SEC 13F Intelligence

Managers / Q4 2022 · view latest →

THOMPSON DAVIS & CO., INC.

CIK 0001017284 · 9030 STONY POINT PKWY, STE 100, 16TH FLOOR, RICHMOND, VA, 23235 · 804-644-6380

Reported Value
$70M
Q4 2022
Positions
100
Filings on Record
20
2019–present window
Filed
Feb 6, 2023
original filing

Summary

Thompson Davis & Co., Inc. reported $70M in U.S.-listed holdings across 100 positions for Q4 2022.

The portfolio is heavily concentrated: SMID alone accounts for 31.2% of reported value.

Compared with Q3 2022, the fund opened 27 new positions and exited 15.

Portfolio Metrics

Turnover
+18.7%
vs prior filed quarter
Top-10 Concentration
+58.5%
share of reported value
Largest Position
+31.2%
Smith Midland
New / Exited
27 / 15
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’21: $120MQ4 ’21Q1 ’22: $82MQ2 ’22: $61MQ3 ’22: $74MQ3 ’22Q4 ’22: $70MQ1 ’23: $77MQ2 ’23: $88MQ2 ’23Q3 ’23: $81MQ4 ’23: $118MQ1 ’24: $148MQ1 ’24Q2 ’24: $115MQ3 ’24: $135MQ4 ’24: $155MQ4 ’24Q1 ’25: $127MQ2 ’25: $147MQ3 ’25: $162MQ3 ’25Q4 ’25: $167MQ1 ’26: $150Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 76.7%ETP: 18.3%REIT: 3.6%Other: 0.8%Closed-End Fund: 0.6%Other: 0.1%
  • Common Stock · 76.7% · $54M
  • ETP · 18.3% · $13M
  • REIT · 3.6% · $3M
  • Other · 0.8% · $549,836
  • Closed-End Fund · 0.6% · $408,835
  • Other · 0.1% · $50,585

Quarter-over-Quarter Changes full breakdown →

vs Q3 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SHWSHERWIN WILLIAMS CONEW+7.5K7.5K+$2M$2M
OXYOCCIDENTAL PETE CORPNEW+11.7K11.7K+$737,069$737,069
SLBSCHLUMBERGER LTDNEW+12.7K12.7K+$676,269$676,269
MRKMERCK & CO INCNEW+4.6K4.6K+$513,144$513,144
HALHALLIBURTON CONEW+8.6K8.6K+$336,443$336,443
ADTADT INC DELNEW+35.0K35.0K+$317,450$317,450
FRONTLINE LTDNEW+25.5K25.5K+$309,874$309,874
VANECK ETF TRUSTNEW+10.4K10.4K+$299,497$299,497

