SEC 13F Intelligence

Managers / Q4 2021 · view latest →

APPLETON PARTNERS INC/MA

CIK 0001055290 · ONE POST OFFICE SQUARE, 5TH FLOOR, BOSTON, MA, 02109 · 6173380700

Reported Value
$1.3B
Q4 2021
Positions
310
Filings on Record
30
2019–present window
Filed
Feb 3, 2022
original filing

Summary

Appleton Partners Inc/Ma reported $1.3B in U.S.-listed holdings across 310 positions for Q4 2021.

Its largest position, AAPL, represents 6.6% of the portfolio.

Compared with Q3 2021, the fund opened 22 new positions and exited 3.

Portfolio Metrics

Turnover
+2.5%
vs prior filed quarter
Top-10 Concentration
+30.5%
share of reported value
Largest Position
+6.6%
Apple
New / Exited
22 / 3
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $668MQ4 ’18Q1 ’19: $754MQ2 ’19: $809MQ3 ’19: $828MQ4 ’19: $910MQ4 ’19Q1 ’20: $722MQ2 ’20: $835MQ3 ’20: $906MQ4 ’20: $1.0BQ4 ’20Q1 ’21: $1.1BQ2 ’21: $1.2BQ3 ’21: $1.2BQ4 ’21: $1.3BQ4 ’21Q1 ’22: $1.2BQ2 ’22: $1.1BQ3 ’22: $1000MQ4 ’22: $1.1BQ4 ’22Q1 ’23: $1.1BQ2 ’23: $1.2BQ3 ’23: $1.1BQ4 ’23: $1.2BQ4 ’23Q1 ’24: $1.3BQ2 ’24: $1.3BQ3 ’24: $1.4BQ4 ’24: $1.4BQ4 ’24Q1 ’25: $1.3BQ2 ’25: $1.4BQ3 ’25: $1.5BQ4 ’25: $1.5BQ4 ’25Q1 ’26: $1.4Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 68.0%ETP: 26.5%REIT: 3.2%ADR: 1.2%Other: 1.1%
  • Common Stock · 68.0% · $904M
  • ETP · 26.5% · $352M
  • REIT · 3.2% · $42M
  • ADR · 1.2% · $16M
  • Other · 1.1% · $15M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
HEROGLOBAL X VIDEO GAMES & ESPORTSNEW+112.8K112.8K+$3M$3M
RIVNRIVIAN AUTOMOTIVE INCNEW+7.9K7.9K+$818,000$818,000
REGNREGENERON PHARMACEUTICALS INCNEW+921921+$582,000$582,000
SPORTRADAR HOLDING AGNEW+31.7K31.7K+$556,000$556,000
MTCHMATCH GROUP INCNEW+2.5K2.5K+$328,000$328,000
XLCCOMMUNICATION SERVICES SELECTNEW+4.2K4.2K+$324,000$324,000
CSLCARLISLE COS INCNEW+1.2K1.2K+$288,000$288,000
ESMLISHARES ESG AWARE MSCI USA SMANEW+7.1K7.1K+$286,000$286,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

