SEC 13F Intelligence

Managers / Q2 2019 · view latest →

Trellus Management Company, LLC

CIK 0001307877 · 1615 S. CONGRESS AVE, SUITE 103, DELRAY BEACH, FL, 33445 · 646-561-2622

Reported Value
$74M
Q2 2019
Positions
65
Filings on Record
20
2019–present window
Filed
Jul 31, 2019
original filing

Summary

Trellus Management Company, LLC reported $74M in U.S.-listed holdings across 65 positions for Q2 2019.

Its largest position, AWK, represents 8.1% of the portfolio.

Compared with Q1 2019, the fund opened 26 new positions and exited 17.

Portfolio Metrics

Turnover
+20.7%
vs prior filed quarter
Top-10 Concentration
+36.8%
share of reported value
Largest Position
+8.1%
American Wtr Wks
New / Exited
26 / 17
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $44MQ4 ’18Q1 ’19: $53MQ2 ’19: $74MQ3 ’19: $100MQ3 ’19Q4 ’19: $60MQ1 ’20: $56MQ2 ’20: $92MQ2 ’20Q3 ’20: $98MQ4 ’20: $121MQ1 ’21: $193MQ1 ’21Q2 ’21: $145MQ3 ’21: $137MQ4 ’21: $150MQ4 ’21Q1 ’22: $172MQ2 ’22: $82MQ3 ’22: $82MQ3 ’22Q4 ’22: $79MQ1 ’23: $85MQ2 ’23: $81MQ2 ’23Q3 ’23: $73Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 59.8%ETP: 18.7%Other: 11.1%ADR: 5.8%REIT: 4.6%
  • Common Stock · 59.8% · $44M
  • ETP · 18.7% · $14M
  • Other · 11.1% · $8M
  • ADR · 5.8% · $4M
  • REIT · 4.6% · $3M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
DIASPDR DOW JONES INDL AVRG ETFNEW+50.0K50.0K+$13M$13M
GOOGLALPHABET INCNEW+1.0K1.0K+$1M$1M
EAELECTRONIC ARTS INCNEW+10.0K10.0K+$1M$1M
AAPLAPPLE INCNEW+5.0K5.0K+$990,000$990,000
ALGNALIGN TECHNOLOGY INCNEW+3.0K3.0K+$821,000$821,000
EIGER BIOPHARMACEUTICALS INCNEW+69.1K69.1K+$732,000$732,000
KNKNOWLES CORPNEW+40.0K40.0K+$732,000$732,000
HOGHARLEY DAVIDSON INCNEW+20.0K20.0K+$717,000$717,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2019

