SEC 13F Intelligence

Managers / Q1 2019 · view latest →

Trellus Management Company, LLC

CIK 0001307877 · 1615 S. CONGRESS AVE, SUITE 103, DELRAY BEACH, FL, 33445 · 646-561-2622

Reported Value
$53M
Q1 2019
Positions
55
Filings on Record
19
2019–present window
Filed
Apr 23, 2019
original filing

Summary

Trellus Management Company, LLC reported $53M in U.S.-listed holdings across 55 positions for Q1 2019.

Its largest position, AWK, represents 10.2% of the portfolio.

Portfolio Metrics

Top-10 Concentration
+49.8%
share of reported value
Largest Position
+10.2%
American Wtr Wks

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $53MQ1 ’19Q2 ’19: $74MQ3 ’19: $100MQ4 ’19: $60MQ4 ’19Q1 ’20: $56MQ2 ’20: $92MQ3 ’20: $98MQ3 ’20Q4 ’20: $121MQ1 ’21: $193MQ2 ’21: $145MQ2 ’21Q3 ’21: $137MQ4 ’21: $150MQ1 ’22: $172MQ1 ’22Q2 ’22: $82MQ3 ’22: $82MQ4 ’22: $79MQ4 ’22Q1 ’23: $85MQ2 ’23: $81MQ3 ’23: $73MQ3 ’23filingsflow.com

Portfolio Composition

By security type
Common Stock: 70.8%Other: 11.9%ADR: 8.7%REIT: 5.6%ETP: 3.0%
  • Common Stock · 70.8% · $37M
  • Other · 11.9% · $6M
  • ADR · 8.7% · $5M
  • REIT · 5.6% · $3M
  • ETP · 3.0% · $2M

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
AWKAMERICAN WTR WKS CO INC NEWNEW+51.6K51.6K+$5M$5M
VICRVICOR CORPNEW+129.9K129.9K+$4M$4M
APPSDIGITAL TURBINE INCNEW+867.7K867.7K+$3M$3M
AMTAMERICAN TOWER CORP NEWNEW+15.0K15.0K+$3M$3M
BABAALIBABA GROUP HLDG LTDNEW+12.5K12.5K+$2M$2M
FIREEYE INCNEW+105.1K105.1K+$2M$2M
SPOTSPOTIFY TECHNOLOGY S ANEW+12.5K12.5K+$2M$2M
FDXFEDEX CORPNEW+9.2K9.2K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2019

