SEC 13F Intelligence

Managers / Q3 2019 · view latest →

Trellus Management Company, LLC

CIK 0001307877 · 1615 S. CONGRESS AVE, SUITE 103, DELRAY BEACH, FL, 33445 · 646-561-2622

Reported Value
$100M
Q3 2019
Positions
67
Filings on Record
19
2019–present window
Filed
Nov 1, 2019
original filing

Summary

Trellus Management Company, LLC reported $100M in U.S.-listed holdings across 67 positions for Q3 2019.

Its largest position, AWK, represents 6.4% of the portfolio.

Compared with Q2 2019, the fund opened 22 new positions and exited 20.

Portfolio Metrics

Turnover
+17.4%
vs prior filed quarter
Top-10 Concentration
+29.0%
share of reported value
Largest Position
+6.4%
American Wtr Wks
New / Exited
22 / 20
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $53MQ1 ’19Q2 ’19: $74MQ3 ’19: $100MQ4 ’19: $60MQ4 ’19Q1 ’20: $56MQ2 ’20: $92MQ3 ’20: $98MQ3 ’20Q4 ’20: $121MQ1 ’21: $193MQ2 ’21: $145MQ2 ’21Q3 ’21: $137MQ4 ’21: $150MQ1 ’22: $172MQ1 ’22Q2 ’22: $82MQ3 ’22: $82MQ4 ’22: $79MQ4 ’22Q1 ’23: $85MQ2 ’23: $81MQ3 ’23: $73MQ3 ’23filingsflow.com

Portfolio Composition

By security type
ETP: 43.2%Common Stock: 37.5%Other: 11.1%ADR: 4.3%REIT: 3.6%MLP: 0.2%
  • ETP · 43.2% · $43M
  • Common Stock · 37.5% · $37M
  • Other · 11.1% · $11M
  • ADR · 4.3% · $4M
  • REIT · 3.6% · $4M
  • MLP · 0.2% · $208,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SPYSPDR S&P 500 ETF TRNEW+30.0K30.0K+$9M$9M
PROSHARES TRNEW+103.0K103.0K+$3M$3M
WIFIBOINGO WIRELESS INCNEW+73.2K73.2K+$813,000$813,000
PRGXPRGX GLOBAL INCNEW+154.6K154.6K+$796,000$796,000
MOALTRIA GROUP INCNEW+15.0K15.0K+$614,000$614,000
SPDR SERIES TRUSTNEW+25.4K25.4K+$568,000$568,000
ATLASSIAN CORP PLCNEW+4.5K4.5K+$566,000$566,000
ROKUROKU INCNEW+5.0K5.0K+$513,000$513,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