61 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AWKAMERICAN WTR WKS CO INC NEWhistory →COM8.11%$6M51.6K
2APPSDIGITAL TURBINE INChistory →COM NEW5.65%$4M833.7K
3VICRVICOR CORPhistory →COM5.47%$4M129.9K
4AMTAMERICAN TOWER CORP NEWhistory →COM4.15%$3M15.0K
5BABAALIBABA GROUP HLDG LTDhistory →SPONSORED ADS2.87%$2M12.5K
6HEALTH INS INNOVATIONS INCCOM CL A2.46%$2M70.0K
7FIREEYE INCCOM2.11%$2M105.1K
8DARDARLING INGREDIENTS INChistory →COM2.07%$2M76.7K
9EBIX INCCOM NEW2.04%$2M30.0K
10CPSCOOPER STD HLDGS INChistory →COM1.86%$1M30.0K
11NOKNOKIA CORPhistory →SPONSORED ADR1.73%$1M255.0K
12ACCELERATE DIAGNOSTICS INCCOM1.72%$1M55.5K
13VERTEX ENERGY INCCOM1.70%$1M829.9K
14JPMJPMORGAN CHASE & COhistory →COM1.67%$1M11.0K
15BBBYOVERSTOCK COM INC DELhistory →COM1.66%$1M90.0K
16GOOGLALPHABET INChistory →CAP STK CL A1.47%$1M1.0K
17WESTPORT FUEL SYSTEMS INCCOM NEW1.43%$1M390.0K
18PIIMPINJ INChistory →COM1.39%$1M35.8K
19AAPLAPPLE INChistory →COM1.34%$990,0005.0K
20FS KKR CAPITAL CORPCOM1.29%$954,000160.0K
21BLACKROCK INCCOM1.27%$939,0002.0K
22SPARTAN MTRS INCCOM1.22%$898,00081.9K
23ALGNALIGN TECHNOLOGY INChistory →COM1.11%$821,0003.0K
24AMARIN CORP PLCSPONS ADR NEW1.05%$776,00040.0K
25SOLENO THERAPEUTICS INCCOM NEW1.02%$750,000268.0K
26KNKNOWLES CORPCOM0.99%$732,00040.0K
27EIGER BIOPHARMACEUTICALS INCCOM0.99%$732,00069.1K
28BIDUBAIDU INCSPON ADR REP A0.95%$704,0006.0K
29BFHALLIANCE DATA SYSTEMS CORPCOM0.95%$701,0005.0K
30FSLRFIRST SOLAR INCCOM0.90%$665,00010.1K
31USA TECHNOLOGIES INCCOM NO PAR0.90%$661,00089.0K
32PARATEK PHARMACEUTICALS INCCOM0.89%$658,000165.0K
33ADSKAUTODESK INCCOM0.88%$652,0004.0K
34INCYINCYTE CORPCOM0.86%$637,0007.5K
35AIRGAIRGAIN INCCOM0.80%$587,00041.5K
36DERMIRA INCCOM0.78%$574,00060.0K
37FLEX LTDORD0.78%$574,00060.0K
38STTSTATE STR CORPCOM0.76%$561,00010.0K
39IEIISHARES TR3 7 YR TREAS BD0.72%$530,0004.2K
40ATARA BIOTHERAPEUTICS INCCOM0.68%$503,00025.0K
41CLDRCLOUDERA INCCOM0.57%$421,00080.0K
42COHERENT INCCOM0.55%$409,0003.0K
43MAXAR TECHNOLOGIES INCCOM0.50%$370,00047.4K
44AAALCOA CORPCOM0.49%$361,00015.4K
45RUMBLEON INCCL B0.48%$358,00080.0K
46MOTUS GI HLDGS INCCOM0.44%$327,000107.9K
47PSTLPOSTAL REALTY TRUST INCCL A0.43%$315,00020.0K
48OKTAOKTA INCCL A0.42%$309,0002.5K
49CONTRAFECT CORPCOM0.40%$295,000578.5K
50TNDMTANDEM DIABETES CARE INCCOM NEW0.40%$293,0004.5K
51RHRHCOM0.39%$289,0002.5K
52BIOHAVEN PHARMACTL HLDG CO LCOM0.39%$285,0006.5K
53ABIOMED INCCOM0.35%$260,0001.0K
54PRIMO WTR CORPCOM0.30%$218,00017.7K
55CLNECLEAN ENERGY FUELS CORPCOM0.25%$187,00070.0K
56BRIGHT SCHOLAR ED HLDGS LTDSPONSORED ADS0.23%$173,00019.1K
57BIOLASE INCCOM NEW0.23%$171,000116.4K
58AAOIAPPLIED OPTOELECTRONICS INCCOM0.18%$132,00012.8K
59BRSLINTERNATIONAL GAME TECHNOLOGSHS USD0.18%$130,00010.0K
60LJPCLA JOLLA PHARMACEUTICAL COCOM PAR $.0001 20.15%$109,00011.8K
61GSMFERROGLOBE PLCSHS0.08%$56,00033.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2023$73M55Oct 24, 202313F-HRchanges · EDGAR ↗
Q2 2023$81M57Jul 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$85M50Apr 20, 202313F-HRchanges · EDGAR ↗
Q4 2022$79M56Jan 27, 202313F-HRchanges · EDGAR ↗
Q3 2022$82M54Oct 25, 202213F-HRchanges · EDGAR ↗
Q2 2022$82M54Jul 13, 202213F-HRchanges · EDGAR ↗
Q1 2022$172M55Apr 21, 202213F-HRchanges · EDGAR ↗
Q4 2021$150M51Jan 31, 202213F-HRchanges · EDGAR ↗
Q3 2021$137M63Oct 26, 202113F-HRchanges · EDGAR ↗
Q2 2021$145M64Jul 30, 202113F-HRchanges · EDGAR ↗
Q1 2021$193M63May 3, 202113F-HRchanges · EDGAR ↗
Q4 2020$121M52Feb 10, 202113F-HRchanges · EDGAR ↗
Q3 2020$98M58Oct 20, 202013F-HRchanges · EDGAR ↗
Q2 2020$92M54Aug 12, 202013F-HRchanges · EDGAR ↗
Q1 2020$56M65May 6, 202013F-HRchanges · EDGAR ↗
Q4 2019$60M61Feb 20, 202013F-HRchanges · EDGAR ↗
Q3 2019$100M67Nov 1, 201913F-HRchanges · EDGAR ↗
Q2 2019$74M65Jul 31, 201913F-HRchanges · EDGAR ↗
Q1 2019$53M55Apr 23, 201913F-HRchanges · EDGAR ↗
Q4 2018$44M48Feb 4, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.