SEC 13F Intelligence

Managers / Q4 2019 · view latest →

APPLETON PARTNERS INC/MA

CIK 0001055290 · ONE POST OFFICE SQUARE, 5TH FLOOR, BOSTON, MA, 02109 · 6173380700

Reported Value
$910M
Q4 2019
Positions
290
Filings on Record
30
2019–present window
Filed
Jan 13, 2020
original filing

Summary

Appleton Partners Inc/Ma reported $910M in U.S.-listed holdings across 290 positions for Q4 2019.

Its largest position, AAPL, represents 4.9% of the portfolio.

Compared with Q3 2019, the fund opened 25 new positions and exited 15.

Portfolio Metrics

Turnover
+2.0%
vs prior filed quarter
Top-10 Concentration
+27.9%
share of reported value
Largest Position
+4.9%
Apple Inc Com
New / Exited
25 / 15
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $668MQ4 ’18Q1 ’19: $754MQ2 ’19: $809MQ3 ’19: $828MQ4 ’19: $910MQ4 ’19Q1 ’20: $722MQ2 ’20: $835MQ3 ’20: $906MQ4 ’20: $1.0BQ4 ’20Q1 ’21: $1.1BQ2 ’21: $1.2BQ3 ’21: $1.2BQ4 ’21: $1.3BQ4 ’21Q1 ’22: $1.2BQ2 ’22: $1.1BQ3 ’22: $1000MQ4 ’22: $1.1BQ4 ’22Q1 ’23: $1.1BQ2 ’23: $1.2BQ3 ’23: $1.1BQ4 ’23: $1.2BQ4 ’23Q1 ’24: $1.3BQ2 ’24: $1.3BQ3 ’24: $1.4BQ4 ’24: $1.4BQ4 ’24Q1 ’25: $1.3BQ2 ’25: $1.4BQ3 ’25: $1.5BQ4 ’25: $1.5BQ4 ’25Q1 ’26: $1.4Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 67.8%ETP: 28.3%REIT: 2.8%Other: 1.0%ADR: 0.1%
  • Common Stock · 67.8% · $617M
  • ETP · 28.3% · $257M
  • REIT · 2.8% · $25M
  • Other · 1.0% · $9M
  • ADR · 0.1% · $960,000

Quarter-over-Quarter Changes full breakdown →

vs Q3 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
LNCLINCOLN NATL CORP IND COMNEW+51.3K51.3K+$3M$3M
SIRIUS XM HLDGS INC COMNEW+112.0K112.0K+$801,000$801,000
TREXTREX CO INC COMNEW+8.0K8.0K+$719,000$719,000
LHXL3HARRIS TECHNOLOGIES INC COMNEW+2.4K2.4K+$479,000$479,000
CLHCLEAN HARBORS INC COMNEW+4.0K4.0K+$343,000$343,000
LABORATORY CORP AMER HLDGS COMNEW+2.0K2.0K+$338,000$338,000
VOOVANGUARD INDEX FDS S&P 500 ETFNEW+1.1K1.1K+$314,000$314,000
ZBHZIMMER BIOMET HLDGS INC COMNEW+2.1K2.1K+$310,000$310,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

