SEC 13F Intelligence

Managers / Q3 2020 · view latest →

PRECEPT MANAGEMENT LLC

CIK 0001135631 · 200 CRESCENT COURT, SUITE 1450, DALLAS, TX, 75201 · 214-880-7444

Reported Value
$408M
Q3 2020
Positions
66
Filings on Record
20
2019–present window
Filed
Nov 16, 2020
original filing

Summary

Precept Management LLC reported $408M in U.S.-listed holdings across 66 positions for Q3 2020.

Its largest position, CRM, represents 6.2% of the portfolio.

Compared with Q2 2020, the fund opened 9 new positions and exited 23.

Portfolio Metrics

Turnover
+35.9%
vs prior filed quarter
Top-10 Concentration
+32.3%
share of reported value
Largest Position
+6.2%
Salesforce Com
New / Exited
9 / 23
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $256MQ4 ’18Q1 ’19: $222MQ2 ’19: $319MQ3 ’19: $166MQ3 ’19Q4 ’19: $208MQ1 ’20: $807MQ2 ’20: $523MQ2 ’20Q3 ’20: $408MQ4 ’20: $247MQ1 ’21: $147MQ1 ’21Q2 ’21: $238MQ3 ’21: $214MQ4 ’21: $254MQ4 ’21Q1 ’22: $95MQ2 ’22: $45MQ3 ’22: $14MQ3 ’22Q4 ’22: $34MQ1 ’23: $82MQ2 ’23: $74MQ2 ’23Q3 ’23: $126Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 87.3%ETP: 7.0%MLP: 2.9%REIT: 1.9%Other: 0.9%
  • Common Stock · 87.3% · $356M
  • ETP · 7.0% · $29M
  • MLP · 2.9% · $12M
  • REIT · 1.9% · $8M
  • Other · 0.9% · $4M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
GNRCGENERAC HLDGS INCNEW+24.0K24.0K+$5M$5M
PURPLE INNOVATION INCNEW+140.0K140.0K+$3M$3M
MCFTMASTERCRAFT BOAT HLDGS INCNEW+75.0K75.0K+$1M$1M
GMEGAMESTOP CORP NEWNEW+127.0K127.0K+$1M$1M
LHC GROUP INCNEW+4.7K4.7K+$999,000$999,000
FTHMFATHOM HOLDINGS INCNEW+50.0K50.0K+$787,000$787,000
PFSIPENNYMAC FINL SVCS INC NEWNEW+11.0K11.0K+$639,000$639,000
HROWHARROW HEALTH INCNEW+84.3K84.3K+$471,000$471,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

48 positions
#IssuerClass% PortfolioValueShares
1CRMSALESFORCE COM INChistory →COM6.23%$25M101.0K
2CHARLES RIV LABS INTL INCCOM4.72%$19M85.0K
3NOWSERVICENOW INChistory →COM4.40%$18M37.0K
4AMZNAMAZON COM INChistory →COM3.86%$16M5.0K
5EPDENTERPRISE PRODS PARTNERS Lhistory →COM2.86%$12M737.6K
6MSFTMICROSOFT CORPhistory →COM2.74%$11M53.0K
7AMDADVANCED MICRO DEVICES INChistory →COM2.01%$8M100.0K
8UPLAND SOFTWARE INCCOM1.98%$8M214.2K
9HEIHEICO CORP NEWhistory →COM1.81%$7M70.6K
10TYLTYLER TECHNOLOGIES INChistory →COM1.67%$7M19.5K
11FIVNFIVE9 INChistory →COM1.59%$6M50.0K
12STMPSTAMPS COM INChistory →COM NEW1.18%$5M20.0K
13GNRCGENERAC HLDGS INChistory →COM1.14%$5M24.0K
14TFF PHARMACEUTICALS INCCOM1.07%$4M235.3K
15GLUUGLU MOBILE INChistory →COM1.05%$4M560.0K
16FISVFISERV INChistory →COM1.01%$4M40.0K
17NFLXNETFLIX INCCOM0.98%$4M8.0K
18NXRTNEXPOINT RESIDENTIAL TR INCCOM0.91%$4M84.0K
19APTOSE BIOSCIENCES INCCOM NEW0.88%$4M596.2K
20BJBJS WHSL CLUB HLDGS INCCOM0.86%$3M84.0K
21LGIHLGI HOMES INCCOM0.86%$3M30.0K
22XIFRNEXTERA ENERGY PARTNERS LPCOM UNIT PART IN0.75%$3M51.0K
23FISFIDELITY NATL INFORMATION SVCOM0.72%$3M20.0K
24LOPEGRAND CANYON ED INCCOM0.59%$2M30.0K
25CUE BIOPHARMA INCCOM0.55%$2M150.0K
26REATA PHARMACEUTICALS INCCL A0.50%$2M21.0K
27BKNGBOOKING HOLDINGS INCCOM0.44%$2M1.1K
28CCICROWN CASTLE INTL CORP NEWCOM0.37%$1M9.0K
29PURPLE INNOVATION INCCOM0.37%$1M60.0K
30AMTAMERICAN TOWER CORP NEWCOM0.36%$1M6.0K
31CYRXCRYOPORT INCCOM PAR $0.0010.35%$1M30.5K
32MCFTMASTERCRAFT BOAT HLDGS INCCOM0.32%$1M75.0K
33GMEGAMESTOP CORP NEWCL A0.32%$1M127.0K
34QUREUNIQURE NVSHS0.27%$1M30.0K
35NOCNORTHROP GRUMMAN CORPCOM0.27%$1M3.5K
36LHC GROUP INCCOM0.25%$999,0004.7K
37NREFNEXPOINT REAL ESTATE FIN INCCOM0.22%$881,00060.0K
38FTHMFATHOM HOLDINGS INCCOM0.19%$787,00050.0K
39PFSIPENNYMAC FINL SVCS INC NEWCOM0.16%$639,00011.0K
40SWBISMITH & WESSON BRANDS INCCOM0.15%$621,00040.0K
41WDWALKER & DUNLOP INCCOM0.12%$504,0009.5K
42RILYB. RILEY FINANCIAL INCCOM0.12%$501,00020.0K
43HROWHARROW HEALTH INCCOM0.12%$471,00084.3K
44USACUSA COMPRESSION PARTNERS LPCOMUNIT LTDPAR0.09%$370,00037.0K
45SYKSTRYKER CORPORATIONCOM0.05%$208,0001.0K
46AKTSQAKOUSTIS TECHNOLOGIES INCCOM0.04%$163,00020.0K
47SCIPLAY CORPCL A0.00%$16,0001.0K
48BACBK OF AMERICA CORPCOM0.00%$2,000100

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2023$126M28Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$74M27Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$82M26May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$34M14Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$14M22Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$45M24Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$95M46May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$254M55Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$214M82Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$238M72Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$147M48May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$247M52Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$408M66Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$523M89Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$807M125May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$208M64Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$166M54Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$319M70Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$222M52May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$256M37Feb 14, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • Precept Capital Management, L.P.028-17846

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.