SEC 13F Intelligence

Managers / Q3 2020 · view latest →

Mohican Financial Management, LLC

CIK 0001367663 · 21 RIVER RD, SUITE 2100, WILTON, CT, 06897 · 203-423-8029

Reported Value
$80M
Q3 2020
Positions
47
Filings on Record
11
2019–present window
Filed
Oct 20, 2020
original filing

Summary

Mohican Financial Management, LLC reported $80M in U.S.-listed holdings across 47 positions for Q3 2020.

Its largest position, Kbr, represents 4.3% of the portfolio.

Compared with Q2 2020, the fund opened 14 new positions and exited 7.

Portfolio Metrics

Turnover
+13.8%
vs prior filed quarter
Top-10 Concentration
+37.9%
share of reported value
Largest Position
+4.3%
Kbr
New / Exited
14 / 7
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $24MQ4 ’18Q1 ’19: $31MQ2 ’19: $68MQ2 ’19Q3 ’19: $65MQ4 ’19: $64MQ4 ’19Q1 ’20: $70MQ2 ’20: $55MQ2 ’20Q3 ’20: $80MQ4 ’20: $98MQ4 ’20Q1 ’21: $154MQ2 ’21: $256MQ2 ’21filingsflow.com

Portfolio Composition

By security type
US DOMESTIC: 94.4%GLOBAL: 5.6%
  • US DOMESTIC · 94.4% · $75M
  • GLOBAL · 5.6% · $4M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
INSIGHT ENTERPRISES INCNEW+2.50M2.50M+$3M$3M
ZYNGA INCNEW+2.00M2.00M+$3M$3M
WAYFAIR INCNEW+1.10M1.10M+$2M$2M
BLACKLINE INCNEW+1.50M1.50M+$2M$2M
INTERDIGITAL INCNEW+2.00M2.00M+$2M$2M
ALTERYX INCNEW+2.00M2.00M+$2M$2M
WORKIVA INCNEW+2.00M2.00M+$2M$2M
Q2 HLDGS INCNEW+1.50M1.50M+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

43 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1KBR INCNOTE 2.500%11/04.25%$3M3.00M
2PERFICIENT INCNOTE 2.375% 9/14.08%$3M2.50M
3EXACT SCIENCES CORPNOTE 1.000% 1/14.00%$3M2.06M
4CONMED CORPNOTE 2.625% 2/03.99%$3M2.84M
5FTI CONSULTING INCNOTE 2.000% 8/13.93%$3M2.55M
6LIVEPERSON INCNOTE 0.750% 3/03.83%$3M2.00M
7MESA LABS INCNOTE 1.375% 8/13.74%$3M2.70M
8VOCERA COMMUNICATIONS INCNOTE 1.500% 5/13.65%$3M2.60M
9INSIGHT ENTERPRISES INCNOTE 0.750% 2/13.29%$3M2.50M
10ZYNGA INCNOTE 0.250% 6/03.18%$3M2.00M
11SSR MNG INCNOTE 2.500% 4/03.18%$3M1.91M
12TWITTER INCNOTE 1.000% 9/1 · NOTE 0.250% 6/13.04%$2M2.36M
13GUIDEWIRE SOFTWARE INCNOTE 1.250% 3/12.86%$2M2.00M
14WAYFAIR INCNOTE 1.000% 8/12.86%$2M1.10M
15FIREEYE INCNOTE 0.875% 6/0 · NOTE 1.625% 6/02.71%$2M2.27M
16ENCORE CAP GROUP INCNOTE 3.250%10/0 · NOTE 2.875% 3/12.70%$2M2.00M
17BLACKLINE INCNOTE 0.125% 8/02.59%$2M1.50M
18INTERDIGITAL INCNOTE 2.000% 6/02.58%$2M2.00M
19ALTERYX INCNOTE 1.000% 8/02.51%$2M2.00M
20WORKIVA INCNOTE 1.125% 8/12.50%$2M2.00M
21ENVESTNET INCNOTE 1.750% 6/02.45%$2M1.52M
22KAMAN CORPNOTE 3.250% 5/02.41%$2M1.94M
23INFINERA CORPNOTE 2.125% 9/02.32%$2M2.00M
24Q2 HLDGS INCNOTE 0.750% 6/02.30%$2M1.50M
25ZILLOW GROUP INCNOTE 2.750% 5/12.17%$2M1.00M
26HELIX ENERGY SOLUTIONS GRP INOTE 4.125% 9/1 · NOTE 6.750% 2/12.15%$2M2.00M
27PROOFPOINT INCNOTE 0.250% 8/12.12%$2M1.70M
28PENN NATL GAMING INCNOTE 2.750% 5/12.00%$2M500.0K
29VONAGE HLDGS CORPNOTE 1.750% 6/01.83%$1M1.50M
30SPLUNK INCNOTE 1.125% 9/11.81%$1M1.00M
31SNAP INCNOTE 0.750% 8/01.74%$1M1.00M
32FLEXION THERAPEUTICS INCNOTE 3.375% 5/01.53%$1M1.55M
33II-VI INCNOTE 0.250% 9/01.50%$1M1.06M
34KNOWLES CORPNOTE 3.250%11/01.33%$1M1.00M
35AMERICAN AIRLS GROUP INCNOTE 6.500% 7/01.16%$922,0001.00M
36RETROPHIN INCNOTE 2.500% 9/11.08%$859,0001.00M
37GUESS INCNOTE 2.000% 4/11.01%$802,0001.00M
38EVOLENT HEALTH INCNOTE 1.500%10/11.00%$800,0001.01M
39SPIRIT AIRLS INCNOTE 4.750% 5/10.91%$725,000500.0K
40REALPAGE INCNOTE 1.500% 5/10.71%$568,000550.0K
41NEWPARK RES INCNOTE 4.000%12/00.54%$433,000500.0K
42TIMKENSTEEL CORPNOTE 6.000% 6/00.46%$368,000425.0K
43GLOBAL EAGLE ENTMT INCNOTE 2.750% 2/10.01%$5,000500.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2021$256M70Jul 28, 202113F-HRchanges · EDGAR ↗
Q1 2021$154M51Apr 29, 202113F-HRchanges · EDGAR ↗
Q4 2020$98M46Jan 14, 202113F-HRchanges · EDGAR ↗
Q3 2020$80M47Oct 20, 202013F-HRchanges · EDGAR ↗
Q2 2020$55M40Jul 20, 202013F-HRchanges · EDGAR ↗
Q1 2020$70M47Apr 29, 202013F-HRchanges · EDGAR ↗
Q4 2019$64M40Jan 28, 202013F-HRchanges · EDGAR ↗
Q3 2019$65M46Oct 25, 201913F-HRchanges · EDGAR ↗
Q2 2019$68M49Jul 11, 201913F-HRchanges · EDGAR ↗
Q1 2019$31M31Apr 23, 201913F-HRchanges · EDGAR ↗
Q4 2018$24M30Jan 29, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.