283 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INC COMhistory →COM4.92%$45M152.5K
2GSLCGOLDMAN SACHS ETF TR EQUITY EThistory →EQUITY ETF3.52%$32M495.4K
3JPSTJP MORGAN EXCHANGE TRADED FD Uhistory →ULTRA SHRT INC3.29%$30M594.3K
4VVISA INC COM CL Ahistory →COM2.80%$25M135.5K
5SCHXSCHWAB STRATEGIC TR US LRG CAPhistory →US LRG CAP ETF2.69%$24M318.3K
6JPMJPMORGAN CHASE & CO COMhistory →COM2.47%$22M161.3K
7HDHOME DEPOT INC COMhistory →COM2.17%$20M90.6K
8AMZNAMAZON COM INC COMhistory →COM2.17%$20M10.7K
9TMOTHERMO FISHER SCIENTIFIC INC Chistory →COM1.95%$18M54.8K
10MSFTMICROSOFT CORP COMhistory →COM1.95%$18M112.4K
11GOOGALPHABET INC CAP STK CL CCOM1.90%$17M13.0K
12SPYSPDR S&P 500 ETF TR TR UNIThistory →TR UNIT1.63%$15M46.2K
13AMTAMERICAN TOWER CORP NEW COMhistory →COM1.60%$15M63.4K
14GSIEGOLDMAN SACHS ETF TR ACTIVEBEThistory →US EQTY OPPT ETF1.46%$13M440.3K
15JP MORGAN EXCHANGE TRADED FD DDIVERSFED RTRN · DIVERSFD EQT ETF · DIVERSIFIED ETF · DIV RTN INT EQ1.40%$13M307.4K
16BACBANK AMER CORP COMhistory →COM1.38%$13M357.9K
17SCHFSCHWAB STRATEGIC TR INTL EQTYhistory →INTL EQTY ETF1.36%$12M368.2K
18ZTSZOETIS INC CL Ahistory →COM1.34%$12M92.3K
19PEPPEPSICO INC COMhistory →COM1.32%$12M88.1K
20LMTLOCKHEED MARTIN CORP COMhistory →COM1.29%$12M30.3K
21INTUINTUIT COMhistory →COM1.26%$12M43.9K
22JNJJOHNSON & JOHNSON COMhistory →COM1.24%$11M77.5K
23UNHUNITEDHEALTH GROUP INC COMhistory →COM1.20%$11M37.2K
24ICEINTERCONTINENTAL EXCHANGE INChistory →COM1.16%$11M114.3K
25PGPROCTER & GAMBLE CO COMhistory →COM1.16%$11M84.4K
26SHWSHERWIN WILLIAMS CO COMhistory →COM1.13%$10M17.6K
27COSTCOSTCO WHSL CORP NEW COMhistory →COM1.10%$10M34.2K
28ADBEADOBE INC COMhistory →COM1.07%$10M29.6K
29FLRNSPDR SERIES TRUST BLOMBERG BRChistory →BLOMBERG BRC INV1.01%$9M299.4K
30MDTMEDTRONIC PLC SHShistory →COM1.01%$9M80.8K
31DISDISNEY WALT CO COM DISNEYCOM1.00%$9M62.9K
32SPDR INDEX SHS FDS MSCI EMRG MMSCI EMRG MKTS0.96%$9M143.9K
33TJXTJX COS INC NEW COMCOM0.88%$8M130.6K
34STZCONSTELLATION BRANDS INC CL ACOM0.78%$7M37.5K
35ROPROPER TECHNOLOGIES INC COMCOM0.75%$7M19.3K
36SVB FINL GROUP COMCOM0.75%$7M27.1K
37ACNACCENTURE PLC IRELAND SHS CLASCOM0.72%$7M31.1K
38VZVERIZON COMMUNICATIONS INC COMCOM0.72%$7M106.3K
39PYPLPAYPAL HLDGS INC COMCOM0.71%$6M59.4K
40AMGNAMGEN INC COMCOM0.70%$6M26.6K
41IBBISHARES TR NASDAQ BIOTECHNASDAQ BIOTECH0.70%$6M52.8K
42MCDMCDONALDS CORP COMCOM0.69%$6M31.6K
43AVGOBROADCOM INC COMCOM0.65%$6M18.6K
44ETF MANAGERS TR PRIME CYBR SCRPRIME CYBR SCRTY0.64%$6M140.8K
45IWMISHARES TR RUSSELL 2000 ETFRUSSELL 2000 ETF0.63%$6M34.8K
46XYLXYLEM INC COMCOM0.61%$6M70.5K
47UTXZUNITED TECHNOLOGIES CORP COMCOM0.59%$5M35.6K
48ELLAUDER ESTEE COS INC CL ACOM0.56%$5M24.6K
49PANWPALO ALTO NETWORKS INC COMCOM0.53%$5M21.0K
50ABBVABBVIE INC COMCOM0.53%$5M54.7K
51SCHASCHWAB STRATEGIC TR US SML CAPUS SML CAP ETF0.53%$5M63.3K
52TAT&T INC COMCOM0.51%$5M119.9K
53FISVFISERV INC COMCOM0.51%$5M40.0K
54BROOKFIELD ASSET MGMT INC CL ACOM0.50%$5M78.7K
55EXMOCEXXON MOBIL CORP COMCOM0.45%$4M59.3K
56IAGGISHARES TR CORE INTL AGGRCORE INTL AGGR0.44%$4M73.9K
57SYKSTRYKER CORP COMCOM0.44%$4M19.3K
58PGFINVESCO EXCHANGE TRADED FD TRFINL PFD PTFL0.44%$4M214.4K
59SPIBSPDR SERIES TRUST PORTFOLIO INPORTFOLIO INTRMD0.43%$4M111.0K
60MRKMERCK & CO INC COMCOM0.43%$4M43.1K
61SPDR SERIES TRUST PORTFOLIO AGPORTFOLIO AGRGTE0.43%$4M131.8K
62NFLXNETFLIX INC COMCOM0.43%$4M12.0K
63VRSNVERISIGN INC COMCOM0.42%$4M20.1K
64GSGOLDMAN SACHS GROUP INC COMCOM0.41%$4M16.4K
65CSCOCISCO SYS INC COMCOM0.41%$4M78.1K
66EWEDWARDS LIFESCIENCES CORP COMCOM0.39%$4M15.3K
