SEC 13F Intelligence

FTKFLOTEK INDUSTRIES INC

CUSIP 343389409 · Yahoo Finance ↗ · Google Finance ↗

Flotek Industries Inc (FTK) has 3 institutional holders in Filings Flow’s 13F database, together reporting 11.41M shares worth $188M as of Q1 2026. The largest reported holders are Masters Capital Management LLC, Driehaus Capital Management LLC, and Royce & Associates LP.

Institutional Holders
3
Q1 2026
Reported Value
$4M
Ticker
FTK
Quarters Tracked
3

Ownership Trend

Institutional holders
Q4 ’25: 100Q4 ’25Q1 ’26: 104Q1 ’26Q2 ’26: 3Q2 ’26filingsflow.com
Total reported value
Q4 ’25: $189MQ4 ’25Q1 ’26: $188MQ1 ’26Q2 ’26: $4MQ2 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Simcoe Capital LLC$109M AUM2.98%$3M191.6KQ1 2026OLDER
S SQUARED TECHNOLOGY, LLC$264M AUM1.95%$5M303.7KQ1 2026OLDER
EVR Research LP$250M AUM1.22%$2M140.0KQ3 2025OLDER
Manatuck Hill Partners, LLC$370M AUM1.05%$4M229.0KQ1 2026OLDER
BARD ASSOCIATES INC$398M AUM0.81%$3M190.6KQ1 2026OLDER
MASTERS CAPITAL MANAGEMENT LLC$3.0B AUM0.61%$18M1.09MQ1 2026OLDER
nVerses Capital, LLC$110M AUM0.44%$198,17911.5KQ4 2025OLDER
Hollow Brook Wealth Management LLC$392M AUM0.40%$2M92.1KQ1 2026OLDER
Precision Wealth Strategies, LLC$301M AUM0.21%$657,40945.0KQ3 2025OLDER
Divisadero Street Capital Management, LP$2.4B AUM0.19%$5M269.3KQ1 2026OLDER
THOMPSON DAVIS & CO., INC.$150M AUM0.18%$272,36916.1KQ1 2026OLDER
NAVELLIER & ASSOCIATES INC$960M AUM0.15%$1M86.4KQ1 2026OLDER
SYMMETRY PEAK MANAGEMENT LLC$359M AUM0.14%$509,10030.0KQ1 2026OLDER
ROYCE & ASSOCIATES LP$10.1B AUM0.14%$14M838.1KQ1 2026OLDER
Informed Momentum Co LLC$866M AUM0.12%$1M63.8KQ1 2026OLDER
DRIEHAUS CAPITAL MANAGEMENT LLC$13.6B AUM0.12%$16M968.7KQ1 2026OLDER
AXQ CAPITAL, LP$777M AUM0.10%$267,74918.3KQ3 2025OLDER
FIRST FINANCIAL BANKSHARES INC$5.0B AUM0.10%$5M290.0KQ4 2025OLDER
Round Rock Advisors LLC$654M AUM0.07%$455,66126.9KQ1 2026OLDER
Segment Wealth Management, LLC$1.7B AUM0.06%$1M61.4KQ1 2026OLDER
Turtle Creek Wealth Advisors, LLC$1.3B AUM0.05%$669,11039.4KQ1 2026OLDER
Aristides Capital LLC$462M AUM0.05%$212,78712.5KQ1 2026OLDER
KENNEDY CAPITAL MANAGEMENT LLC$4.7B AUM0.05%$2M140.9KQ3 2025OLDER
Dynamic Technology Lab Private Ltd$615M AUM0.04%$257,75715.2KQ1 2026OLDER
Delta Investment Management, LLC$559M AUM0.04%$220,61013.0KQ1 2026OLDER
Caitong International Asset Management Co., Ltd$541M AUM0.04%$14,042815Q4 2025OLDER
NEEDHAM INVESTMENT MANAGEMENT LLC$2.0B AUM0.03%$678,80040.0KQ1 2026OLDER
OCCUDO QUANTITATIVE STRATEGIES LP$1.8B AUM0.03%$245,74716.8KQ3 2025OLDER
CenterBook Partners LP$1.9B AUM0.03%$483,10228.5KQ1 2026OLDER
Numerai GP LLC$997M AUM0.02%$233,96513.8KQ1 2026OLDER
KORNITZER CAPITAL MANAGEMENT INC /KS$4.6B AUM0.02%$875,75451.6KQ1 2026OLDER
SUMMIT SECURITIES GROUP LLC$810M AUM0.02%$80,8995.5KQ3 2025OLDER
RITHOLTZ WEALTH MANAGEMENT$5.8B AUM0.01%$834,94149.2KQ1 2026OLDER
MANGROVE PARTNERS IM, LLC$1.2B AUM0.01%$177,03810.3KQ4 2025OLDER
Quantbot Technologies LP$2.4B AUM0.01%$350,99120.7KQ1 2026OLDER
Quarry LP$558M AUM0.01%$56,2833.9KQ3 2025OLDER
Cubist Systematic Strategies, LLC$21.0B AUM0.01%$2M133.2KQ3 2025OLDER
Hillsdale Investment Management Inc.$3.7B AUM0.01%$286,16019.6KQ3 2025OLDER
Aquatic Capital Management LLC$3.5B AUM0.01%$264,27415.3KQ4 2025OLDER
