SEC 13F Intelligence

Managers / Q3 2020 · view latest →

APPLETON PARTNERS INC/MA

CIK 0001055290 · ONE POST OFFICE SQUARE, 5TH FLOOR, BOSTON, MA, 02109 · 6173380700

Reported Value
$906M
Q3 2020
Positions
262
Filings on Record
30
2019–present window
Filed
Oct 14, 2020
original filing

Summary

Appleton Partners Inc/Ma reported $906M in U.S.-listed holdings across 262 positions for Q3 2020.

Its largest position, AAPL, represents 6.8% of the portfolio.

Compared with Q2 2020, the fund opened 10 new positions and exited 5.

Portfolio Metrics

Turnover
+1.5%
vs prior filed quarter
Top-10 Concentration
+34.1%
share of reported value
Largest Position
+6.8%
Apple Inc Com
New / Exited
10 / 5
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $668MQ4 ’18Q1 ’19: $754MQ2 ’19: $809MQ3 ’19: $828MQ4 ’19: $910MQ4 ’19Q1 ’20: $722MQ2 ’20: $835MQ3 ’20: $906MQ4 ’20: $1.0BQ4 ’20Q1 ’21: $1.1BQ2 ’21: $1.2BQ3 ’21: $1.2BQ4 ’21: $1.3BQ4 ’21Q1 ’22: $1.2BQ2 ’22: $1.1BQ3 ’22: $1000MQ4 ’22: $1.1BQ4 ’22Q1 ’23: $1.1BQ2 ’23: $1.2BQ3 ’23: $1.1BQ4 ’23: $1.2BQ4 ’23Q1 ’24: $1.3BQ2 ’24: $1.3BQ3 ’24: $1.4BQ4 ’24: $1.4BQ4 ’24Q1 ’25: $1.3BQ2 ’25: $1.4BQ3 ’25: $1.5BQ4 ’25: $1.5BQ4 ’25Q1 ’26: $1.4Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 69.6%ETP: 26.2%REIT: 3.2%Other: 0.8%ADR: 0.2%
  • Common Stock · 69.6% · $630M
  • ETP · 26.2% · $238M
  • REIT · 3.2% · $29M
  • Other · 0.8% · $7M
  • ADR · 0.2% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
INDEXIQ ETF TR HEDGE MLTI ETFNEW+19.9K19.9K+$616,000$616,000
ETF SER SOLUTIONS US DIVERSIFINEW+13.0K13.0K+$339,000$339,000
ZMZOOM VIDEO COMMUNICATIONS INCNEW+639639+$300,000$300,000
TTTRANE TECHNOLOGIES PLC SHSNEW+2.2K2.2K+$265,000$265,000
ORCLORACLE CORP COMNEW+4.3K4.3K+$259,000$259,000
APOLLO GLOBAL MGMT INC COM CLNEW+5.7K5.7K+$257,000$257,000
IPORENAISSANCE CAP GREENWICH FDSNEW+4.9K4.9K+$256,000$256,000
SWKSTANLEY BLACK & DECKER INC COMNEW+1.4K1.4K+$230,000$230,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

