SEC 13F Intelligence

TFF PHARMACEUTICALS INC

CUSIP 87241J104

Tff Pharmaceuticals Inc has 35 institutional holders in Filings Flow’s 13F database, together reporting 6.01M shares worth $5M as of Q4 2022. The largest reported holders are Carlson Capital, L.P., Aigh Capital Management LLC, and Worth Venture Partners, LLC.

Institutional Holders
35
Q4 2022
Reported Value
$5M
Ticker
unmapped
private placement or foreign
Quarters Tracked
3

Ownership Trend

Institutional holders
Q2 ’21: 51Q2 ’21Q4 ’21: 41Q4 ’21Q4 ’22: 35Q4 ’22filingsflow.com
Total reported value
Q2 ’21: $44MQ2 ’21Q4 ’21: $30MQ4 ’21Q4 ’22: $5MQ4 ’22filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
AIGH Capital Management LLC$733M AUM0.44%$929,3322.66MQ3 2023OLDER
Carlson Capital, L.P.$318M AUM0.13%$2M4.88MQ3 2023OLDER
GAGNON SECURITIES LLC$433M AUM0.01%$56,897162.6KQ3 2023OLDER
DRW Securities, LLC$7.2B AUM0.01%$3501.00MQ3 2023OLDER
Westside Investment Management, Inc.$653M AUM0.00%$15,26343.6KQ3 2023OLDER
THOMPSON DAVIS & CO., INC.$150M AUM0.00%$3,50010.0KQ3 2023OLDER
UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO$687M AUM0.00%$7,72322.1KQ2 2024
PRINCETON CAPITAL MANAGEMENT LLC$367M AUM0.00%$6,35618.2KQ3 2023OLDER
Fermata Advisors, LLC$495M AUM0.00%$8,41524.0KQ3 2023OLDER
ORG Partners LLC$568M AUM0.00%$6,47518.5KQ3 2023OLDER
Sigma Planning Corp$3.6B AUM0.00%$50,768145.1KQ3 2023OLDER
Quantum Private Wealth, LLC$324M AUM0.00%$3,87911.1KQ3 2023OLDER
XTX Topco Ltd$5.8B AUM0.00%$7,66021.9KQ3 2023OLDER
NFSG Corp$608M AUM0.00%$2,1886.3KQ3 2023OLDER
Meridian Wealth Advisors, LLC$756M AUM0.00%$4,05211.6KQ3 2023OLDER
NATIONS FINANCIAL GROUP INC, /IA/ /ADV$1.9B AUM0.00%$4,37512.5KQ3 2023OLDER
RBC Europe Ltd$2.4B AUM0.00%$5,597725Q3 2023OLDER
Venturi Wealth Management, LLC$2.2B AUM0.00%$2,8968.3KQ3 2023OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$4,85813.9KQ3 2023OLDER
RENAISSANCE TECHNOLOGIES LLC$63.9B AUM0.00%$54155.5KQ3 2023OLDER
Corient Private Wealth LLC$69.9B AUM0.00%$6,65019.0KQ3 2023OLDER
MILLENNIUM MANAGEMENT LLC$240.3B AUM0.00%$25,03171.5KQ3 2023OLDER
HM PAYSON & CO$6.9B AUM0.00%$5251.5KQ3 2023OLDER
UBS Group AG$666.3B AUM0.00%$32,10291.7KQ3 2023OLDER
GEODE CAPITAL MANAGEMENT, LLC$1.61T AUM0.00%$88,807253.6KQ3 2023OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$410.0KQ3 2023OLDER
NORTHERN TRUST CORP$756.6B AUM0.00%$17,23349.2KQ3 2023OLDER
GROUP ONE TRADING LLC$52.2B AUM0.00%$4831.4KQ3 2023OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$5,77716.5KQ3 2023OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$3501.0KQ3 2023OLDER
Qube Research & Technologies Ltd$89.9B AUM$01Q3 2023OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.