67EAELECTRONIC ARTS INC COMCOM0.39%$4M33.0K
68SCHHSCHWAB STRATEGIC TR US REIT ETUS REIT ETF0.38%$3M75.0K
69VLOVALERO ENERGY CORP NEW COMCOM0.38%$3M36.6K
70EFAISHARES TR MSCI EAFE ETFMSCI EAFE ETF0.36%$3M47.4K
71EMLPFIRST TR EXCHANGE TRADED FD IVNO AMER ENERGY0.34%$3M123.1K
72CMECME GROUP INC COMCOM0.34%$3M15.6K
73CSXCSX CORP COMCOM0.34%$3M42.8K
74RSGREPUBLIC SVCS INC COMCOM0.34%$3M34.5K
75VEAVANGUARD TAX MANAGED INTL FD FFTSE DEV MKT ETF0.34%$3M70.1K
76LNCLINCOLN NATL CORP IND COMCOM0.33%$3M51.3K
77COLDAMERICOLD RLTY TR COMCOM0.33%$3M86.1K
78METAFACEBOOK INC CL ACOM0.33%$3M14.5K
79CCICROWN CASTLE INTL CORP NEW COMCOM0.33%$3M20.8K
80BRK/BBERKSHIRE HATHAWAY INC DEL CLCOM0.32%$3M13.1K
81MNSTMONSTER BEVERAGE CORP NEW COMCOM0.32%$3M46.1K
82ACTIVISION BLIZZARD INC COMCOM0.32%$3M49.2K
83VEUVANGUARD INTL EQUITY INDEX FDALLWRLD EX US · FTSE EMR MKT ETF0.31%$3M55.9K
84BKNGBOOKING HLDGS INC COMCOM0.31%$3M1.4K
85MDLZMONDELEZ INTL INC CL ACOM0.31%$3M50.9K
86IEMGISHARES INC CORE MSCI EMKTCORE MSCI EMKT0.31%$3M52.2K
87XLESELECT SECTOR SPDR TR ENERGYENERGY0.30%$3M45.6K
88UNPUNION PACIFIC CORP COMCOM0.29%$3M14.8K
89FHIFEDERATED INVS INC PA CL BCOM0.28%$3M78.3K
90SCHWTHE CHARLES SCHWAB CORPORATIONCOM0.28%$3M53.0K
91XLUSELECT SECTOR SPDR TR SBI INT-SBI INT-UTILS · SBI INT-FINL0.27%$2M41.9K
92SYYSYSCO CORP COMCOM0.27%$2M28.6K
93INTCINTEL CORP COMCOM0.27%$2M40.6K
94ILMNILLUMINA INC COMCOM0.27%$2M7.3K
95NXPINXP SEMICONDUCTORS N V COMCOM0.26%$2M18.8K
96LAMRLAMAR ADVERTISING CO NEW CL ACOM0.26%$2M26.5K
97CCITIGROUP INC COM NEWCOM0.26%$2M29.4K
98TXNTEXAS INSTRS INC COMCOM0.26%$2M18.3K
99DHID R HORTON INC COMCOM0.25%$2M43.6K
100WABWABTEC CORP COMCOM0.25%$2M29.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.4B262Apr 28, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.5B263Jan 9, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.5B256Nov 5, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.4B251Jul 22, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.3B243Apr 22, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.4B253Jan 28, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.4B255Oct 1, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.3B259Jul 2, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.3B273Apr 1, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.2B285Jan 2, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.1B289Oct 3, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.2B287Jul 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.1B295Apr 10, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.1B295Jan 19, 202313F-HRchanges · EDGAR ↗
Q3 2022$1000M292Oct 27, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.1B293Jul 8, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.2B302Apr 5, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.3B310Feb 3, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.2B291Oct 14, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.2B286Jul 7, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.1B279Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$1.0B274Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$906M262Oct 14, 202013F-HRchanges · EDGAR ↗
Q2 2020$835M257Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$722M258May 4, 202013F-HRchanges · EDGAR ↗
Q4 2019$910M290Jan 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$828M280Nov 4, 201913F-HRchanges · EDGAR ↗
Q2 2019$809M281Jul 25, 201913F-HRchanges · EDGAR ↗
Q1 2019$754M263Apr 17, 201913F-HRchanges · EDGAR ↗
Q4 2018$668M261Jan 17, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.