SEC 13F Intelligence

Managers / Q4 2018 · view latest →

Trellus Management Company, LLC

CIK 0001307877 · 1615 S. CONGRESS AVE, SUITE 103, DELRAY BEACH, FL, 33445 · 646-561-2622

Reported Value
$44M
Q4 2018
Positions
48
Filings on Record
20
2019–present window
Filed
Feb 4, 2019
original filing

Summary

Trellus Management Company, LLC reported $44M in U.S.-listed holdings across 48 positions for Q4 2018.

Its largest position, VICR, represents 10.9% of the portfolio.

Portfolio Metrics

Top-10 Concentration
+52.0%
share of reported value
Largest Position
+10.9%
Vicor

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $44MQ4 ’18Q1 ’19: $53MQ2 ’19: $74MQ3 ’19: $100MQ3 ’19Q4 ’19: $60MQ1 ’20: $56MQ2 ’20: $92MQ2 ’20Q3 ’20: $98MQ4 ’20: $121MQ1 ’21: $193MQ1 ’21Q2 ’21: $145MQ3 ’21: $137MQ4 ’21: $150MQ4 ’21Q1 ’22: $172MQ2 ’22: $82MQ3 ’22: $82MQ3 ’22Q4 ’22: $79MQ1 ’23: $85MQ2 ’23: $81MQ2 ’23Q3 ’23: $73Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 71.4%Other: 10.6%ETP: 6.9%ADR: 5.7%REIT: 5.4%
  • Common Stock · 71.4% · $32M
  • Other · 10.6% · $5M
  • ETP · 6.9% · $3M
  • ADR · 5.7% · $3M
  • REIT · 5.4% · $2M

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
VICRVICOR CORPNEW+128.0K128.0K+$5M$5M
AWKAMERICAN WTR WKS CO INC NEWNEW+51.6K51.6K+$5M$5M
AMTAMERICAN TOWER CORP NEWNEW+15.0K15.0K+$2M$2M
ACCELERATE DIAGNOSTICS INCNEW+185.8K185.8K+$2M$2M
SPDR SERIES TRUSTNEW+73.5K73.5K+$2M$2M
BABAALIBABA GROUP HLDG LTDNEW+12.5K12.5K+$2M$2M
FIREEYE INCNEW+105.1K105.1K+$2M$2M
APPSDIGITAL TURBINE INCNEW+899.7K899.7K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2018