308 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INChistory →CS6.58%$87M492.3K
2GSLCGOLDMAN SACHS ACTIVEBETA U.S.history →ETF3.43%$46M478.3K
3MSFTMICROSOFT CORPhistory →CS3.15%$42M124.3K
4HDHOME DEPOT INC/THEhistory →CS2.65%$35M84.9K
5SCHXSCHWAB US LARGE-CAP ETFhistory →ETF2.64%$35M308.3K
6AMZNAMAZON.COM INChistory →CS2.61%$35M10.4K
7GOOGALPHABET INCCS2.51%$33M11.5K
8TMOTHERMO FISHER SCIENTIFIC INChistory →CS2.46%$33M48.9K
9JPSTJPMORGAN ULTRA-SHORT INCOME EThistory →ETF2.41%$32M634.8K
10JPMJPMORGAN CHASE & COhistory →CS2.03%$27M169.9K
11VVISA INChistory →CS1.93%$26M118.1K
12ZTSZOETIS INChistory →CS1.81%$24M98.4K
13INTUINTUIT INChistory →CS1.67%$22M34.6K
14AMTAMERICAN TOWER CORPhistory →CS1.39%$19M63.3K
15BACBANK OF AMERICA CORPhistory →CS1.36%$18M406.7K
16SHWSHERWIN-WILLIAMS CO/THEhistory →CS1.25%$17M47.0K
17ICEINTERCONTINENTAL EXCHANGE INChistory →CS1.20%$16M116.3K
18ADBEADOBE INChistory →CS1.19%$16M27.8K
19GSIEGOLDMAN SACHS ACTIVEBETA INTERhistory →ETF1.18%$16M443.7K
20JPMORGAN DIVERSIFIED RETURN USETF1.16%$15M242.0K
21SCHFSCHWAB INTERNATIONAL EQUITY EThistory →ETF1.15%$15M393.7K
22SPYSPDR S&P 500 ETF TRUSThistory →ETF1.11%$15M31.0K
23COSTCOSTCO WHOLESALE CORPhistory →CS1.10%$15M25.9K
24UNHUNITEDHEALTH GROUP INChistory →CS1.07%$14M28.3K
25SVB FINANCIAL GROUPCS1.01%$13M19.7K
26JPMORGAN ULTRA-SHORT MUNICIPALETF0.97%$13M251.3K
27PGPROCTER & GAMBLE CO/THEhistory →CS0.92%$12M74.8K
28PEPPEPSICO INChistory →CS0.91%$12M69.9K
29FLRNSPDR BLOOMBERG INVESTMENT GRADhistory →ETF0.90%$12M389.4K
30DISWALT DISNEY CO/THEhistory →CS0.89%$12M76.7K
31BROOKFIELD ASSET MANAGEMENT INCS0.87%$12M191.9K
32ELESTEE LAUDER COS INC/THEhistory →CS0.85%$11M30.5K
33LMTLOCKHEED MARTIN CORPhistory →CS0.83%$11M30.9K
34XYLXYLEM INC/NYhistory →CS0.83%$11M91.6K
35ACNACCENTURE PLChistory →CS0.80%$11M25.6K
36JNJJOHNSON & JOHNSONhistory →CS0.80%$11M61.9K
37AVGOBROADCOM INChistory →CS0.79%$11M15.9K
38DHIDR HORTON INChistory →CS0.78%$10M95.7K
39IEMGISHARES CORE MSCI EMERGING MARETF0.73%$10M161.3K
40IBBISHARES BIOTECHNOLOGY ETFCS0.71%$9M62.1K
41RTXRAYTHEON TECHNOLOGIES CORPCS0.71%$9M109.7K
42MSMORGAN STANLEYCS0.71%$9M95.7K
43SCHASCHWAB US SMALL-CAP ETFETF0.70%$9M91.0K
44TSMTAIWAN SEMICONDUCTOR MANUFACTUCS0.70%$9M77.2K
45ROPROPER TECHNOLOGIES INCCS0.68%$9M18.4K
46PANWPALO ALTO NETWORKS INCCS0.66%$9M15.8K
47PYPLPAYPAL HOLDINGS INCCS0.66%$9M46.5K
48RSGREPUBLIC SERVICES INCCS0.64%$8M60.5K
49MDTMEDTRONIC PLCCS0.61%$8M78.5K
50AREALEXANDRIA REAL ESTATE EQUITIECS0.61%$8M36.2K
51ZBRAZEBRA TECHNOLOGIES CORPCS0.56%$7M12.5K
52EQIXEQUINIX INCCS0.56%$7M8.7K
53ECLECOLAB INCCS0.53%$7M29.9K
54VMCVULCAN MATERIALS COCS0.52%$7M33.0K
55TJXTJX COS INC/THECS0.50%$7M87.8K
56SPIBSPDR PORTFOLIO INTERMEDIATE TEETF0.48%$6M175.2K
57ABBVABBVIE INCCS0.47%$6M46.0K
58AMGNAMGEN INCCS0.47%$6M27.6K
59DHRDANAHER CORPCS0.47%$6M18.8K
60IWMISHARES RUSSELL 2000 ETFETF0.47%$6M27.8K
61NFLXNETFLIX INCCS0.46%$6M10.2K
62PGFINVESCO FINANCIAL PREFERRED ETETF0.45%$6M316.7K
63MCDMCDONALD'S CORPCS0.44%$6M22.0K
64SPDR PORTFOLIO AGGREGATE BONDETF0.44%$6M195.6K
65EWEDWARDS LIFESCIENCES CORPCS0.44%$6M44.7K
66SYKSTRYKER CORPCS0.43%$6M21.2K
67LVMUYLVMH MOET HENNESSY LOUIS VUITTCS0.42%$6M33.9K
68MNSTMONSTER BEVERAGE CORPCS0.41%$5M56.6K
69BRBROADRIDGE FINANCIAL SOLUTIONSCS0.40%$5M28.9K