256 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INC COMhistory →COM6.84%$62M534.5K
2GSLCGOLDMAN SACHS ETF TR ACTIVEBETUS EQTY OPPT ETF4.90%$44M898.6K
3JPSTJ P MORGAN EXCHANGE-TRADED FDDIV RTN INT EQ4.14%$37M767.7K
4AMZNAMAZON COM INC COMhistory →COM3.38%$31M9.7K
5VVISA INC COM CL Ahistory →COM2.73%$25M123.8K
6MSFTMICROSOFT CORP COMhistory →COM2.65%$24M114.3K
7HDHOME DEPOT INC COMhistory →COM2.62%$24M85.3K
8TMOTHERMO FISHER SCIENTIFIC INC Chistory →COM2.57%$23M52.8K
9SCHXSCHWAB STRATEGIC TR US LRG CAPhistory →US LRG CAP ETF2.43%$22M273.5K
10GOOGALPHABET INC CAP STK CL CCOM1.86%$17M11.5K
11ZTSZOETIS INC CL Ahistory →COM1.73%$16M95.0K
12JPMJPMORGAN CHASE & CO COMhistory →COM1.73%$16M162.4K
13AMTAMERICAN TOWER CORP NEW COMhistory →COM1.67%$15M62.4K
14INTUINTUIT COMhistory →COM1.52%$14M42.3K
15ADBEADOBE SYSTEMS INCORPORATED COMhistory →COM1.51%$14M27.8K
16FLRNSPDR SER TR BLOMBERG BRC INVhistory →BLOMBERG BRC INV1.45%$13M429.6K
17SPYSPDR S&P 500 ETF TR TR UNIThistory →TR UNIT1.36%$12M36.9K
18LMTLOCKHEED MARTIN CORP COMhistory →COM1.31%$12M31.0K
19ICEINTERCONTINENTAL EXCHANGE INChistory →COM1.31%$12M118.5K
20SHWSHERWIN WILLIAMS CO COMhistory →COM1.30%$12M16.9K
21PEPPEPSICO INC COMhistory →COM1.29%$12M84.1K
22UNHUNITEDHEALTH GROUP INC COMhistory →COM1.27%$11M36.8K
23PGPROCTER AND GAMBLE CO COMhistory →COM1.26%$11M82.0K
24SCHFSCHWAB STRATEGIC TR INTL EQTYhistory →INTL EQTY ETF1.24%$11M356.9K
25COSTCOSTCO WHSL CORP NEW COMhistory →COM1.20%$11M30.5K
26PYPLPAYPAL HLDGS INC COMhistory →COM1.16%$11M53.3K
27JNJJOHNSON & JOHNSON COMhistory →COM1.09%$10M66.1K
28BACBK OF AMERICA CORP COMCOM0.96%$9M361.4K
29MDTMEDTRONIC PLC SHSCOM0.94%$8M81.6K
30DISDISNEY WALT CO COM DISNEYCOM0.90%$8M65.4K
31ROPROPER TECHNOLOGIES INC COMCOM0.81%$7M18.5K
32SPDR INDEX SHS FDS MSCI EMRG MMSCI EMRG MKTS0.78%$7M125.2K
33IBBISHARES TR NASDAQ BIOTECHNASDAQ BIOTECH0.76%$7M50.6K
34ACNACCENTURE PLC IRELAND SHS CLASCOM0.74%$7M29.7K
35XYLXYLEM INC COMCOM0.73%$7M78.2K
36AMGNAMGEN INC COMCOM0.72%$7M25.7K
37VZVERIZON COMMUNICATIONS INC COMCOM0.71%$6M108.7K
38ELLAUDER ESTEE COS INC CL ACOM0.67%$6M27.6K
39TJXTJX COS INC NEW COMCOM0.65%$6M106.4K
40AVGOBROADCOM INC COMCOM0.60%$5M15.0K
41NFLXNETFLIX INC COMCOM0.60%$5M10.9K
42COLDAMERICOLD RLTY TR COMCOM0.58%$5M146.3K
43ETF MANAGERS TR PRIME CYBR SCRPRIME CYBR SCRTY0.56%$5M108.6K
44SVB FINANCIAL GROUP COMCOM0.53%$5M19.9K
45FISVFISERV INC COMCOM0.52%$5M45.7K
46SPIBSPDR SER TR PORTFOLIO INTRMDPORTFOLIO INTRMD0.52%$5M127.6K
47SPDR SER TR PORTFOLIO AGRGTEPORTFOLIO AGRGTE0.52%$5M151.4K
48ABBVABBVIE INC COMCOM0.51%$5M52.4K
49BROOKFIELD ASSET MGMT INC CL ACOM0.50%$5M137.6K
50IWMISHARES TR RUSSELL 2000 ETFRUSSELL 2000 ETF0.48%$4M29.3K
51EAELECTRONIC ARTS INC COMCOM0.48%$4M33.5K
52DHID R HORTON INC COMCOM0.48%$4M57.4K
53IAGGISHARES TR CORE INTL AGGRCORE INTL AGGR0.48%$4M77.5K
54DHRDANAHER CORPORATION COMCOM0.47%$4M19.7K
55RTXRAYTHEON TECHNOLOGIES CORP COMCOM0.47%$4M73.8K
56RSGREPUBLIC SVCS INC COMCOM0.47%$4M45.4K
57PANWPALO ALTO NETWORKS INC COMCOM0.47%$4M17.2K
58MCDMCDONALDS CORP COMCOM0.46%$4M19.2K
59SCHASCHWAB STRATEGIC TR US SML CAPUS SML CAP ETF0.46%$4M60.9K
60ACTIVISION BLIZZARD INC COMCOM0.46%$4M51.1K
61SYKSTRYKER CORPORATION COMCOM0.45%$4M19.6K
62PGFINVESCO EXCHANGE TRADED FD TRFINL PFD PTFL0.45%$4M217.2K
63TAT&T INC COMCOM0.44%$4M140.0K
64VRSNVERISIGN INC COMCOM0.41%$4M18.0K
65EWEDWARDS LIFESCIENCES CORP COMCOM0.39%$4M44.7K
66MNSTMONSTER BEVERAGE CORP NEW COMCOM0.39%$4M43.7K
67MRKMERCK & CO. INC COMCOM0.38%$3M41.9K
68ECLECOLAB INC COMCOM0.37%$3M17.0K
