SEC 13F Intelligence

APTOSE BIOSCIENCES INC

CUSIP 03835T200

Aptose Biosciences Inc has 42 institutional holders in Filings Flow’s 13F database, together reporting 21.65M shares worth $6M as of Q4 2022. The largest reported holders are Federation Des Caisses Desjardins Du Quebec, Nations Financial Group Inc, /Ia/ /Adv, and Annandale Capital, LLC.

Institutional Holders
42
Q4 2022
Reported Value
$6M
Ticker
unmapped
private placement or foreign
Quarters Tracked
7

Ownership Trend

Institutional holders
Q4 ’18: 15Q4 ’18Q1 ’19: 19Q1 ’19Q2 ’19: 24Q2 ’19Q3 ’19: 26Q3 ’19Q2 ’21: 55Q2 ’21Q4 ’21: 50Q4 ’21Q4 ’22: 42Q4 ’22filingsflow.com
Total reported value
Q4 ’18: $5MQ4 ’18Q1 ’19: $6MQ1 ’19Q2 ’19: $30MQ2 ’19Q3 ’19: $29MQ3 ’19Q2 ’21: $1.3BQ2 ’21Q4 ’21: $980MQ4 ’21Q4 ’22: $6MQ4 ’22filingsflow.com

Holders

Mixed quarters
Export to Excel
Manager% of PortfolioValueSharesQuarter
NATIONS FINANCIAL GROUP INC, /IA/ /ADV$1.9B AUM0.00%$4,39319.5KQ4 2024
Federation des caisses Desjardins du Quebec$27.8B AUM0.00%$9,6989.6KQ2 2024OLDER
CALDWELL SUTTER CAPITAL, INC.$246M AUM0.00%$2192Q4 2024

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.