SEC 13F Intelligence

Managers / Q2 2021 · view latest →

Trellus Management Company, LLC

CIK 0001307877 · 1615 S. CONGRESS AVE, SUITE 103, DELRAY BEACH, FL, 33445 · 646-561-2622

Reported Value
$145M
Q2 2021
Positions
64
Filings on Record
19
2019–present window
Filed
Jul 30, 2021
original filing

Summary

Trellus Management Company, LLC reported $145M in U.S.-listed holdings across 64 positions for Q2 2021.

The portfolio is heavily concentrated: Vertex Energy alone accounts for 20.3% of reported value.

Compared with Q1 2021, the fund opened 22 new positions and exited 20.

Portfolio Metrics

Turnover
+38.1%
vs prior filed quarter
Top-10 Concentration
+52.6%
share of reported value
Largest Position
+20.3%
Vertex Energy
New / Exited
22 / 20
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $53MQ1 ’19Q2 ’19: $74MQ3 ’19: $100MQ4 ’19: $60MQ4 ’19Q1 ’20: $56MQ2 ’20: $92MQ3 ’20: $98MQ3 ’20Q4 ’20: $121MQ1 ’21: $193MQ2 ’21: $145MQ2 ’21Q3 ’21: $137MQ4 ’21: $150MQ1 ’22: $172MQ1 ’22Q2 ’22: $82MQ3 ’22: $82MQ4 ’22: $79MQ4 ’22Q1 ’23: $85MQ2 ’23: $81MQ3 ’23: $73MQ3 ’23filingsflow.com

Portfolio Composition

By security type
Common Stock: 77.0%ETP: 7.8%ADR: 6.7%Other: 5.0%REIT: 3.5%
  • Common Stock · 77.0% · $111M
  • ETP · 7.8% · $11M
  • ADR · 6.7% · $10M
  • Other · 5.0% · $7M
  • REIT · 3.5% · $5M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
GENIGENIUS SPORTS LIMITEDNEW+234.0K234.0K+$4M$4M
BIDUBAIDU INCNEW+15.0K15.0K+$3M$3M
VIPSVIPSHOP HOLDINGS LIMITEDNEW+65.0K65.0K+$1M$1M
WABWABTECNEW+15.0K15.0K+$1M$1M
DOWDOW INCNEW+18.0K18.0K+$1M$1M
GDGENERAL DYNAMICS CORPNEW+5.4K5.4K+$1M$1M
CANTALOUPE INCNEW+85.6K85.6K+$1M$1M
DANIMER SCIENTIFIC INCNEW+40.0K40.0K+$1M$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2021