Graham Capital Management, L.P.$4.1B AUM0.01%$294,87117.4KQ1 2026OLDER
Asset Management One Co., Ltd.$33.9B AUM0.01%$2M140.3KQ1 2026OLDER
XTX Topco Ltd$5.8B AUM0.01%$396,87723.4KQ1 2026OLDER
O'SHAUGHNESSY ASSET MANAGEMENT, LLC$20.1B AUM0.01%$1M79.3KQ1 2026OLDER
State of Wyoming$844M AUM0.01%$57,1303.9KQ3 2025OLDER
BRIDGEWAY CAPITAL MANAGEMENT, LLC$5.0B AUM0.01%$254,46515.0KQ1 2026OLDER
TRUIST FINANCIAL CORP$74.2B AUM0.00%$3M190.9KQ1 2026OLDER
Trexquant Investment LP$13.9B AUM0.00%$483,40728.5KQ1 2026OLDER
FEDERATED HERMES, INC.$61.5B AUM0.00%$2M122.1KQ1 2026OLDER
POLEN CAPITAL MANAGEMENT LLC$14.5B AUM0.00%$469,08527.6KQ1 2026OLDER
Jump Financial, LLC$7.5B AUM0.00%$251,12017.2KQ3 2025OLDER
PEAK6 LLC$42.6B AUM0.00%$2M126.8KQ3 2025OLDER
OPPENHEIMER & CO INC$8.2B AUM0.00%$209,24012.3KQ1 2026OLDER
Nuveen, LLC$369.3B AUM0.00%$9M533.2KQ1 2026OLDER
DIMENSIONAL FUND ADVISORS LP$481.4B AUM0.00%$12M691.6KQ1 2026OLDER
Wilmington Savings Fund Society, FSB$4.2B AUM0.00%$103,3806.0KQ4 2025OLDER
MILLENNIUM MANAGEMENT LLC$240.3B AUM0.00%$5M287.7KQ1 2026OLDER
ARMSTRONG ADVISORY GROUP, INC$1.5B AUM0.00%$27,3051.6KQ1 2026OLDER
Point72 (DIFC) Ltd$1.5B AUM0.00%$24,6561.7KQ3 2025OLDER
Tidal Investments LLC$47.4B AUM0.00%$698,01041.1KQ1 2026OLDER
Squarepoint Ops LLC$85.1B AUM0.00%$1M73.4KQ1 2026OLDER
Vermillion & White Wealth Management Group, LLC$174M AUM0.00%$2,550148Q4 2025OLDER
RENAISSANCE TECHNOLOGIES LLC$63.9B AUM0.00%$809,81047.0KQ4 2025OLDER
Schonfeld Strategic Advisors LLC$14.2B AUM0.00%$279,62416.2KQ4 2025OLDER
Allspring Global Investments Holdings, LLC$59.7B AUM0.00%$713,84342.1KQ1 2026OLDER
SEI INVESTMENTS CO$108.4B AUM0.00%$1M76.1KQ1 2026OLDER
LOS ANGELES CAPITAL MANAGEMENT LLC$25.4B AUM0.00%$259,65915.3KQ1 2026OLDER
Verition Fund Management LLC$15.4B AUM0.00%$241,61614.0KQ4 2025OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$32,5151.9KQ1 2026OLDER
Farther Finance Advisors, LLC$10.6B AUM0.00%$84,9375.2KQ1 2026OLDER
PRUDENTIAL FINANCIAL INC$81.2B AUM0.00%$649,18944.5KQ3 2025OLDER
Ameritas Investment Partners, Inc.$3.3B AUM0.00%$24,6911.5KQ1 2026OLDER
MetLife Investment Management, LLC$19.6B AUM0.00%$146,2818.6KQ1 2026OLDER
PRINCIPAL FINANCIAL GROUP INC$187.2B AUM0.00%$1M80.5KQ1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$4M210.7KQ2 2026
FIRST TRUST ADVISORS LP$140.0B AUM0.00%$742,40343.7KQ1 2026OLDER
BALYASNY ASSET MANAGEMENT L.P.$77.1B AUM0.00%$408,02724.0KQ1 2026OLDER
Police & Firemen's Retirement System of New Jersey$11.7B AUM0.00%$57,7493.4KQ1 2026OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$3M176.5KQ1 2026OLDER
NORTHERN TRUST CORP$756.6B AUM0.00%$3M191.5KQ1 2026OLDER
GROUP ONE TRADING LLC$52.2B AUM0.00%$235,43113.7KQ4 2025OLDER
VANGUARD FIDUCIARY TRUST CO$396.1B AUM0.00%$2M89.1KQ1 2026OLDER
IFP Advisors, Inc$4.8B AUM0.00%$17,2751.0KQ1 2026OLDER
GEODE CAPITAL MANAGEMENT, LLC$1.61T AUM0.00%$6M326.8KQ1 2026OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$1M64.2KQ4 2025OLDER
Invesco Ltd.$653.3B AUM0.00%$2M127.9KQ1 2026OLDER
AMERICAN CENTURY COMPANIES INC$194.3B AUM0.00%$644,55538.0KQ1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$5M286.1KQ1 2026OLDER
RHUMBLINE ADVISERS$116.9B AUM0.00%$333,89219.7KQ1 2026OLDER
