges · EDGAR ↗
Q3 2019$65M46Oct 25, 201913F-HRchanges · EDGAR ↗
Q2 2019$68M49Jul 11, 201913F-HRchanges · EDGAR ↗
Q1 2019$31M31Apr 23, 201913F-HRchanges · EDGAR ↗
Q4 2018$24M30Jan 29, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.