55 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AWKAMERICAN WTR WKS CO INC NEWhistory →COM10.25%$5M51.6K
2VICRVICOR CORPhistory →COM7.68%$4M129.9K
3APPSDIGITAL TURBINE INChistory →COM NEW5.78%$3M867.7K
4AMTAMERICAN TOWER CORP NEWhistory →COM5.63%$3M15.0K
5BABAALIBABA GROUP HLDG LTDhistory →SPONSORED ADS4.34%$2M12.5K
6FIREEYE INCCOM3.36%$2M105.1K
7SPOTSPOTIFY TECHNOLOGY S Ahistory →SHS3.30%$2M12.5K
8FDXFEDEX CORPhistory →COM3.18%$2M9.2K
9DARDARLING INGREDIENTS INChistory →COM3.16%$2M76.7K
10HEALTH INS INNOVATIONS INCCOM CL A3.09%$2M60.5K
11ACCELERATE DIAGNOSTICS INCCOM3.05%$2M76.2K
12PLANTRONICS INC NEWCOM2.86%$1M32.5K
13VERTEX ENERGY INCCOM2.56%$1M829.9K
14NOKNOKIA CORPhistory →SPONSORED ADR2.45%$1M225.0K
15CPSCOOPER STD HLDGS INChistory →COM2.24%$1M25.0K
16JPMJPMORGAN CHASE & COhistory →COM2.12%$1M11.0K
17VANECK VECTORS ETF TRRUSSIA ETF1.96%$1M50.0K
18BIDUBAIDU INChistory →SPON ADR REP A1.88%$989,0006.0K
19DYDYCOM INDS INChistory →COM1.75%$919,00020.0K
20AAALCOA CORPhistory →COM1.66%$873,00031.0K
21BLACKROCK INCCOM1.63%$855,0002.0K
22PIIMPINJ INChistory →COM1.46%$768,00045.8K
23FLEX LTDORD1.38%$723,00072.3K
24SPARTAN MTRS INCCOM1.27%$667,00075.6K
25ABIOMED INCCOM1.20%$628,0002.2K
26ADSKAUTODESK INChistory →COM1.19%$623,0004.0K
27AMARIN CORP PLCSPONS ADR NEW1.19%$623,00030.0K
28SMARTSHEET INCCOM CL A1.17%$612,00015.0K
29FS KKR CAPITAL CORPCOM1.15%$605,000100.0K
30WESTPORT FUEL SYSTEMS INCCOM NEW1.15%$605,000390.0K
31PARATEK PHARMACEUTICALS INCCOM1.02%$536,000100.0K
32IEIISHARES TR3 7 YR TREAS BD0.99%$519,0004.2K
33FCXFREEPORT-MCMORAN INCCL B0.98%$516,00040.0K
34SOLENO THERAPEUTICS INCCOM NEW0.94%$496,000240.6K
35NTNXNUTANIX INCCL A0.90%$472,00012.5K
36EBIX INCCOM NEW0.89%$469,0009.5K
37BBBYOVERSTOCK COM INC DELCOM0.79%$416,00025.0K
38USA TECHNOLOGIES INCCOM NO PAR0.70%$369,00089.0K
39COHERENT INCCOM0.67%$354,0002.5K
40EVHEVOLENT HEALTH INCCL A0.60%$315,00025.0K
41OECORION ENGINEERED CARBONS S ACOM0.59%$308,00016.2K
42AIRGAIRGAIN INCCOM0.58%$305,00023.8K
43SRPTSAREPTA THERAPEUTICS INCCOM0.57%$298,0002.5K
44QUIDEL CORPCOM0.56%$295,0004.5K
45RUMBLEON INCCL B0.56%$294,00059.5K
46SGMOQSANGAMO THERAPEUTICS INCCOM0.54%$286,00030.0K
47BIOLASE INCCOM NEW0.53%$277,000116.4K
48CIDARA THERAPEUTICS INCCOM0.47%$249,00094.1K
49OKTAOKTA INCCL A0.39%$207,0002.5K
50DERMIRA INCCOM0.35%$184,00013.6K
51INVESCO EXCHNG TRADED FD TRSHIPPING ETF0.34%$180,00020.5K
52LJPCLA JOLLA PHARMACEUTICAL COCOM PAR $.0001 20.33%$172,00026.8K
53ZIXIZIX CORPCOM0.26%$138,00020.0K
54BBBLACKBERRY LTDCOM0.19%$101,00010.0K
55GSMFERROGLOBE PLCSHS0.13%$68,00033.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2023$73M55Oct 24, 202313F-HRchanges · EDGAR ↗
Q2 2023$81M57Jul 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$85M50Apr 20, 202313F-HRchanges · EDGAR ↗
Q4 2022$79M56Jan 27, 202313F-HRchanges · EDGAR ↗
Q3 2022$82M54Oct 25, 202213F-HRchanges · EDGAR ↗
Q2 2022$82M54Jul 13, 202213F-HRchanges · EDGAR ↗
Q1 2022$172M55Apr 21, 202213F-HRchanges · EDGAR ↗
Q4 2021$150M51Jan 31, 202213F-HRchanges · EDGAR ↗
Q3 2021$137M63Oct 26, 202113F-HRchanges · EDGAR ↗
Q2 2021$145M64Jul 30, 202113F-HRchanges · EDGAR ↗
Q1 2021$193M63May 3, 202113F-HRchanges · EDGAR ↗
Q4 2020$121M52Feb 10, 202113F-HRchanges · EDGAR ↗
Q3 2020$98M58Oct 20, 202013F-HRchanges · EDGAR ↗
Q2 2020$92M54Aug 12, 202013F-HRchanges · EDGAR ↗
Q1 2020$56M65May 6, 202013F-HRchanges · EDGAR ↗
Q4 2019$60M61Feb 20, 202013F-HRchanges · EDGAR ↗
Q3 2019$100M67Nov 1, 201913F-HRchanges · EDGAR ↗
Q2 2019$74M65Jul 31, 201913F-HRchanges · EDGAR ↗
Q1 2019$53M55Apr 23, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.