Ancora Advisors LLC$4.7B AUM0.00%$13,237780Q1 2026OLDER
Russell Investments Group, Ltd.$93.1B AUM0.00%$247,76114.6KQ1 2026OLDER
Bank of New York Mellon Corp$543.9B AUM0.00%$1M82.3KQ1 2026OLDER
VANGUARD CAPITAL MANAGEMENT LLC$4.04T AUM0.00%$10M590.5KQ1 2026OLDER
AMERIPRISE FINANCIAL INC$431.8B AUM0.00%$1M62.2KQ1 2026OLDER
BlackRock, Inc.$5.72T AUM0.00%$14M809.6KQ1 2026OLDER
VANGUARD GROUP INC$6.90T AUM0.00%$14M792.0KQ4 2025OLDER
UBS Group AG$666.3B AUM0.00%$1M73.0KQ1 2026OLDER
STATE STREET CORP$2.90T AUM0.00%$5M295.6KQ1 2026OLDER
STRS OHIO$25.2B AUM0.00%$45,2603.1KQ3 2025OLDER
LPL Financial LLC$376.6B AUM0.00%$614,90236.2KQ1 2026OLDER
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.$73.7B AUM0.00%$114,8876.8KQ1 2026OLDER
WOLVERINE TRADING, LLC$138.7B AUM0.00%$210,67814.6KQ3 2025OLDER
Vanguard Global Advisers, LLC$186.5B AUM0.00%$277,52716.4KQ1 2026OLDER
VANGUARD PORTFOLIO MANAGEMENT LLC$1.91T AUM0.00%$2M146.4KQ1 2026OLDER
Sterling Capital Management LLC$5.3B AUM0.00%$6,245368Q1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$1M61.2KQ1 2026OLDER
ALLIANCEBERNSTEIN L.P.$308.8B AUM0.00%$340,29319.8KQ1 2026OLDER
EverSource Wealth Advisors, LLC$3.3B AUM0.00%$3,190188Q1 2026OLDER
CHARLES SCHWAB INVESTMENT MANAGEMENT INC$654.5B AUM0.00%$620,89836.6KQ1 2026OLDER
NEW YORK STATE COMMON RETIREMENT FUND$71.6B AUM0.00%$66,1833.9KQ1 2026OLDER
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$792,15946.7KQ1 2026OLDER
CULLEN/FROST BANKERS, INC.$8.8B AUM0.00%$7,548517Q3 2025OLDER
DEUTSCHE BANK AG\$302.7B AUM0.00%$208,95212.3KQ1 2026OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$296,71717.2KQ4 2025OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$574,40133.8KQ1 2026OLDER
MACQUARIE GROUP LTD$16.8B AUM0.00%$31,0832.1KQ3 2025OLDER
BNP PARIBAS FINANCIAL MARKETS$205.8B AUM0.00%$52,7433.1KQ1 2026OLDER
PRICE T ROWE ASSOCIATES INC /MD/$865M AUM0.00%$20011.8KQ1 2026OLDER
Parallel Advisors, LLC$5.6B AUM0.00%$78146Q2 2026
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM$94.5B AUM0.00%$13,084771Q1 2026OLDER
Arax Advisory Partners$3.5B AUM0.00%$96466Q3 2025OLDER
BARCLAYS PLC$416.3B AUM0.00%$46,7192.8KQ1 2026OLDER
SIMPLEX TRADING, LLC$149.1B AUM0.00%$15,680924Q1 2026OLDER
MassMutual Private Wealth & Trust, FSB$3.9B AUM0.00%$35315Q2 2026
GAMMA Investing LLC$2.7B AUM0.00%$18711Q1 2026OLDER
CITIGROUP INC$234.5B AUM0.00%$15,527915Q1 2026OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$98,3375.8KQ1 2026OLDER
Legal & General Group Plc$432.4B AUM0.00%$21,9761.3KQ1 2026OLDER
CWM, LLC$38.1B AUM0.00%$79847Q1 2026OLDER
FMR LLC$1.90T AUM0.00%$31,6491.9KQ1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$10,000640Q4 2025OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$1026Q1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$94755Q4 2025OLDER
SBI Securities Co., Ltd.$3.6B AUM0.00%$342Q1 2026OLDER
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$481.0B AUM0.00%$2,817166Q1 2026OLDER
MAI Capital Management$17.7B AUM0.00%$684Q1 2026OLDER
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$66238Q1 2026OLDER
Allworth Financial LP$24.7B AUM0.00%$342Q1 2026OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$17010Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.