45 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VICRVICOR CORPhistory →COM10.93%$5M128.0K
2AWKAMERICAN WTR WKS CO INC NEWhistory →COM10.58%$5M51.6K
3AMTAMERICAN TOWER CORP NEWhistory →COM5.36%$2M15.0K
4BABAALIBABA GROUP HLDG LTDhistory →SPONSORED ADS3.87%$2M12.5K
5FIREEYE INCCOM3.85%$2M105.1K
6APPSDIGITAL TURBINE INChistory →COM NEW3.72%$2M899.7K
7HEALTH INS INNOVATIONS INCCOM CL A3.62%$2M60.0K
8AMZNAMAZON COM INChistory →COM3.39%$2M1.0K
9FDXFEDEX CORPhistory →COM3.35%$1M9.2K
10DARDARLING INGREDIENTS INChistory →COM3.34%$1M76.7K
11ACCELERATE DIAGNOSTICS INCCOM3.24%$1M124.8K
12SPOTSPOTIFY TECHNOLOGY S Ahistory →SHS3.21%$1M12.5K
13MACQUARIE INFRASTRUCTURE CORCOM2.99%$1M36.2K
14JPMJPMORGAN CHASE & COhistory →COM2.43%$1M11.0K
15CPSCOOPER STD HLDGS INChistory →COM2.10%$928,00014.9K
16VERTEX ENERGY INCCOM1.91%$847,000829.9K
17PACBPACIFIC BIOSCIENCES CALIF INhistory →COM1.86%$821,000111.0K
18BIDUBAIDU INChistory →SPON ADR REP A1.79%$793,0005.0K
19BLACKROCK INCCOM1.78%$786,0002.0K
20FDCFIRST DATA CORP NEWhistory →COM CL A1.62%$719,00042.5K
21TLTISHARES TRIBOXX INV CP ETF · 20 YR TR BD ETF1.41%$625,0005.4K
22LKQLKQ CORPhistory →COM1.34%$593,00025.0K
23ADSKAUTODESK INChistory →COM1.16%$514,0004.0K
24SPYSPDR S&P 500 ETF TRhistory →TR UNIT1.13%$500,0002.0K
25RCLROYAL CARIBBEAN CRUISES LTDhistory →COM1.10%$489,0005.0K
26PIIMPINJ INChistory →COM1.08%$477,00032.8K
27PMPHILIP MORRIS INTL INChistory →COM1.06%$467,0007.0K
28USA TECHNOLOGIES INCCOM NO PAR0.97%$428,000110.0K
29WESTPORT FUEL SYSTEMS INCCOM NEW0.95%$421,000316.4K
30NTNXNUTANIX INCCL A0.95%$420,00010.1K
31AAALCOA CORPCOM0.89%$396,00014.9K
32PARATEK PHARMACEUTICALS INCCOM0.82%$365,00071.2K
33AMATAPPLIED MATLS INCCOM0.74%$327,00010.0K
34SPARTAN MTRS INCCOM0.69%$305,00042.1K
35SOLENO THERAPEUTICS INCCOM NEW0.66%$290,000169.4K
36NFLXNETFLIX INCCOM0.61%$268,0001.0K
37COHERENT INCCOM0.60%$264,0002.5K
38PLANTRONICS INC NEWCOM0.55%$244,0007.4K
39CIDARA THERAPEUTICS INCCOM0.50%$221,00094.1K
40SPARK ENERGY INCCL A COM0.47%$208,00028.0K
41AIRGAIRGAIN INCCOM0.43%$192,00019.4K
42CONTRAFECT CORPCOM0.42%$185,000120.7K
43BIOLASE INCCOM NEW0.32%$143,000144.9K
44GSMFERROGLOBE PLCSHS0.12%$52,00033.0K
45AK STL HLDG CORPCOM0.09%$39,00017.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2023$73M55Oct 24, 202313F-HRchanges · EDGAR ↗
Q2 2023$81M57Jul 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$85M50Apr 20, 202313F-HRchanges · EDGAR ↗
Q4 2022$79M56Jan 27, 202313F-HRchanges · EDGAR ↗
Q3 2022$82M54Oct 25, 202213F-HRchanges · EDGAR ↗
Q2 2022$82M54Jul 13, 202213F-HRchanges · EDGAR ↗
Q1 2022$172M55Apr 21, 202213F-HRchanges · EDGAR ↗
Q4 2021$150M51Jan 31, 202213F-HRchanges · EDGAR ↗
Q3 2021$137M63Oct 26, 202113F-HRchanges · EDGAR ↗
Q2 2021$145M64Jul 30, 202113F-HRchanges · EDGAR ↗
Q1 2021$193M63May 3, 202113F-HRchanges · EDGAR ↗
Q4 2020$121M52Feb 10, 202113F-HRchanges · EDGAR ↗
Q3 2020$98M58Oct 20, 202013F-HRchanges · EDGAR ↗
Q2 2020$92M54Aug 12, 202013F-HRchanges · EDGAR ↗
Q1 2020$56M65May 6, 202013F-HRchanges · EDGAR ↗
Q4 2019$60M61Feb 20, 202013F-HRchanges · EDGAR ↗
Q3 2019$100M67Nov 1, 201913F-HRchanges · EDGAR ↗
Q2 2019$74M65Jul 31, 201913F-HRchanges · EDGAR ↗
Q1 2019$53M55Apr 23, 201913F-HRchanges · EDGAR ↗
Q4 2018$44M48Feb 4, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.