SEC 13F Intelligence

Managers / Q3 2021 · view latest →

APPLETON PARTNERS INC/MA

CIK 0001055290 · ONE POST OFFICE SQUARE, 5TH FLOOR, BOSTON, MA, 02109 · 6173380700

Reported Value
$1.2B
Q3 2021
Positions
291
Filings on Record
30
2019–present window
Filed
Oct 14, 2021
original filing

Summary

Appleton Partners Inc/Ma reported $1.2B in U.S.-listed holdings across 291 positions for Q3 2021.

Its largest position, AAPL, represents 5.9% of the portfolio.

Compared with Q2 2021, the fund opened 13 new positions and exited 8.

Portfolio Metrics

Turnover
+3.2%
vs prior filed quarter
Top-10 Concentration
+29.8%
share of reported value
Largest Position
+5.9%
Apple
New / Exited
13 / 8
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $668MQ4 ’18Q1 ’19: $754MQ2 ’19: $809MQ3 ’19: $828MQ4 ’19: $910MQ4 ’19Q1 ’20: $722MQ2 ’20: $835MQ3 ’20: $906MQ4 ’20: $1.0BQ4 ’20Q1 ’21: $1.1BQ2 ’21: $1.2BQ3 ’21: $1.2BQ4 ’21: $1.3BQ4 ’21Q1 ’22: $1.2BQ2 ’22: $1.1BQ3 ’22: $1000MQ4 ’22: $1.1BQ4 ’22Q1 ’23: $1.1BQ2 ’23: $1.2BQ3 ’23: $1.1BQ4 ’23: $1.2BQ4 ’23Q1 ’24: $1.3BQ2 ’24: $1.3BQ3 ’24: $1.4BQ4 ’24: $1.4BQ4 ’24Q1 ’25: $1.3BQ2 ’25: $1.4BQ3 ’25: $1.5BQ4 ’25: $1.5BQ4 ’25Q1 ’26: $1.4Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 67.4%ETP: 27.5%REIT: 3.1%Other: 1.0%ADR: 1.0%
  • Common Stock · 67.4% · $809M
  • ETP · 27.5% · $330M
  • REIT · 3.1% · $37M
  • Other · 1.0% · $13M
  • ADR · 1.0% · $12M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
AREALEXANDRIA REAL ESTATE EQUITIENEW+21.8K21.8K+$4M$4M
GENERAL ELECTRIC CONEW+5.9K5.9K+$608,000$608,000
INVHINVITATION HOMES INCNEW+11.7K11.7K+$447,000$447,000
VSGXVANGUARD ESG INTERNATIONAL STONEW+5.0K5.0K+$310,000$310,000
VTEBVANGUARD TAX-EXEMPT BOND INDEXNEW+4.6K4.6K+$250,000$250,000
ESGEISHARES INC ISHARES ESG AWARENEW+5.9K5.9K+$243,000$243,000
SPDWSPDR PORTFOLIO DEVELOPED WORLDNEW+6.6K6.6K+$239,000$239,000
SCHPSCHWAB US TIPS ETFNEW+3.6K3.6K+$225,000$225,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

