SEC 13F Intelligence

Managers / Q4 2021 · view latest →

PRECEPT MANAGEMENT LLC

CIK 0001135631 · 200 CRESCENT COURT, SUITE 1450, DALLAS, TX, 75201 · 214-880-7444

Reported Value
$254M
Q4 2021
Positions
55
Filings on Record
20
2019–present window
Filed
Feb 14, 2022
original filing

Summary

Precept Management LLC reported $254M in U.S.-listed holdings across 55 positions for Q4 2021.

Its largest position, AMD, represents 4.5% of the portfolio.

Compared with Q3 2021, the fund opened 15 new positions and exited 29.

Portfolio Metrics

Turnover
+51.9%
vs prior filed quarter
Top-10 Concentration
+24.0%
share of reported value
Largest Position
+4.5%
Advanced Micro Devices
New / Exited
15 / 29
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $256MQ4 ’18Q1 ’19: $222MQ2 ’19: $319MQ3 ’19: $166MQ3 ’19Q4 ’19: $208MQ1 ’20: $807MQ2 ’20: $523MQ2 ’20Q3 ’20: $408MQ4 ’20: $247MQ1 ’21: $147MQ1 ’21Q2 ’21: $238MQ3 ’21: $214MQ4 ’21: $254MQ4 ’21Q1 ’22: $95MQ2 ’22: $45MQ3 ’22: $14MQ3 ’22Q4 ’22: $34MQ1 ’23: $82MQ2 ’23: $74MQ2 ’23Q3 ’23: $126Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 55.9%ETP: 43.0%REIT: 1.0%Other: 0.1%
  • Common Stock · 55.9% · $142M
  • ETP · 43.0% · $109M
  • REIT · 1.0% · $3M
  • Other · 0.1% · $254,000

Quarter-over-Quarter Changes full breakdown →

vs Q3 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
QQQINVESCO QQQ TRNEW+250.0K250.0K+$99M$99M
SMHVANECK ETF TRUSTNEW+30.0K30.0K+$9M$9M
AEAEALTENERGY ACQUISITION CORPNEW+150.0K150.0K+$1M$1M
STRSSTRATUS PPTYS INCNEW+38.0K38.0K+$1M$1M
BPOPPOPULAR INCNEW+15.9K15.9K+$1M$1M
FBPFIRST BANCORP P RNEW+93.1K93.1K+$1M$1M
KRANESHARES TRNEW+12.0K12.0K+$611,000$611,000
EGYVAALCO ENERGY INCNEW+109.2K109.2K+$351,000$351,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

40 positions
#IssuerClass% PortfolioValueShares
1AMDADVANCED MICRO DEVICES INChistory →COM4.53%$12M80.0K
2POOLPOOL CORPhistory →COM3.19%$8M14.3K
3AMZNAMAZON COM INChistory →COM2.51%$6M1.9K
4MSFTMICROSOFT CORPhistory →COM2.38%$6M18.0K
5WDWALKER & DUNLOP INChistory →COM2.14%$5M36.0K
6HEIHEICO CORP NEWhistory →COM1.99%$5M35.0K
7CHARLES RIV LABS INTL INCCOM1.94%$5M13.1K
8JACOBS ENGR GROUP INCOM1.86%$5M34.0K
9BLDRBUILDERS FIRSTSOURCE INChistory →COM1.75%$4M52.0K
10GNRCGENERAC HLDGS INChistory →COM1.66%$4M12.0K
11TYLTYLER TECHNOLOGIES INChistory →COM1.31%$3M6.2K
12PANWPALO ALTO NETWORKS INChistory →COM1.14%$3M5.2K
13FTS INTERNATIONAL INCCOM NEW CL A1.03%$3M99.2K
14CRMSALESFORCE COM INChistory →COM1.00%$3M10.0K
15NATIONAL STORAGE AFFILIATESCOM SHS BEN IN0.84%$2M31.0K
16COSTCOSTCO WHSL CORP NEWCOM0.61%$2M2.7K
17SAHSONIC AUTOMOTIVE INCCL A0.58%$1M30.0K
18AEAEALTENERGY ACQUISITION CORPCOM CL A0.58%$1M150.0K
19APPSDIGITAL TURBINE INCCOM NEW0.58%$1M24.0K
20STRSSTRATUS PPTYS INCCOM NEW0.55%$1M38.0K
21AGMFEDERAL AGRIC MTG CORPCL C0.54%$1M11.0K
22TNDMTANDEM DIABETES CARE INCCOM NEW0.53%$1M9.0K
23RILYB. RILEY FINANCIAL INCCOM0.52%$1M15.0K
24COINCOINBASE GLOBAL INCCOM CL A0.51%$1M5.2K
25BPOPPOPULAR INCCOM NEW0.51%$1M15.9K
26FBPFIRST BANCORP P RCOM NEW0.50%$1M93.1K
27NFLXNETFLIX INCCOM0.47%$1M2.0K
28CYRXCRYOPORT INCCOM PAR $0.0010.35%$888,00015.0K
29SNOWSNOWFLAKE INCCL A0.30%$762,0002.3K
30BOOTBOOT BARN HLDGS INCCOM0.29%$738,0006.0K
31KRANESHARES TRGLOBAL CARB STRA0.24%$611,00012.0K
32CUE BIOPHARMA INCCOM0.16%$396,00035.0K
33INTTINTEST CORPCOM0.15%$382,00030.0K
34EGYVAALCO ENERGY INCCOM NEW0.14%$351,000109.2K
35AMPGAMPLITECH GROUP INCCOM NEW0.13%$339,00086.0K
36NXDTNEXPOINT DIVERSIFIED REL ETCOM NEW0.10%$253,00018.7K
37GPGICOMPOSECURE INCCOM CL A0.10%$242,00029.5K
38TUESDAY MORNING CORPCOM0.05%$122,00053.5K
39ROC ENERGY ACQUISITION CORPCOMMON STOCK0.04%$101,00010.0K
40REDBOX ENTERTAINMENT INC*W EXP 12/15/2020.01%$31,00030.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2023$126M28Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$74M27Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$82M26May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$34M14Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$14M22Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$45M24Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$95M46May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$254M55Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$214M82Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$238M72Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$147M48May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$247M52Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$408M66Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$523M89Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$807M125May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$208M64Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$166M54Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$319M70Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$222M52May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$256M37Feb 14, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • Precept Capital Management, L.P.028-17846

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.