SEC 13F Intelligence

Managers / Q3 2022 · view latest →

PRECEPT MANAGEMENT LLC

CIK 0001135631 · 200 CRESCENT COURT, SUITE 1450, DALLAS, TX, 75201 · 214-880-7444

Reported Value
$14M
Q3 2022
Positions
22
Filings on Record
20
2019–present window
Filed
Nov 14, 2022
original filing

Summary

Precept Management LLC reported $14M in U.S.-listed holdings across 22 positions for Q3 2022.

The portfolio is heavily concentrated: AMZN alone accounts for 25.9% of reported value.

Compared with Q2 2022, the fund opened 13 new positions and exited 14.

Portfolio Metrics

Turnover
+9.3%
vs prior filed quarter
Top-10 Concentration
+89.8%
share of reported value
Largest Position
+25.9%
Amazon Com
New / Exited
13 / 14
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $256MQ4 ’18Q1 ’19: $222MQ2 ’19: $319MQ3 ’19: $166MQ3 ’19Q4 ’19: $208MQ1 ’20: $807MQ2 ’20: $523MQ2 ’20Q3 ’20: $408MQ4 ’20: $247MQ1 ’21: $147MQ1 ’21Q2 ’21: $238MQ3 ’21: $214MQ4 ’21: $254MQ4 ’21Q1 ’22: $95MQ2 ’22: $45MQ3 ’22: $14MQ3 ’22Q4 ’22: $34MQ1 ’23: $82MQ2 ’23: $74MQ2 ’23Q3 ’23: $126Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 84.9%REIT: 8.5%Other: 5.3%ETP: 1.3%
  • Common Stock · 84.9% · $12M
  • REIT · 8.5% · $1M
  • Other · 5.3% · $737,000
  • ETP · 1.3% · $183,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SYNCHRONOSS TECHNOLOGIES INCNEW+35.0K35.0K+$769,000$769,000
WTTRSELECT ENERGY SVCS INCNEW+55.0K55.0K+$383,000$383,000
ALTISOURCE PORTFOLIO SOLNS SNEW+22.0K22.0K+$288,000$288,000
WTIW & T OFFSHORE INCNEW+47.5K47.5K+$278,000$278,000
THE BEAUTY HEALTH COMPANYNEW+150.0K150.0K+$180,000$180,000
IWMISHARES TRNEW+500.0K500.0K+$170,000$170,000
VETVERMILION ENERGY INCNEW+80.0K80.0K+$168,000$168,000
IN8BIO INCNEW+50.0K50.0K+$101,000$101,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2022

14 positions
#IssuerClass% PortfolioValueShares
1AMZNAMAZON COM INChistory →COM25.86%$4M32.0K
2MSFTMICROSOFT CORPhistory →COM15.66%$2M9.4K
3AEAEALTENERGY ACQUISITION CORPhistory →COM CL A10.76%$2M150.0K
4AMDADVANCED MICRO DEVICES INChistory →COM9.06%$1M20.0K
5NXDTNEXPOINT DIVERSIFIED REL EThistory →COM NEW8.48%$1M94.5K
6WDWALKER & DUNLOP INChistory →COM6.11%$854,00010.2K
7SYNCHRONOSS TECHNOLOGIES INCCOM5.50%$769,00035.0K
8BERRY CORPCOM3.08%$431,00057.5K
9WTTRSELECT ENERGY SVCS INChistory →CL A COM2.74%$383,00055.0K
10KEYARCH ACQUISITION CORPORD SHS CL A2.50%$349,00035.0K
11ALTISOURCE PORTFOLIO SOLNS SREG SHS2.06%$288,00022.0K
12WTIW & T OFFSHORE INChistory →COM1.99%$278,00047.5K
13IN8BIO INCCOM0.72%$101,00050.0K
14ROC ENERGY ACQUISITION CORPCOMMON STOCK0.72%$100,00010.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2023$126M28Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$74M27Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$82M26May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$34M14Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$14M22Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$45M24Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$95M46May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$254M55Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$214M82Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$238M72Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$147M48May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$247M52Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$408M66Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$523M89Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$807M125May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$208M64Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$166M54Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$319M70Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$222M52May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$256M37Feb 14, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • Precept Capital Management, L.P.028-17846

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.