70IAGGISHARES CORE INTERNATIONAL AGGETF0.38%$5M93.5K
71ETFMG PRIME CYBER SECURITY ETFCS0.38%$5M82.9K
72SPDR MSCI EMERGING MARKETS STRETF0.38%$5M75.2K
73IQVIQVIA HOLDINGS INCCS0.37%$5M17.5K
74STZCONSTELLATION BRANDS INCCS0.37%$5M19.4K
75XLEENERGY SELECT SECTOR SPDR FUNDCS0.36%$5M86.8K
76GSGOLDMAN SACHS GROUP INC/THECS0.36%$5M12.5K
77VZVERIZON COMMUNICATIONS INCCS0.36%$5M91.6K
78WSOWATSCO INCCS0.33%$4M14.2K
79CSCOCISCO SYSTEMS INC/DELAWARECS0.32%$4M67.5K
80CIBRFIRST TRUST NASDAQ CYBERSECURICS0.31%$4M78.8K
81SCHHSCHWAB U.S. REIT ETFETF0.30%$4M76.6K
82BRK/BBERKSHIRE HATHAWAY INCCS0.30%$4M13.4K
83CCICROWN CASTLE INTERNATIONAL CORCS0.29%$4M18.5K
84VRSNVERISIGN INCCS0.28%$4M14.6K
85CMECME GROUP INCCS0.27%$4M16.0K
86METAMETA PLATFORMS INCCS0.27%$4M10.8K
87EMLPFIRST TRUST NORTH AMERICAN ENEETF0.27%$4M145.4K
88COMBGRANITESHARES BLOOMBERG COMMODETF0.25%$3M131.2K
89WMTWALMART INCCS0.24%$3M22.2K
90HEROGLOBAL X VIDEO GAMES & ESPORTSCS0.24%$3M112.8K
91MRKMERCK & CO INCCS0.24%$3M41.4K
92NOCNORTHROP GRUMMAN CORPCS0.23%$3M7.9K
93ABTABBOTT LABORATORIESCS0.22%$3M21.0K
94TAT&T INCCS0.22%$3M117.7K
95EXMOCEXXON MOBIL CORPCS0.21%$3M46.7K
96XLUUTILITIES SELECT SECTOR SPDR FETF0.21%$3M39.7K
97SHOPSHOPIFY INCCS0.21%$3M2.0K
98SPDR BLOOMBERG HIGH YIELD BONDETF0.21%$3M25.8K
99VOVANGUARD MID-CAP ETFETF0.21%$3M10.9K
100SCHWCHARLES SCHWAB CORP/THECS0.20%$3M31.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.4B262Apr 28, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.5B263Jan 9, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.5B256Nov 5, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.4B251Jul 22, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.3B243Apr 22, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.4B253Jan 28, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.4B255Oct 1, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.3B259Jul 2, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.3B273Apr 1, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.2B285Jan 2, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.1B289Oct 3, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.2B287Jul 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.1B295Apr 10, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.1B295Jan 19, 202313F-HRchanges · EDGAR ↗
Q3 2022$1000M292Oct 27, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.1B293Jul 8, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.2B302Apr 5, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.3B310Feb 3, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.2B291Oct 14, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.2B286Jul 7, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.1B279Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$1.0B274Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$906M262Oct 14, 202013F-HRchanges · EDGAR ↗
Q2 2020$835M257Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$722M258May 4, 202013F-HRchanges · EDGAR ↗
Q4 2019$910M290Jan 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$828M280Nov 4, 201913F-HRchanges · EDGAR ↗
Q2 2019$809M281Jul 25, 201913F-HRchanges · EDGAR ↗
Q1 2019$754M263Apr 17, 201913F-HRchanges · EDGAR ↗
Q4 2018$668M261Jan 17, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.