69EQIXEQUINIX INC COMCOM0.37%$3M4.5K
70METAFACEBOOK INC CL ACOM0.37%$3M12.7K
71CCICROWN CASTLE INTL CORP NEW COMCOM0.35%$3M19.2K
72GSGOLDMAN SACHS GROUP INC COMCOM0.34%$3M15.2K
73VEUVANGUARD INTL EQUITY INDEX FDSALLWRLD EX US0.32%$3M62.7K
74VRTXVERTEX PHARMACEUTICALS COMCOM0.32%$3M10.7K
75VMCVULCAN MATLS CO COMCOM0.31%$3M20.4K
76BRK/BBERKSHIRE HATHAWAY INC DEL CLCOM0.30%$3M13.0K
77CSCOCISCO SYS INC COMCOM0.30%$3M70.0K
78CMECME GROUP INC COMCOM0.29%$3M15.4K
79IQVIQVIA HLDGS INC COMCOM0.28%$3M16.2K
80TMUST-MOBILE US INC COMCOM0.28%$3M22.3K
81VEAVANGUARD TAX-MANAGED FDS FTSEFTSE DEV MKT ETF0.27%$2M60.4K
82EFAISHARES TR MSCI EAFE ETFMSCI EAFE ETF0.27%$2M38.4K
83TXNTEXAS INSTRS INC COMCOM0.27%$2M16.8K
84ABTABBOTT LABS COMCOM0.27%$2M22.1K
85BAXBAXTER INTL INC COMCOM0.26%$2M29.4K
86UNPUNION PAC CORP COMCOM0.25%$2M11.7K
87SCHHSCHWAB STRATEGIC TR US REIT ETUS REIT ETF0.25%$2M62.9K
88ILMNILLUMINA INC COMCOM0.24%$2M7.2K
89XLUSELECT SECTOR SPDR TR SBI INT-SBI INT-UTILS0.23%$2M34.9K
90EMLPFIRST TR EXCHANGE-TRADED FD IVNO AMER ENERGY0.23%$2M108.6K
91VOVANGUARD INDEX FDS MID CAP ETFMID CAP ETF0.23%$2M11.6K
92IEMGISHARES INC CORE MSCI EMKTCORE MSCI EMKT0.23%$2M38.7K
93MDLZMONDELEZ INTL INC CL ACOM0.22%$2M35.5K
94SMGSCOTTS MIRACLE GRO CO CL ACOM0.22%$2M13.0K
95INTCINTEL CORP COMCOM0.21%$2M36.3K
96SPDR SER TR BLOOMBERG BRCLYSBLOOMBERG BRCLYS0.21%$2M17.9K
97MAMASTERCARD INCORPORATED CL ACL A0.21%$2M5.5K
98IVVISHARES TR CORE S&P500 ETFCORE S&P500 ETF0.20%$2M5.4K
99COMBGRANITESHARES ETF TR BBG COMMDBBG COMMD K 10.20%$2M85.6K
100EXMOCEXXON MOBIL CORP COMCOM0.20%$2M52.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.4B262Apr 28, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.5B263Jan 9, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.5B256Nov 5, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.4B251Jul 22, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.3B243Apr 22, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.4B253Jan 28, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.4B255Oct 1, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.3B259Jul 2, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.3B273Apr 1, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.2B285Jan 2, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.1B289Oct 3, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.2B287Jul 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.1B295Apr 10, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.1B295Jan 19, 202313F-HRchanges · EDGAR ↗
Q3 2022$1000M292Oct 27, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.1B293Jul 8, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.2B302Apr 5, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.3B310Feb 3, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.2B291Oct 14, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.2B286Jul 7, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.1B279Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$1.0B274Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$906M262Oct 14, 202013F-HRchanges · EDGAR ↗
Q2 2020$835M257Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$722M258May 4, 202013F-HRchanges · EDGAR ↗
Q4 2019$910M290Jan 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$828M280Nov 4, 201913F-HRchanges · EDGAR ↗
Q2 2019$809M281Jul 25, 201913F-HRchanges · EDGAR ↗
Q1 2019$754M263Apr 17, 201913F-HRchanges · EDGAR ↗
Q4 2018$668M261Jan 17, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.