289 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INChistory →CS5.85%$70M496.5K
2GSLCGOLDMAN SACHS ACTIVEBETA U.S.history →ETF3.42%$41M477.0K
3MSFTMICROSOFT CORPhistory →CS2.88%$35M122.6K
4JPSTJPMORGAN ULTRA-SHORT INCOME EThistory →ETF2.76%$33M653.9K
5AMZNAMAZON.COM INChistory →CS2.69%$32M9.8K
6SCHXSCHWAB US LARGE-CAP ETFhistory →ETF2.64%$32M305.1K
7GOOGALPHABET INCCS2.60%$31M11.7K
8TMOTHERMO FISHER SCIENTIFIC INChistory →CS2.35%$28M49.4K
9HDHOME DEPOT INC/THEhistory →CS2.33%$28M85.4K
10JPMJPMORGAN CHASE & COhistory →CS2.28%$27M167.6K
11VVISA INChistory →CS2.24%$27M120.5K
12ZTSZOETIS INChistory →CS1.59%$19M98.6K
13INTUINTUIT INChistory →CS1.58%$19M35.2K
14BACBANK OF AMERICA CORPhistory →CS1.39%$17M393.5K
15AMTAMERICAN TOWER CORPhistory →CS1.38%$17M62.4K
16ADBEADOBE INChistory →CS1.34%$16M27.9K
17GSIEGOLDMAN SACHS ACTIVEBETA INTERhistory →ETF1.24%$15M436.6K
18SCHFSCHWAB INTERNATIONAL EQUITY EThistory →ETF1.24%$15M385.3K
19JPMORGAN DIVERSIFIED RETURN USETF1.14%$14M230.8K
20ICEINTERCONTINENTAL EXCHANGE INChistory →CS1.11%$13M116.6K
21SHWSHERWIN-WILLIAMS CO/THEhistory →CS1.11%$13M47.5K
22SPYSPDR S&P 500 ETF TRUSThistory →ETF1.10%$13M30.9K
23FLRNSPDR BLOOMBERG BARCLAYS INVESThistory →ETF1.08%$13M424.8K
24DISWALT DISNEY CO/THEhistory →CS1.07%$13M75.8K
25SVB FINANCIAL GROUPCS1.06%$13M19.7K
26PYPLPAYPAL HOLDINGS INChistory →CS1.01%$12M46.7K
27JPMORGAN ULTRA-SHORT MUNICIPALETF1.00%$12M234.5K
28LMTLOCKHEED MARTIN CORPhistory →CS0.99%$12M34.5K
29COSTCOSTCO WHOLESALE CORPhistory →CS0.99%$12M26.4K
30UNHUNITEDHEALTH GROUP INChistory →CS0.95%$11M29.3K
31PEPPEPSICO INChistory →CS0.91%$11M72.9K
32XYLXYLEM INC/NYhistory →CS0.88%$11M85.3K
33PGPROCTER & GAMBLE CO/THEhistory →CS0.87%$10M74.9K
34JNJJOHNSON & JOHNSONhistory →CS0.84%$10M62.3K
35MDTMEDTRONIC PLChistory →CS0.83%$10M79.8K
36BROOKFIELD ASSET MANAGEMENT INCS0.83%$10M185.6K
37IBBISHARES BIOTECHNOLOGY ETFCS0.82%$10M61.3K
38IEMGISHARES CORE MSCI EMERGING MARETF0.76%$9M148.1K
39ELESTEE LAUDER COS INC/THECS0.73%$9M29.3K
40SCHASCHWAB US SMALL-CAP ETFETF0.73%$9M87.5K
41TSMTAIWAN SEMICONDUCTOR MANUFACTUCS0.71%$8M76.0K
42ACNACCENTURE PLCCS0.70%$8M26.3K
43ROPROPER TECHNOLOGIES INCCS0.69%$8M18.6K
44RTXRAYTHEON TECHNOLOGIES CORPCS0.68%$8M94.8K
45PANWPALO ALTO NETWORKS INCCS0.65%$8M16.4K
46MSMORGAN STANLEYCS0.64%$8M79.0K
47AVGOBROADCOM INCCS0.63%$8M15.6K
48DHIDR HORTON INCCS0.60%$7M86.1K
49RSGREPUBLIC SERVICES INCCS0.60%$7M59.6K
50EQIXEQUINIX INCCS0.55%$7M8.3K
51NFLXNETFLIX INCCS0.53%$6M10.4K
52ZBRAZEBRA TECHNOLOGIES CORPCS0.51%$6M11.9K
53ECLECOLAB INCCS0.51%$6M29.1K
54IWMISHARES RUSSELL 2000 ETFETF0.50%$6M27.7K
55SPIBSPDR PORTFOLIO INTERMEDIATE TEETF0.49%$6M162.7K
56PGFINVESCO FINANCIAL PREFERRED ETETF0.49%$6M310.7K
57TJXTJX COS INC/THECS0.49%$6M89.0K
58SYKSTRYKER CORPCS0.48%$6M22.0K
59DHRDANAHER CORPCS0.48%$6M18.9K
60AMGNAMGEN INCCS0.48%$6M27.1K
61SPDR PORTFOLIO AGGREGATE BONDETF0.47%$6M187.4K
62VZVERIZON COMMUNICATIONS INCCS0.46%$6M103.3K
63MCDMCDONALD'S CORPCS0.46%$5M22.7K
64VMCVULCAN MATERIALS COCS0.45%$5M31.7K
65SPDR MSCI EMERGING MARKETS STRETF0.45%$5M79.1K
66IAGGISHARES CORE INTERNATIONAL AGGETF0.43%$5M94.1K
67ETFMG PRIME CYBER SECURITY ETFCS0.43%$5M85.1K
68EWEDWARDS LIFESCIENCES CORPCS0.41%$5M43.9K
69EAELECTRONIC ARTS INCCS0.41%$5M34.5K