57 positions (from 58 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VERTEX ENERGY INCCOM20.35%$29M2.23M
2VICRVICOR CORPhistory →COM9.49%$14M129.9K
3AWKAMERICAN WTR WKS CO INC NEWhistory →COM5.49%$8M51.6K
4AMTAMERICAN TOWER CORP NEWhistory →COM3.55%$5M19.0K
5GENIGENIUS SPORTS LIMITEDhistory →SHARES CL A3.03%$4M234.0K
6EBIX INCCOM NEW2.58%$4M110.0K
7ASPNASPEN AEROGELS INChistory →COM2.18%$3M105.6K
8CARPARTS COM INCCOM1.97%$3M140.0K
9CSTMCONSTELLIUM SEhistory →CL A SHS1.96%$3M150.0K
10BABAALIBABA GROUP HLDG LTDhistory →SPONSORED ADS1.96%$3M12.5K
11DISDISNEY WALT COhistory →COM1.60%$2M13.2K
12EIGER BIOPHARMACEUTICALS INCCOM1.44%$2M244.1K
13PIIMPINJ INChistory →COM1.41%$2M39.6K
14RMNIRIMINI STR INC DELhistory →COM1.38%$2M324.0K
15PARATEK PHARMACEUTICALS INCCOM1.34%$2M284.4K
16WESTPORT FUEL SYSTEMS INCCOM NEW1.32%$2M359.3K
17TSMTAIWAN SEMICONDUCTOR MFG LTDhistory →SPONSORED ADS1.24%$2M15.0K
18BLACKROCK INCCOM1.21%$2M2.0K
19ALTERYX INCCOM CL A1.19%$2M20.0K
20LIVEPERSON INCCOM0.94%$1M21.6K
21CPNGCOUPANG INCCL A0.94%$1M32.6K
22VIPSVIPSHOP HOLDINGS LIMITEDSPONSORED ADS A0.90%$1M65.0K
23WABWABTECCOM0.85%$1M15.0K
24ADSKAUTODESK INCCOM0.81%$1M4.0K
25DOWDOW INCCOM0.79%$1M18.0K
26ATARA BIOTHERAPEUTICS INCCOM0.78%$1M73.1K
27FIREEYE INCCOM0.78%$1M55.6K
28METROMILE INCCOM0.73%$1M116.0K
29GDGENERAL DYNAMICS CORPCOM0.70%$1M5.4K
30CANTALOUPE INCCOM0.70%$1M85.6K
31DANIMER SCIENTIFIC INCCOM CL A0.69%$1M40.0K
32AGQPROSHARES TR IIULTRA SILVER NEW0.67%$973,00021.1K
33SNOWSNOWFLAKE INCCL A0.67%$967,0004.0K
34DMTKQDERMTECH INCCOM0.66%$957,00023.0K
35COINCOINBASE GLOBAL INCCOM CL A0.65%$937,0003.7K
36FINTECH ACQUISITION CORP VUNIT 99/99/9999 · COM CL A0.62%$904,00070.9K
37AVAVAEROVIRONMENT INCCOM0.58%$837,0008.4K
38MPMP MATERIALS CORPCOM CL A0.57%$829,00022.5K
39ADAGADAGENE INCADS0.52%$746,00055.0K
40GTY TECHNOLOGY HOLDINGS INCCOM0.50%$722,000101.5K
41CODIAK BIOSCIENCES INCCOM0.48%$700,00037.8K
42DESKTOP METAL INCCOM CL A0.44%$633,00055.0K
43PEGAPEGASYSTEMS INCCOM0.43%$626,0004.5K
44MAPSWM TECHNOLOGY INCCOM0.43%$620,00034.7K
45PRCHPORCH GROUP INCCOM0.40%$580,00030.0K
46DDOGDATADOG INCCL A COM0.36%$520,0005.0K
47LAKESHORE ACQUISITION I CORPUNIT 06/04/20260.35%$511,00050.0K
48CHURCHILL CAPITAL CORP IVCL A0.35%$503,00017.4K
49UBERUBER TECHNOLOGIES INCCOM0.33%$479,0009.6K
50IDNINTELLICHECK INCCOM NEW0.32%$463,00055.3K
51DRAFTKINGS INCCOM CL A0.31%$449,0008.6K
52GEGGREAT ELM GROUP INCCOM NEW0.29%$426,000189.4K
53OPENOPENDOOR TECHNOLOGIES INCCOM0.27%$393,00022.2K
54KRATON CORPCOM0.27%$387,00012.0K
55RTXRAYTHEON TECHNOLOGIES CORPCOM0.26%$375,0004.4K
56VOOVANGUARD INDEX FDSS&P 500 ETF SHS0.16%$236,000600
57GEOGEO GROUP INC NEWCOM0.13%$189,00026.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2023$73M55Oct 24, 202313F-HRchanges · EDGAR ↗
Q2 2023$81M57Jul 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$85M50Apr 20, 202313F-HRchanges · EDGAR ↗
Q4 2022$79M56Jan 27, 202313F-HRchanges · EDGAR ↗
Q3 2022$82M54Oct 25, 202213F-HRchanges · EDGAR ↗
Q2 2022$82M54Jul 13, 202213F-HRchanges · EDGAR ↗
Q1 2022$172M55Apr 21, 202213F-HRchanges · EDGAR ↗
Q4 2021$150M51Jan 31, 202213F-HRchanges · EDGAR ↗
Q3 2021$137M63Oct 26, 202113F-HRchanges · EDGAR ↗
Q2 2021$145M64Jul 30, 202113F-HRchanges · EDGAR ↗
Q1 2021$193M63May 3, 202113F-HRchanges · EDGAR ↗
Q4 2020$121M52Feb 10, 202113F-HRchanges · EDGAR ↗
Q3 2020$98M58Oct 20, 202013F-HRchanges · EDGAR ↗
Q2 2020$92M54Aug 12, 202013F-HRchanges · EDGAR ↗
Q1 2020$56M65May 6, 202013F-HRchanges · EDGAR ↗
Q4 2019$60M61Feb 20, 202013F-HRchanges · EDGAR ↗
Q3 2019$100M67Nov 1, 201913F-HRchanges · EDGAR ↗
Q2 2019$74M65Jul 31, 201913F-HRchanges · EDGAR ↗
Q1 2019$53M55Apr 23, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.