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2022

43 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SMIDSMITH MIDLAND CORPhistory →COM31.21%$22M1.07M
2CSLCARLISLE COS INChistory →COM6.93%$5M20.7K
3VTVVANGUARD INDEX FDSVALUE ETF · S&P 500 ETF SHS · GROWTH ETF · SMALL CP ETF · SM CP VAL ETF5.49%$4M20.1K
4DOVDOVER CORPhistory →COM3.99%$3M20.7K
5TSLATESLA INChistory →COM3.10%$2M17.7K
6SOHOSOTHERLY HOTELS INChistory →COM3.01%$2M1.17M
7SHWSHERWIN WILLIAMS COhistory →COM2.53%$2M7.5K
8XLESELECT SECTOR SPDR TRENERGY · SBI HEALTHCARE2.21%$2M16.5K
9AMDADVANCED MICRO DEVICES INChistory →COM2.07%$1M22.5K
10LLYLILLY ELI & COhistory →COM1.95%$1M3.8K
11ISHARES TRRUSSELL 2000 ETF · FLTG RATE NT ETF · MICRO-CAP ETF1.81%$1M13.5K
12PGPROCTER AND GAMBLE COhistory →COM1.46%$1M6.8K
13AAPLAPPLE INChistory →COM1.42%$999,6817.7K
14VANGUARD SPECIALIZED FUNDSDIV APP ETF1.41%$988,5626.5K
15PRNPROFOUND MED CORPhistory →COM NEW1.10%$776,40371.3K
16OXYOCCIDENTAL PETE CORPhistory →COM1.05%$737,06911.7K
17NVDANVIDIA CORPORATIONhistory →COM1.04%$730,7005.0K
18JNJJOHNSON & JOHNSONCOM1.00%$700,1314.0K
19SLBSCHLUMBERGER LTDCOM STK0.96%$676,26912.7K
20KNSLKINSALE CAP GROUP INCCOM0.95%$666,8762.5K
21J P MORGAN EXCHANGE TRADED FULTRA SHT MUNCPL0.93%$650,63812.9K
22SPDR S&P 500 ETF TRTR UNIT0.90%$631,2531.7K
23AEHRAEHR TEST SYSCOM0.85%$596,36729.7K
24INNOVATOR ETFS TRIBD 50 ETF0.75%$524,77124.1K
25MDYSPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP0.74%$518,0641.2K
26MRKMERCK & CO INCCOM0.73%$513,1444.6K
27KOCOCA COLA COCOM0.70%$494,8867.8K
28ESOAENERGY SVCS ACQUISITION CORPCOM0.68%$478,845186.1K
29COSTCOSTCO WHSL CORP NEWCOM0.67%$470,1951.0K
30LNGCHENIERE ENERGY INCCOM NEW0.62%$434,8842.9K
31IRON MTN INC DELCOM0.57%$398,8008.0K
32MSFTMICROSOFT CORPCOM0.55%$383,9301.6K
33VANGUARD WORLD FDESG US STK ETF0.54%$380,7375.8K
34AMZNAMAZON COM INCCOM0.52%$363,9724.3K
35PANWPALO ALTO NETWORKS INCCOM0.52%$362,8042.6K
36HALHALLIBURTON COCOM0.48%$336,4438.6K
37GOOGLALPHABET INCCAP STK CL A0.46%$325,5693.7K
38ADTADT INC DELCOM0.45%$317,45035.0K
39FRONTLINE LTDSHS NEW0.44%$309,87425.5K
40VANECK ETF TRUSTGOLD MINERS ETF0.43%$299,49710.4K
41WOLF*WOLFSPEED INCCOM0.40%$278,7844.0K
42GENERAL ELECTRIC COCOM NEW0.40%$278,7693.3K
43SCHWAB STRATEGIC TRUS DIVIDEND EQ0.40%$278,4733.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$150M141Apr 16, 202613F-HRchanges · EDGAR ↗
Q4 2025$167M157Jan 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$162M148Nov 5, 202513F-HRchanges · EDGAR ↗
Q2 2025$147M139Aug 20, 2025RESTATEMENTchanges · EDGAR ↗
Q1 2025$127M125May 13, 202513F-HRchanges · EDGAR ↗
Q4 2024$155M131Feb 3, 202513F-HRchanges · EDGAR ↗
Q3 2024$135M126Nov 8, 202413F-HRchanges · EDGAR ↗
Q2 2024$115M114Jul 23, 202413F-HRchanges · EDGAR ↗
Q1 2024$148M119May 2, 202413F-HRchanges · EDGAR ↗
Q4 2023$118M106Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$81M114Nov 9, 202313F-HRchanges · EDGAR ↗
Q2 2023$88M121Jul 13, 202313F-HRchanges · EDGAR ↗
Q1 2023$77M103May 10, 202313F-HRchanges · EDGAR ↗
Q4 2022$70M100Feb 6, 202313F-HRchanges · EDGAR ↗
Q3 2022$74M88Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$61M99Aug 4, 2022RESTATEMENTchanges · EDGAR ↗
Q1 2022$82M102May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$120M124Feb 14, 202213F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.