70MNSTMONSTER BEVERAGE CORPCS0.40%$5M54.7K
71ABBVABBVIE INCCS0.40%$5M44.6K
72GSGOLDMAN SACHS GROUP INC/THECS0.40%$5M12.7K
73IQVIQVIA HOLDINGS INCCS0.35%$4M17.5K
74AREALEXANDRIA REAL ESTATE EQUITIECS0.35%$4M21.8K
75ACTIVISION BLIZZARD INCCS0.34%$4M52.8K
76TAT&T INCCS0.34%$4M151.1K
77XLEENERGY SELECT SECTOR SPDR FUNDCS0.33%$4M76.7K
78BRBROADRIDGE FINANCIAL SOLUTIONSCS0.32%$4M23.2K
79COMBGRANITESHARES BLOOMBERG COMMODETF0.32%$4M128.2K
80METAFACEBOOK INCCS0.31%$4M11.1K
81BRK/BBERKSHIRE HATHAWAY INCCS0.30%$4M13.2K
82STZCONSTELLATION BRANDS INCCS0.30%$4M17.1K
83CSCOCISCO SYSTEMS INC/DELAWARECS0.30%$4M66.1K
84LVMUYLVMH MOET HENNESSY LOUIS VUITTCS0.30%$4M24.9K
85FISVFISERV INCCS0.30%$4M32.9K
86CIBRFIRST TRUST NASDAQ CYBERSECURICS0.29%$3M71.5K
87SCHHSCHWAB U.S. REIT ETFETF0.29%$3M75.0K
88EMLPFIRST TRUST NORTH AMERICAN ENEETF0.28%$3M141.1K
89TMUST-MOBILE US INCCS0.28%$3M26.0K
90CCICROWN CASTLE INTERNATIONAL CORCS0.27%$3M18.6K
91CMECME GROUP INCCS0.25%$3M15.8K
92VRSNVERISIGN INCCS0.25%$3M14.9K
93MRKMERCK & CO INCCS0.25%$3M39.3K
94COLDAMERICOLD REALTY TRUSTCS0.24%$3M100.2K
95WMTWALMART INCCS0.24%$3M20.8K
96WSOWATSCO INCCS0.24%$3M10.9K
97EXMOCEXXON MOBIL CORPCS0.24%$3M48.4K
98SHOPSHOPIFY INCCS0.22%$3M2.0K
99VOVANGUARD MID-CAP ETFETF0.22%$3M11.3K
100SPDR BLOOMBERG BARCLAYS HIGH YETF0.22%$3M24.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.4B262Apr 28, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.5B263Jan 9, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.5B256Nov 5, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.4B251Jul 22, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.3B243Apr 22, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.4B253Jan 28, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.4B255Oct 1, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.3B259Jul 2, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.3B273Apr 1, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.2B285Jan 2, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.1B289Oct 3, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.2B287Jul 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.1B295Apr 10, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.1B295Jan 19, 202313F-HRchanges · EDGAR ↗
Q3 2022$1000M292Oct 27, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.1B293Jul 8, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.2B302Apr 5, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.3B310Feb 3, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.2B291Oct 14, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.2B286Jul 7, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.1B279Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$1.0B274Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$906M262Oct 14, 202013F-HRchanges · EDGAR ↗
Q2 2020$835M257Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$722M258May 4, 202013F-HRchanges · EDGAR ↗
Q4 2019$910M290Jan 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$828M280Nov 4, 201913F-HRchanges · EDGAR ↗
Q2 2019$809M281Jul 25, 201913F-HRchanges · EDGAR ↗
Q1 2019$754M263Apr 17, 201913F-HRchanges · EDGAR ↗
Q4 2018$668M261Jan 17, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.