SEC 13F Intelligence

Managers / Q1 2026

THOMPSON DAVIS & CO., INC.

CIK 0001017284 · 9030 STONY POINT PKWY, STE 100, 16TH FLOOR, RICHMOND, VA, 23235 · 804-644-6380

Reported Value
$150M
Q1 2026
Positions
141
Filings on Record
20
2019–present window
Filed
Apr 16, 2026
original filing

Summary

Thompson Davis & Co., Inc. reported $150M in U.S.-listed holdings across 141 positions for Q1 2026.

The portfolio is heavily concentrated: SMID alone accounts for 40.0% of reported value.

Compared with Q4 2025, the fund opened 29 new positions and exited 45.

Portfolio Metrics

Turnover
+7.0%
vs prior filed quarter
Top-10 Concentration
+59.7%
share of reported value
Largest Position
+40.0%
Smith Midland
New / Exited
29 / 45
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’21: $120MQ4 ’21Q1 ’22: $82MQ2 ’22: $61MQ3 ’22: $74MQ3 ’22Q4 ’22: $70MQ1 ’23: $77MQ2 ’23: $88MQ2 ’23Q3 ’23: $81MQ4 ’23: $118MQ1 ’24: $148MQ1 ’24Q2 ’24: $115MQ3 ’24: $135MQ4 ’24: $155MQ4 ’24Q1 ’25: $127MQ2 ’25: $147MQ3 ’25: $162MQ3 ’25Q4 ’25: $167MQ1 ’26: $150Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 76.4%ETP: 20.6%Other: 2.5%ADR: 0.5%MLP: 0.1%
  • Common Stock · 76.4% · $115M
  • ETP · 20.6% · $31M
  • Other · 2.5% · $4M
  • ADR · 0.5% · $702,208
  • MLP · 0.1% · $194,930

Quarter-over-Quarter Changes full breakdown →

vs Q4 2025 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SPDR INDEX SHS FDSNEW+7.3K7.3K+$548,825$548,825
ISHARES INCNEW+5.0K5.0K+$398,849$398,849
SNDKSANDISK CORPNEW+545545+$346,260$346,260
SSGA ACTIVE ETF TRNEW+9.1K9.1K+$329,036$329,036
AAOIAPPLIED OPTOELECTRONICS INCNEW+3.7K3.7K+$309,515$309,515
FTKFLOTEK INDUSTRIES INCNEW+16.1K16.1K+$272,369$272,369
VSATVIASAT INCNEW+5.3K5.3K+$240,450$240,450
BWXTBWX TECHNOLOGIES INCNEW+1.1K1.1K+$235,164$235,164

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2026

40 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SMIDSMITH MIDLAND CORPhistory →COM39.96%$60M1.84M
2CSLCARLISLE COS INChistory →COM6.45%$10M29.0K
3SPDR SERIES TRUSTSTATE STREET SPD3.76%$6M127.3K
4VTVVANGUARD INDEX FDSS&P 500 ETF SHS · VALUE ETF · GROWTH ETF · SMALL CP ETF3.32%$5M13.7K
5DOVDOVER CORPhistory →COM2.91%$4M20.9K
6J P MORGAN EXCHANGE TRADED FULTRA SHRT ETF · ULTRA SHT MUNCPL2.19%$3M64.8K
7FIXCOMFORT SYS USA INChistory →COM1.67%$2M1.8K
8SHWSHERWIN WILLIAMS COhistory →COM1.60%$2M7.5K
9VANGUARD SPECIALIZED FUNDSDIV APP ETF1.37%$2M9.6K
10CHUBB LTD SWITZCOM1.31%$2M6.0K
11GEVGE VERNOVA INChistory →COM1.23%$2M2.1K
12VANGUARD WORLD FDESG US STK ETF · ESG INTL STK ETF1.06%$2M17.6K
13NVDANVIDIA CORPORATIONhistory →COM1.03%$2M8.9K
14GOOGALPHABET INCCAP STK CL C · CAP STK CL A1.03%$2M5.4K
15PRNPROFOUND MED CORPCOM NEW0.93%$1M215.8K
16COSTCOSTCO WHOLESALE CORPORATIONCOM0.87%$1M1.3K
17FEIMFREQUENCY ELECTRS INCCOM0.84%$1M28.6K
18XLCSELECT SECTOR SPDR TRSTATE STREET CON · STATE STREET COM0.80%$1M10.9K
19AAPLAPPLE INCCOM0.76%$1M4.5K
20GQ9SPDR GOLD TRGOLD SHS0.76%$1M2.6K
21LLYELI LILLY & COCOM0.74%$1M1.2K
22VANECK ETF TRUSTSEMICONDUCTR ETF0.70%$1M2.8K
23WGSGENEDX HOLDINGS CORPCOM CL A0.67%$1M15.6K
24GE AEROSPACECOM NEW0.65%$977,3043.4K
25TJXTJX COS INC NEWCOM0.65%$976,5666.1K
26OUNZVANECK MERK GOLD ETFGOLD SHS0.60%$898,74819.9K
27MKLMARKEL GROUP INCCOM0.60%$893,871467
28DYDYCOM INDS INCCOM0.59%$882,2872.6K
29KEYSKEYSIGHT TECHNOLOGIES INCCOM0.59%$878,1713.1K
30BWBABCOCK & WILCOX ENTERPRISESCOM0.55%$822,12656.0K
31WMTWALMART INCCOM0.51%$764,7226.2K
32METAMETA PLATFORMS INCCL A0.50%$752,9231.3K
33TSLATESLA INCCOM0.45%$678,4441.8K
34MSFTMICROSOFT CORPCOM0.45%$669,6381.8K
35PLPLANET LABS PBCCOM CL A0.43%$644,24823.1K
36LPZBLIGHTPATH TECHNOLOGIES INCCOM CL A0.42%$631,89063.0K
37TPCTUTOR PERINI CORPCOM0.42%$627,3028.1K
38EMEEMCOR GROUP INCCOM0.37%$553,733750
39SPDR INDEX SHS FDSSTATE STREET SPD0.37%$548,8257.3K
40SCHWAB STRATEGIC TRUS DIVIDEND EQ0.35%$526,54617.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$150M141Apr 16, 202613F-HRchanges · EDGAR ↗
Q4 2025$167M157Jan 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$162M148Nov 5, 202513F-HRchanges · EDGAR ↗
Q2 2025$147M139Aug 20, 2025RESTATEMENTchanges · EDGAR ↗
Q1 2025$127M125May 13, 202513F-HRchanges · EDGAR ↗
Q4 2024$155M131Feb 3, 202513F-HRchanges · EDGAR ↗
Q3 2024$135M126Nov 8, 202413F-HRchanges · EDGAR ↗
Q2 2024$115M114Jul 23, 202413F-HRchanges · EDGAR ↗
Q1 2024$148M119May 2, 202413F-HRchanges · EDGAR ↗
Q4 2023$118M106Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$81M114Nov 9, 202313F-HRchanges · EDGAR ↗
Q2 2023$88M121Jul 13, 202313F-HRchanges · EDGAR ↗
Q1 2023$77M103May 10, 202313F-HRchanges · EDGAR ↗
Q4 2022$70M100Feb 6, 202313F-HRchanges · EDGAR ↗
Q3 2022$74M88Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$61M99Aug 4, 2022RESTATEMENTchanges · EDGAR ↗
Q1 2022$82M102May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$120M124Feb 14, 202213F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.