64 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AWKAMERICAN WTR WKS CO INC NEWhistory →COM6.43%$6M51.6K
2APPSDIGITAL TURBINE INChistory →COM NEW4.19%$4M647.9K
3VICRVICOR CORPhistory →COM3.85%$4M129.9K
4AMTAMERICAN TOWER CORP NEWhistory →COM3.33%$3M15.0K
5PROSHARES TRULTRAPRO SHORT S2.68%$3M103.0K
6BABAALIBABA GROUP HLDG LTDhistory →SPONSORED ADS2.10%$2M12.5K
7HEALTH INS INNOVATIONS INCCOM CL A1.75%$2M70.0K
8EBIX INCCOM NEW1.69%$2M40.0K
9DARDARLING INGREDIENTS INChistory →COM1.59%$2M82.9K
10FIREEYE INCCOM1.41%$1M105.1K
11NOKNOKIA CORPhistory →SPONSORED ADR1.37%$1M270.0K
12JPMJPMORGAN CHASE & COhistory →COM1.30%$1M11.0K
13CPSCOOPER STD HLDGS INChistory →COM1.23%$1M30.0K
14WESTPORT FUEL SYSTEMS INCCOM NEW1.09%$1M400.0K
15VERTEX ENERGY INCCOM0.95%$946,000829.9K
16FS KKR CAPITAL CORPCOM0.94%$933,000160.0K
17BLACKROCK INCCOM0.89%$891,0002.0K
18BIDUBAIDU INCSPON ADR REP A0.88%$873,0008.5K
19EIGER BIOPHARMACEUTICALS INCCOM0.87%$871,00085.0K
20BBBYOVERSTOCK COM INC DELCOM0.87%$865,00081.7K
21ATARA BIOTHERAPEUTICS INCCOM0.85%$847,00060.0K
22WIFIBOINGO WIRELESS INCCOM0.82%$813,00073.2K
23PARATEK PHARMACEUTICALS INCCOM0.80%$799,000185.0K
24PRGXPRGX GLOBAL INCCOM NEW0.80%$796,000154.6K
25SPARTAN MTRS INCCOM0.64%$637,00046.5K
26ACCELERATE DIAGNOSTICS INCCOM0.62%$622,00033.5K
27MOALTRIA GROUP INCCOM0.62%$614,00015.0K
28ADSKAUTODESK INCCOM0.59%$591,0004.0K
29FSLRFIRST SOLAR INCCOM0.59%$587,00010.1K
30PIIMPINJ INCCOM0.58%$576,00018.7K
31DERMIRA INCCOM0.58%$575,00090.0K
32SPDR SERIES TRUSTS&P OILGAS EXP0.57%$568,00025.4K
33ATLASSIAN CORP PLCCL A0.57%$566,0004.5K
34ROKUROKU INCCOM CL A0.51%$513,0005.0K
35IEIISHARES TR3 7 YR TREAS BD0.51%$509,0004.0K
36FUNSIX FLAGS ENTMT CORP NEWCOM0.51%$508,00010.0K
37AIRGAIRGAIN INCCOM0.49%$488,00041.5K
38SOLENO THERAPEUTICS INCCOM NEW0.45%$446,000297.1K
39DIREXION SHS ETF TRDLY GOLD INDX 3X0.41%$412,00014.8K
40MOTUS GI HLDGS INCCOM0.41%$406,000205.0K
41PAGSPAGSEGURO DIGITAL LTDCOM CL A0.37%$367,0007.9K
42OKTAOKTA INCCL A0.35%$345,0003.5K
43BIOHAVEN PHARMACTL HLDG CO LCOM0.33%$330,0007.9K
44PSTLPOSTAL REALTY TRUST INCCL A0.32%$315,00019.9K
45AAALCOA CORPCOM0.31%$309,00015.4K
46CREDIT SUISSE NASSAU BRH3X LONG GOLD0.31%$305,0002.3K
47AMARIN CORP PLCSPONS ADR NEW0.30%$303,00020.0K
48NFLXNETFLIX INCCOM0.29%$288,0001.1K
49VANECK VECTORS ETF TRRARE EARTH STRAT0.28%$283,00022.4K
50CITIGROUP GLOBAL MKTS HLDGSVLCTYSHS 3X LNG0.28%$275,00026.5K
51MAXAR TECHNOLOGIES INCCOM0.27%$266,00035.0K
52CONSTELLIUM SECL A0.25%$245,00019.3K
53TUESDAY MORNING CORPCOM NEW0.24%$243,000154.6K
54LJPCLA JOLLA PHARMACEUTICAL COCOM PAR $.0001 20.24%$236,00026.8K
55RUMBLEON INCCL B0.23%$231,00080.0K
56PAAPLAINS ALL AMERN PIPELINE LUNIT LTD PARTN0.21%$208,00010.0K
57FCXFREEPORT-MCMORAN INCCL B0.19%$191,00020.0K
58CONTRAFECT CORPCOM0.19%$191,000534.1K
59AKTSQAKOUSTIS TECHNOLOGIES INCCOM0.16%$161,00020.7K
60DBBINVESCO DB MLTI SECTR CMMTYBASE METALS FD0.15%$154,00010.4K
61CLNECLEAN ENERGY FUELS CORPCOM0.15%$145,00070.0K
62LRAD CORPCOM0.12%$117,00035.0K
63GSMFERROGLOBE PLCSHS0.04%$37,00033.0K
64BIOLASE INCCOM NEW0.02%$15,00016.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2023$73M55Oct 24, 202313F-HRchanges · EDGAR ↗
Q2 2023$81M57Jul 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$85M50Apr 20, 202313F-HRchanges · EDGAR ↗
Q4 2022$79M56Jan 27, 202313F-HRchanges · EDGAR ↗
Q3 2022$82M54Oct 25, 202213F-HRchanges · EDGAR ↗
Q2 2022$82M54Jul 13, 202213F-HRchanges · EDGAR ↗
Q1 2022$172M55Apr 21, 202213F-HRchanges · EDGAR ↗
Q4 2021$150M51Jan 31, 202213F-HRchanges · EDGAR ↗
Q3 2021$137M63Oct 26, 202113F-HRchanges · EDGAR ↗
Q2 2021$145M64Jul 30, 202113F-HRchanges · EDGAR ↗
Q1 2021$193M63May 3, 202113F-HRchanges · EDGAR ↗
Q4 2020$121M52Feb 10, 202113F-HRchanges · EDGAR ↗
Q3 2020$98M58Oct 20, 202013F-HRchanges · EDGAR ↗
Q2 2020$92M54Aug 12, 202013F-HRchanges · EDGAR ↗
Q1 2020$56M65May 6, 202013F-HRchanges · EDGAR ↗
Q4 2019$60M61Feb 20, 202013F-HRchanges · EDGAR ↗
Q3 2019$100M67Nov 1, 201913F-HRchanges · EDGAR ↗
Q2 2019$74M65Jul 31, 201913F-HRchanges · EDGAR ↗
Q1 2019$53M55Apr 23, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.